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Nasdaq · USD

ASUR

ASURE SOFTWARE INC

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734
SEC CIK
0000884144
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224

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
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Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2023 Filed Mar 21, 2023 20:54 UTC Amendment
Goldstein EyalChief Revenue Officer
Exercise / conversionAsure Software, Inc. Common Stock ($0.01 par value) 624 $6.44 $4,018.56
Disclosure

SEC source: 0000884144-23-000030 · wf-form4a_167943205790470.xml · nonDerivative · entry 1

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:10 UTC
Goldstein EyalChief Revenue Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 45,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-23-000006 · wf-form4_167287017764349.xml · nonDerivative · entry 1

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,617

F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:04 UTC
Goepel PatrickDirector · Chairman & CEO
GrantAsure Software, Inc. Common Stock ($0.01 par value) 50,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-23-000004 · wf-form4_167286986179012.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,888

F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:00 UTC
Pence John FChief Financial Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 30,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-23-000002 · wf-form4_167286958903707.xml · nonDerivative · entry 1

Pence John F · CIK 0001833751 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
August 15, 2022 Filed Aug 15, 2022 22:21 UTC
Goepel PatrickDirector · Chairman & CEO
PurchaseAsure Software, Inc. Common Stock ($0.01 par value) 18,000 $5.56 $100,080.00
Disclosure

SEC source: 0000884144-22-000063 · wf-form4_166060007388645.xml · nonDerivative · entry 2

Goepel Patrick · CIK 0001472118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,888

Read SEC document
August 12, 2022 Filed Aug 15, 2022 22:21 UTC
Goepel PatrickDirector · Chairman & CEO
PurchaseAsure Software, Inc. Common Stock ($0.01 par value) 82,000 $5.82 $477,240.00
Disclosure

SEC source: 0000884144-22-000063 · wf-form4_166060007388645.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,888

F1 · price: Represents the weighted average purchase price for the entire number of shares purchased. The actual purchase prices ranged from $5.61 to $5.91 per share.

Read SEC document
March 16, 2022 Filed Mar 22, 2022 18:34 UTC
Goldstein EyalChief Revenue Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 40,000 $6.74 Strike: $6.74 $269,600.00
Disclosure

SEC source: 0000884144-22-000034 · wf-form4_164797404074295.xml · derivative · entry 1

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 40,000 shares

Expires 2027-03-16

F1 · derivative.exercise_date: Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
March 16, 2022 Filed Mar 22, 2022 18:33 UTC
Goepel PatrickDirector · Chairman & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0000884144-22-000033 · wf-form4_164797402544509.xml · derivative · entry 1

Goepel Patrick · CIK 0001472118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 90,000 shares

Expires 2027-03-16

F1 · derivative.exercise_date: Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
March 16, 2022 Filed Mar 22, 2022 18:33 UTC
Pence John FChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0000884144-22-000032 · wf-form4_164797400888210.xml · derivative · entry 1

Pence John F · CIK 0001833751 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 60,000 shares

Expires 2027-03-16

F1 · derivative.exercise_date: Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
March 16, 2022 Filed Mar 22, 2022 18:33 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-22-000031 · wf-form4_164797399404473.xml · nonDerivative · entry 1

Drew William Carl · CIK 0001809697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,165

F1 · shares: Represents grant of restricted stock units which will vest on the first anniversary of the grant date.

Read SEC document
March 16, 2022 Filed Mar 22, 2022 18:32 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-22-000029 · wf-form4_164797396077354.xml · nonDerivative · entry 1

Oberwager Bradford Scovill · CIK 0001758932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,165

F1 · shares: Represents grant of restricted stock units which will vest on the first anniversary of the grant date.

Read SEC document
March 16, 2022 Filed Mar 22, 2022 18:33 UTC
ALLEN BEN FDirector
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-22-000030 · wf-form4_164797397602556.xml · nonDerivative · entry 1

ALLEN BEN F · CIK 0001175995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,645

F1 · shares: Represents grant of restricted stock units which will vest on the first anniversary of the grant date.

