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person · Reporting owner

Lee Grace G.

Disclosed activity across 2 companies

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27880
SEC CIK
0001794757

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASURE SOFTWARE INCASUR · Entity 734DirectorJuly 28, 2026July 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASURE SOFTWARE INC

Report date July 28, 2026 · Filed July 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Asure Software, Inc. Common Stock ($0.01 par value)SEC Table I · non-derivativeDirect48,562 Reported balance After 2026-07-28 transaction · row 1
1 source row

Row 1 · 2026-07-28 · Grant · Acquired 5,420 · Balance 48,562

F1: Represents grant of restricted stock units that vest on May 12, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents grant of restricted stock units that vest on May 12, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CUBIC CORP /DE/

Report date May 25, 2021 · Filed May 25, 2021

Section 16 reporting ended · disclosed 2021-05-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-05-25 transaction · row 1
1 source row

Row 1 · 2021-05-25 · Disposition to issuer · Disposed 21,948 · Balance 0

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-05-25 · Disposition to issuer · Disposed 3,898 · Balance 0

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-05-25 · Disposition to issuer · Disposed 5,878 · Balance 0

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-05-25 · Disposition to issuer · Disposed 6,785 · Balance 0

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2026 Filed Jul 30, 2026 20:40 UTC ASURE SOFTWARE INC ASUR · Entity 734 GrantAsure Software, Inc. Common Stock ($0.01 par value) 5,420 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-051111 · wk-form4_1785444003.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,562

F1 · kind: Represents grant of restricted stock units that vest on May 12, 2027.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 20:29 UTC ASURE SOFTWARE INC ASUR · Entity 734 GrantAsure Software, Inc. Common Stock ($0.01 par value) 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017294 · wk-form4_1773347387.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,142

F1 · shares: Represents grant of restricted stock units that vest on February 26, 2027.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:40 UTC ASURE SOFTWARE INC ASUR · Entity 734 Exercise / conversionStock Option (Option to Buy) · Derivative 5,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0000884144-25-000068 · wk-form4_1748032800.xml · derivative · entry 3

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 5,000 shares

Expires 2026-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents grant of stock options that vested 1/3rd on the first anniversary of the grant date of May 13, 2021 (the "Grant Date"), and the remaining 2/3rds vested over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:40 UTC ASURE SOFTWARE INC ASUR · Entity 734 Tax withholdingAsure Software, Inc. Common Stock ($0.01 par value) 4,073 $9.65 $39,304.45
Disclosure

SEC source: 0000884144-25-000068 · wk-form4_1748032800.xml · nonDerivative · entry 2

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,142

F1 · kind: These shares represent the payment of tax liability associated with the exercise of stock options that were originally granted on May 13, 2021.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:40 UTC ASURE SOFTWARE INC ASUR · Entity 734 Exercise / conversionAsure Software, Inc. Common Stock ($0.01 par value) 5,000 $7.86 $39,300.00
Disclosure

SEC source: 0000884144-25-000068 · wk-form4_1748032800.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 22:14 UTC ASURE SOFTWARE INC ASUR · Entity 734 Exercise / conversionStock Option (Option to Buy) · Derivative 10,000 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0000884144-25-000050 · wk-form4_1742422470.xml · derivative · entry 3

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 10,000 shares

Expires 2025-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents grant of stock options that vested 1/3rd on the first anniversary of the grant date of September 14, 2020 (the "Grant Date"), and the remaining 2/3rds vested over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 22:14 UTC ASURE SOFTWARE INC ASUR · Entity 734 SaleAsure Software, Inc. Common Stock ($0.01 par value) 7,500 $9.51 $71,325.00
Disclosure

SEC source: 0000884144-25-000050 · wk-form4_1742422470.xml · nonDerivative · entry 2

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,215

F1 · price: The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $9.48 to $9.54. The Reporting Person undertakes to provide Asure Software, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 22:14 UTC ASURE SOFTWARE INC ASUR · Entity 734 Exercise / conversionAsure Software, Inc. Common Stock ($0.01 par value) 10,000 $7.17 $71,700.00
Disclosure

SEC source: 0000884144-25-000050 · wk-form4_1742422470.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 10, 2025 16:20 UTC ASURE SOFTWARE INC ASUR · Entity 734 GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-25-000025 · wk-form4_1741623636.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,715

F1 · shares: Represents grant of restricted stock units that vest on the first anniversary of the Grant Date.

Read SEC document
January 01, 2024 Filed Jan 2, 2024 21:21 UTC ASURE SOFTWARE INC ASUR · Entity 734 GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-24-000013 · wk-form4_1704230493.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,715

F1 · shares: Represents grant of restricted stock units which will vest on the first anniversary of the grant date.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:28 UTC ASURE SOFTWARE INC ASUR · Entity 734 GiftCommon Stock 3,450 $0.00 $0.00
Disclosure

SEC source: 0000884144-23-000024 · wf-form4_167874290689127.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,715

Read SEC document
March 06, 2023 Filed Mar 8, 2023 00:39 UTC ASURE SOFTWARE INC ASUR · Entity 734 GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-23-000020 · wf-form4_167823593353690.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,165

F1 · shares: Represents grant of restricted stock units which will vest on the first anniversary of the grant date.

Read SEC document
March 16, 2022 Filed Mar 22, 2022 18:32 UTC ASURE SOFTWARE INC ASUR · Entity 734 GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-22-000028 · wf-form4_164797394465172.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,165

F1 · shares: Represents grant of restricted stock units which will vest on the first anniversary of the grant date.

Read SEC document
May 25, 2021 Filed May 25, 2021 17:26 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerPerformance Restricted Stock Units · Derivative 6,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005893 · edgar.xml · derivative · entry 4

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

F2 · price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

Read SEC document
May 25, 2021 Filed May 25, 2021 17:26 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerPerformance Restricted Stock Units · Derivative 5,878 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005893 · edgar.xml · derivative · entry 3

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,878 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

F2 · price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

Read SEC document
May 25, 2021 Filed May 25, 2021 17:26 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerPerformance Restricted Stock Units · Derivative 3,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005893 · edgar.xml · derivative · entry 2

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,898 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

F2 · price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

Read SEC document
May 25, 2021 Filed May 25, 2021 17:26 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerCommon Stock 21,948 $75.00 $1,646,100.00
Disclosure

SEC source: 0001179110-21-005893 · edgar.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Read SEC document
May 13, 2021 Filed May 15, 2021 01:13 UTC ASURE SOFTWARE INC ASUR · Entity 734 GrantStock Option (Option to Buy) · Derivative 5,000 $0.00 Strike: $7.86 $0.00
Disclosure

SEC source: 0001628280-21-010417 · wf-form4_162104116481247.xml · derivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Asure Software, Inc. Common Stock ($0.01 par value) · 5,000 shares

Expires 2026-05-13

F1 · derivative.exercise_date: 1. Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 17:13 UTC CUBIC CORP /DE/ CUB · Entity 139094 Tax withholdingCommon Stock 8,670 $61.18 $530,430.60
Disclosure

SEC source: 0001179110-21-001061 · edgar.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,948

Read SEC document
November 27, 2020 Filed Dec 1, 2020 19:25 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Units · Derivative 6,553 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-011506 · edgar.xml · derivative · entry 2

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,553

Underlying: Common Stock · 6,553 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of CUB common stock.

F3 · derivative.exercise_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2023, subject to the Reporting Person's continued service with CUB through such vesting date.

F3 · derivative.expiration_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2023, subject to the Reporting Person's continued service with CUB through such vesting date.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 19:25 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantCommon Stock 6,553 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-011506 · edgar.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,311

F1 · shares: The Restricted Stock Units ("RSUs") vest in three equal annual installments on October 1, 2021, 2022, and 2023, subject to Reporting Person's continuous service through each applicable vesting date. Vested shares will be delivered to the Reporting Person following each vesting date.