Read SEC document
March 16, 2022 Filed Mar 22, 2022 18:32 UTC
Lee Grace G.Director
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-22-000028 · wf-form4_164797394465172.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,165

F1 · shares: Represents grant of restricted stock units which will vest on the first anniversary of the grant date.

Read SEC document
March 16, 2022 Filed Mar 22, 2022 18:32 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-22-000027 · wf-form4_164797392777327.xml · nonDerivative · entry 1

GILL DANIEL M · CIK 0001038735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,165

F1 · shares: Represents grant of restricted stock units which will vest on the first anniversary of the grant date.

Read SEC document
March 16, 2022 Filed Mar 22, 2022 18:32 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-22-000026 · wf-form4_164797390886967.xml · nonDerivative · entry 1

Reynolds Bjorn · CIK 0001809184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,415

F1 · shares: Represents grant of restricted stock units which will vest on the first anniversary of the grant date.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 22:52 UTC
Goldstein EyalChief Revenue Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0000884144-21-000030 · wf-form4_164081835248509.xml · derivative · entry 1

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 100,000 shares

Expires 2026-12-27

F1 · derivative.exercise_date: Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
November 12, 2021 Filed Nov 12, 2021 21:57 UTC
Goepel PatrickDirector · Chairman & CEO
PurchaseAsure Software, Inc. Common Stock ($0.01 par value) 10,000 $8.75 $87,500.00
Disclosure

SEC source: 0000884144-21-000028 · wf-form4_163675420418122.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,888

Read SEC document
November 12, 2021 Filed Nov 12, 2021 21:57 UTC
Pence John FChief Financial Officer
PurchaseAsure Software, Inc. Common Stock ($0.01 par value) 10,000 $8.75 $87,500.00
Disclosure

SEC source: 0000884144-21-000027 · wf-form4_163675419260796.xml · nonDerivative · entry 1

Pence John F · CIK 0001833751 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:56 UTC PurchaseCommon Stock 20,000 $8.15 $163,000.00
Disclosure

SEC source: 0001628280-21-011841 · wf-form4_162319296987594.xml · nonDerivative · entry 1

Drew William Carl · CIK 0001809697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,165

Read SEC document
May 13, 2021 Filed May 15, 2021 01:18 UTC
Goldstein EyalChief Revenue Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001628280-21-010420 · wf-form4_162104147381873.xml · derivative · entry 1

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 60,000 shares

Expires 2026-05-13

F1 · derivative.exercise_date: 1. Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:17 UTC
Pence John FChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001628280-21-010418 · wf-form4_162104142083329.xml · derivative · entry 1

Pence John F · CIK 0001833751 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 60,000 shares

Expires 2026-05-13

F1 · derivative.exercise_date: 1. Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:17 UTC
Goepel PatrickDirector · Chairman & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001628280-21-010419 · wf-form4_162104145484129.xml · derivative · entry 1

Goepel Patrick · CIK 0001472118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 60,000 shares

Expires 2026-05-13

F1 · derivative.exercise_date: 1. Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:13 UTC
Lee Grace G.Director
GrantStock Option (Option to Buy) · Derivative 5,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001628280-21-010417 · wf-form4_162104116481247.xml · derivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 5,000 shares

Expires 2026-05-13

F1 · derivative.exercise_date: 1. Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:12 UTC
ALLEN BEN FDirector
GrantStock Option (Option to Buy) · Derivative 5,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001628280-21-010416 · wf-form4_162104114704504.xml · derivative · entry 1

ALLEN BEN F · CIK 0001175995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 5,000 shares

Expires 2026-05-13

F1 · derivative.exercise_date: 1. Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:12 UTC GrantStock Option (Option to Buy) · Derivative 5,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001628280-21-010415 · wf-form4_162104112973006.xml · derivative · entry 1

GILL DANIEL M · CIK 0001038735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 5,000 shares