Read SEC document
November 27, 2020 Filed Dec 28, 2020 18:55 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 GrantCommon Stock 6,553 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-012252 · edgar.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,618

F1 · shares: The Restricted Stock Units ("RSUs") vest in three equal annual installments on October 1, 2021, 2022, and 2023, subject to Reporting Person's continuous service through each applicable vesting date. Vested shares will be delivered to the Reporting Person following each vesting date.

F2 · balance_after: This Form 4 amendment is filed to report all stock-settled restricted stock units held by the reporting person that were previously reported on Table II as directly owned securities on Table I to be consistent with the reporting of stock-settled restricted stock units granted on November 27, 2020. Accordingly, the total reported in Column 5 now includes 15,307 restricted stock units previously reported on Table II.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 1,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010288 · edgar.xml · derivative · entry 6

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Underlying: Common Stock · 1,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of CUB common stock.

F3 · price: Each RSU represents a contingent right to receive one share of CUB common stock.

F7 · derivative.exercise_date: This is the first of three vesting installments of RSUs granted to the Reporting Person on November 21, 2019. The remaining 2,425 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022 subject to the Reporting Person's continuous service through each application vesting date.

F7 · derivative.expiration_date: This is the first of three vesting installments of RSUs granted to the Reporting Person on November 21, 2019. The remaining 2,425 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022 subject to the Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 1,960 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010288 · edgar.xml · derivative · entry 5

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

Underlying: Common Stock · 1,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of CUB common stock.

F3 · price: Each RSU represents a contingent right to receive one share of CUB common stock.

F6 · derivative.exercise_date: This is the first of three vesting installments of RSUs granted to the Reporting Person on November 21, 2019. The remaining 3,918 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022 subject to the Reporting Person's continuous service through each application vesting date.

F6 · derivative.expiration_date: This is the first of three vesting installments of RSUs granted to the Reporting Person on November 21, 2019. The remaining 3,918 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022 subject to the Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 2,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010288 · edgar.xml · derivative · entry 4

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,016

Underlying: Common Stock · 2,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of CUB common stock.

F3 · price: Each RSU represents a contingent right to receive one share of CUB common stock.

F5 · derivative.exercise_date: This is the second of five vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 7,016 shares from such grant shall vest in three equal installments on each of October 1, 2021, 2022 and 2023 subject to the Reporting Person's continuous service through each application vesting date.

F5 · derivative.expiration_date: This is the second of five vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 7,016 shares from such grant shall vest in three equal installments on each of October 1, 2021, 2022 and 2023 subject to the Reporting Person's continuous service through each application vesting date.

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October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 975 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010288 · edgar.xml · derivative · entry 3

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,948

Underlying: Common Stock · 975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of CUB common stock.

F3 · price: Each RSU represents a contingent right to receive one share of CUB common stock.

F4 · derivative.exercise_date: This is the second of four vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 1,948 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022 subject to the Reporting Person's continuous service through each application vesting date.

F4 · derivative.expiration_date: This is the second of four vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 1,948 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022 subject to the Reporting Person's continuous service through each application vesting date.

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October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Tax withholdingCommon Stock 2,396 $57.54 $137,865.84
Disclosure

SEC source: 0001179110-20-010288 · edgar.xml · nonDerivative · entry 2

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,758

F2 · shares: Consists of shares withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

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October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 6,487 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010288 · edgar.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB stock.

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September 14, 2020 Filed Sep 23, 2020 18:13 UTC ASURE SOFTWARE INC ASUR · Entity 734 GrantStock Option (Option to Buy) · Derivative 10,000 $7.17 Strike: $7.17 $71,700.00
Disclosure

SEC source: 0001185185-20-001350 · ownership.xml · derivative · entry 2

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-09-14

F2 · derivative.exercise_date: The options will vest as follows: one-third on the first anniversary of the grant date and the remainder over two years in equal quarterly installments.