Expires 2026-05-13

F1 · derivative.exercise_date: 1. Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:12 UTC GrantStock Option (Option to Buy) · Derivative 5,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001628280-21-010414 · wf-form4_162104111252803.xml · derivative · entry 1

Reynolds Bjorn · CIK 0001809184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 5,000 shares

Expires 2026-05-13

F1 · derivative.exercise_date: 1. Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:11 UTC GrantStock Option (Option to Buy) · Derivative 5,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001628280-21-010413 · wf-form4_162104109485052.xml · derivative · entry 1

Oberwager Bradford Scovill · CIK 0001758932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 5,000 shares

Expires 2026-05-13

F1 · derivative.exercise_date: 1. Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
May 13, 2021 Filed May 26, 2021 20:06 UTC GrantStock Option (Option to Buy) · Derivative 5,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001628280-21-011109 · wf-form4_162205958710493.xml · derivative · entry 1

Drew William Carl · CIK 0001809697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 5,000 shares

Expires 2026-05-13

F1 · derivative.exercise_date: 1. Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:23 UTC
Goepel PatrickDirector · Chairman & CEO
GrantAsure Software, Inc. Common Stock ($0.01 par value) 30,000 $7.25 $217,500.00
Disclosure

SEC source: 0001185185-20-001776 · form4-goepel060418.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,888

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:19 UTC GrantAsure Software, Inc. Common Stock ($0.01 par value) 100,000 $7.25 $725,000.00
Disclosure

SEC source: 0001185185-20-001774 · ownership.xml · nonDerivative · entry 1

GILL DANIEL M · CIK 0001038735 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Revocable Trust

Disclosed balance after: 100,000

Read SEC document
November 10, 2020 Filed Nov 25, 2020 17:43 UTC
Pence John FChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $6.95 $0.00
Disclosure

SEC source: 0001185185-20-001681 · ownership.xml · derivative · entry 2

Pence John F · CIK 0001833751 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock ($0.01 par value) · 75,000 shares

Expires 2025-11-10

F2 · derivative.exercise_date: Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
November 10, 2020 Filed Nov 25, 2020 17:43 UTC
Pence John FChief Financial Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 10,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-001681 · ownership.xml · nonDerivative · entry 1

Pence John F · CIK 0001833751 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
September 14, 2020 Filed Sep 23, 2020 18:13 UTC
Lee Grace G.Director
GrantStock Option (Option to Buy) · Derivative 10,000 $7.17 Strike: $7.17 $71,700.00
Disclosure

SEC source: 0001185185-20-001350 · ownership.xml · derivative · entry 2

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-09-14

F2 · derivative.exercise_date: The options will vest as follows: one-third on the first anniversary of the grant date and the remainder over two years in equal quarterly installments.

Read SEC document
September 14, 2020 Filed Sep 23, 2020 18:13 UTC
Lee Grace G.Director
GrantCommon Stock 7,165 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-001350 · ownership.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments.

Read SEC document
September 14, 2020 Filed Oct 2, 2020 17:00 UTC
ALLEN BEN FDirector
GrantStock Option (Option to Buy) · Derivative 10,000 $7.17 Strike: $7.17 $71,700.00
Disclosure

SEC source: 0001185185-20-001389 · ownership.xml · derivative · entry 3

ALLEN BEN F · CIK 0001175995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-09-14

F2 · derivative.exercise_date: The options will vest as follows: one-third on the first anniversary of the grant date and the remainder over two years in equal quarterly installments.

Read SEC document
September 14, 2020 Filed Oct 2, 2020 17:00 UTC
ALLEN BEN FDirector
GrantCommon Stock 7,165 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-001389 · ownership.xml · nonDerivative · entry 2

ALLEN BEN F · CIK 0001175995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,645

F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:37 UTC
Goepel PatrickDirector · Chief Executive Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 1,492 $6.53 $9,742.76
Disclosure

SEC source: 0001185185-20-001225 · form4-goepel060418.xml · nonDerivative · entry 5

Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777,888

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:37 UTC
Goepel PatrickDirector · Chief Executive Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 1,004 $6.52 $6,546.08
Disclosure

SEC source: 0001185185-20-001225 · form4-goepel060418.xml · nonDerivative · entry 4

Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,396

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:37 UTC
Goepel PatrickDirector · Chief Executive Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 2,252 $6.51 $14,660.52
Disclosure

SEC source: 0001185185-20-001225 · form4-goepel060418.xml · nonDerivative · entry 3

Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,392

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:37 UTC
Goepel PatrickDirector · Chief Executive Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 3,500 $6.50 $22,732.50
Disclosure

SEC source: 0001185185-20-001225 · form4-goepel060418.xml · nonDerivative · entry 2

Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,140

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:37 UTC
Goepel PatrickDirector · Chief Executive Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 1,752 $6.50 $11,388.00
Disclosure

SEC source: 0001185185-20-001225 · form4-goepel060418.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,640

Read SEC document
August 13, 2020 Filed Oct 2, 2020 17:00 UTC
ALLEN BEN FDirector
GrantAsure Software, Inc. Common Stock ($0.01 par value) 14,800 $6.75 $99,900.00
Disclosure

SEC source: 0001185185-20-001389 · ownership.xml · nonDerivative · entry 1

ALLEN BEN F · CIK 0001175995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,480

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August 11, 2020 Filed Aug 13, 2020 21:55 UTC
Powers JamesChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001185185-20-001162 · ownership.xml · derivative · entry 2

Powers James · CIK 0001594444 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock ($0.01 par value) · 75,000 shares

Expires 2025-08-11

F2 · derivative.exercise_date: Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

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August 11, 2020 Filed Aug 13, 2020 21:55 UTC
Powers JamesChief Financial Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 10,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-001162 · ownership.xml · nonDerivative · entry 1

Powers James · CIK 0001594444 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date.

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August 10, 2020 Filed Aug 12, 2020 21:24 UTC SaleCommon Stock 30,452 $7.56 $230,095.31
Disclosure

SEC source: 0001325533-20-000001 · primary_doc.xml · nonDerivative · entry 1

Red Oak Partners, LLC · CIK 0001325533 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Fund, LP directly

Disclosed balance after: 222,673

F5 · shares: Sale of securities were made pursuant to a Rule 10B5-1 plan adopted by ROP on June 16, 2020.

F4 · price: These transactions were executed in multiple trades at prices ranging from $7.50 to $7.72. The price reported in Column 4 of Table I reflects the weighted average selling price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F2 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager.

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June 30, 2020 Filed Jul 2, 2020 21:37 UTC
Goepel PatrickDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001185185-20-000941 · form4-goepel060418.xml · derivative · entry 2

Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock ($0.01 par value) · 150,000 shares

Expires 2025-06-30

F2 · derivative.exercise_date: Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

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June 30, 2020 Filed Jul 2, 2020 21:37 UTC
Goepel PatrickDirector · Chief Executive Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 8,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-000941 · form4-goepel060418.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,888

F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date.

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June 30, 2020 Filed Jul 2, 2020 21:34 UTC
BRANNON KELYNChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001185185-20-000939 · ownership.xml · derivative · entry 2

BRANNON KELYN · CIK 0001483484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock ($0.01 par value) · 30,000 shares

Expires 2025-06-30

F2 · derivative.exercise_date: Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

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June 30, 2020 Filed Jul 2, 2020 21:34 UTC
BRANNON KELYNChief Financial Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 7,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-000939 · ownership.xml · nonDerivative · entry 1

BRANNON KELYN · CIK 0001483484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,782

F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date.

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June 30, 2020 Filed Jul 2, 2020 21:31 UTC
Goldstein EyalChief Revenue Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001185185-20-000937 · ownership.xml · derivative · entry 2

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock ($0.01 par value) · 60,000 shares

Expires 2025-06-30

F2 · derivative.exercise_date: Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.