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September 14, 2020 Filed Sep 23, 2020 18:13 UTC ASURE SOFTWARE INC ASUR · Entity 734 GrantCommon Stock 7,165 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-001350 · ownership.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments.

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May 14, 2020 Filed May 18, 2020 16:16 UTC CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 2,500 $32.10 $80,258.50
Disclosure

SEC source: 0001179110-20-006189 · edgar.xml · nonDerivative · entry 1

Lee Grace G. · CIK 0001794757 · SVP, Chief HR & Diversity Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,667

F1 · price: Represents the weighted average purchase price for the entire number of shares purchased. The purchase prices range from $32.07 to $32.12 per share. Information on the actual number of shares purchased at each purchase price can be obtained from Issuer upon request.

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November 29, 2019 Filed Dec 3, 2019 17:49 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Units · Derivative 5,878 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012284 · edgar.xml · derivative · entry 2

Lee Grace G. · CIK 0001794757 · SVP, Chief of HR and Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,878

Underlying: Common Stock · 5,878 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F3 · derivative.exercise_date: The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date.Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested sharesand accrued dividends will be delivered to the Reporting Person following each vesting date.

F3 · derivative.expiration_date: The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date.Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested sharesand accrued dividends will be delivered to the Reporting Person following each vesting date.

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November 29, 2019 Filed Dec 3, 2019 17:49 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Units · Derivative 5,878 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012284 · edgar.xml · derivative · entry 1

Lee Grace G. · CIK 0001794757 · SVP, Chief of HR and Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,878

Underlying: Common Stock · 5,878 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F2 · derivative.exercise_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 50% on sales growth and 50% on EBITDA growth, adjusted for a Total Shareholder Return factor, achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date.

F2 · derivative.expiration_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 50% on sales growth and 50% on EBITDA growth, adjusted for a Total Shareholder Return factor, achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date.

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November 29, 2019 Filed Dec 6, 2019 14:29 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Unit · Derivative 5,878 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012495 · edgar.xml · derivative · entry 3

Lee Grace G. · CIK 0001794757 · SVP, Chief of HR and Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,878

Underlying: Common Stock · 5,878 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F4 · derivative.exercise_date: The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date.Dividend equivalent rightsaccrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested sharesand accrued dividends will be delivered to theReporting Person following each vesting date.

F4 · derivative.expiration_date: The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date.Dividend equivalent rightsaccrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested sharesand accrued dividends will be delivered to theReporting Person following each vesting date.

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November 29, 2019 Filed Dec 6, 2019 14:29 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Unit · Derivative 5,878 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012495 · edgar.xml · derivative · entry 2

Lee Grace G. · CIK 0001794757 · SVP, Chief of HR and Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,878

Underlying: Common Stock · 5,878 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F3 · derivative.exercise_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending onSeptember 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 50% onsales growth and 50% on EBITDA growth, adjusted for a Total Shareholder Return factor, achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs whenand as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following thevesting date.

F3 · derivative.expiration_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending onSeptember 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 50% onsales growth and 50% on EBITDA growth, adjusted for a Total Shareholder Return factor, achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs whenand as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following thevesting date.

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November 29, 2019 Filed Dec 6, 2019 14:29 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Unit · Derivative 3,638 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012495 · edgar.xml · derivative · entry 1

Lee Grace G. · CIK 0001794757 · SVP, Chief of HR and Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,638

Underlying: Common Stock · 3,638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F2 · derivative.exercise_date: The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date.Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested sharesand accrued dividends will be delivered to the Reporting Person following each vesting date.

F2 · derivative.expiration_date: The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date.Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested sharesand accrued dividends will be delivered to the Reporting Person following each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.