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Nasdaq · USD

ASTE

ASTEC INDUSTRIES INC

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425
SEC CIK
0000792987
Parsed reports
893

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2023 Filed Mar 1, 2023 23:06 UTC
Averkamp Timothy AGroup President
GrantCommon Stock 5,407 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002077 · primarydocument.xml · nonDerivative · entry 1

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,799

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 22:07 UTC GrantCommon Stock 435 $43.11 $18,752.85
Disclosure

SEC source: 0001562180-23-000785 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,530

F1 · shares: Reflects shares issued to the director in lieu of a quarterly retainer.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 22:04 UTC GrantCommon Stock 435 $43.11 $18,752.85
Disclosure

SEC source: 0001562180-23-000776 · primarydocument.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,680

F1 · shares: Reflects shares issued to the director in lieu of a quarterly retainer.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:57 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 313.1946 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000513 · primarydocument.xml · derivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,679.8405

Underlying: Common Stock · 313.1946 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:57 UTC
Pasricha AnshuGC and Corp Secretary
GrantPhantom Stock · Derivative 272.6366 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000514 · primarydocument.xml · derivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750.577

Underlying: Common Stock · 272.6366 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
December 04, 2022 Filed Dec 6, 2022 23:23 UTC
Weyenberg Rebecca AChief Financial Officer
Tax withholdingCommon Stock 434 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008116 · primarydocument.xml · nonDerivative · entry 2

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,316

F2 · shares: Shares withheld to satisfy applicable tax withholding obligation.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:56 UTC GrantCommon Stock 29 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008129 · primarydocument.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:56 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008129 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,066

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:47 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008128 · primarydocument.xml · nonDerivative · entry 1

Knoll Linda I. · CIK 0001926752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:44 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008127 · primarydocument.xml · nonDerivative · entry 1

HOWELL MARY L · CIK 0001227228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:41 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008126 · primarydocument.xml · nonDerivative · entry 1

Cook Tracey H · CIK 0001759710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:41 UTC GrantCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008125 · primarydocument.xml · nonDerivative · entry 2

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,509

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:41 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008125 · primarydocument.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,454

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:41 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008124 · primarydocument.xml · nonDerivative · entry 1

Southern William Bradley · CIK 0001549626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:26 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008123 · primarydocument.xml · nonDerivative · entry 1

TELLOCK GLEN E · CIK 0001205092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,496

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:25 UTC
Pasricha AnshuGC and Corp Secretary
GrantPhantom Stock · Derivative 4.3737 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008122 · primarydocument.xml · derivative · entry 2

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477.9404

Underlying: Common Stock · 4.3737 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · deemedExecutionDate: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · shares: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:25 UTC
Pasricha AnshuGC and Corp Secretary
GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008122 · primarydocument.xml · nonDerivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,678

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:25 UTC GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008121 · primarydocument.xml · nonDerivative · entry 1

Gliebe Mark Joseph · CIK 0001315380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:24 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008120 · primarydocument.xml · nonDerivative · entry 1

BAKER JAMES B · CIK 0001194309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,866

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:24 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008119 · primarydocument.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,245

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:24 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 3.9562 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008118 · primarydocument.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,337.2118

Underlying: Common Stock · 3.9562 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · shares: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to phantom stock held in the SERP.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:24 UTC
Merwe Jaco van derGroup President
GrantCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008118 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,172

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:23 UTC
Palm Jamie EVP, CAO & Corporate Controller
GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008117 · primarydocument.xml · nonDerivative · entry 1

Palm Jamie E · CIK 0001771481 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,044

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:23 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 8.2616 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008116 · primarydocument.xml · derivative · entry 3

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366.6459

Underlying: Common Stock · 8.2616 shares

Expires not disclosed

F3 · derivative.exercise_price: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to phantom stock held in the SERP.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:23 UTC
Weyenberg Rebecca AChief Financial Officer
GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008116 · primarydocument.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,750

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:23 UTC
Ruffalo Barry A.Director · President & CEO
GrantCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008115 · primarydocument.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,466

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:22 UTC
Averkamp Timothy AGroup President
GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008114 · primarydocument.xml · nonDerivative · entry 1

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,392

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

Read SEC document
December 02, 2022 Filed Dec 13, 2022 01:35 UTC
Jain NalinDirector
GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008217 · primarydocument.xml · nonDerivative · entry 2

Jain Nalin · CIK 0001802466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231

F2 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 23:06 UTC GrantCommon Stock 1,227 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007691 · primarydocument.xml · nonDerivative · entry 1

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · CIK 0000943452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

F1 · shares: Transaction represents prorated annual stock award for being a non-employee director of the Company.

Read SEC document
November 10, 2022 Filed Nov 28, 2022 22:54 UTC GrantCommon Stock 1,227 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007912 · primarydocument.xml · nonDerivative · entry 1

Gliebe Mark Joseph · CIK 0001315380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

F1 · shares: Transaction represents prorated annual stock award for being a non-employee director of the Company.

Read SEC document
November 10, 2022 Filed Dec 13, 2022 01:35 UTC
Jain NalinDirector
GrantCommon Stock 1,227 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008217 · primarydocument.xml · nonDerivative · entry 1

Jain Nalin · CIK 0001802466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

F1 · shares: Transaction represents prorated annual stock award for being a non-employee director of the Company.

Read SEC document
November 09, 2022 Filed Nov 9, 2022 22:11 UTC
Palm Jamie EVP, CAO & Corporate Controller
Tax withholdingCommon Stock 152 $44.18 $6,715.36
Disclosure

SEC source: 0001562180-22-007589 · primarydocument.xml · nonDerivative · entry 1

Palm Jamie E · CIK 0001771481 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

F1 · shares: Shares withheld to satisfy applicable tax withholding obligation.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 21:02 UTC
Averkamp Timothy AGroup President
Tax withholdingCommon Stock 267 $44.07 $11,766.69
Disclosure

SEC source: 0001562180-22-007564 · primarydocument.xml · nonDerivative · entry 1

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,373

F1 · shares: Shares withheld to satisfy applicable tax withholding obligation.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:26 UTC GrantCommon Stock 433 $43.40 $18,792.20
Disclosure

SEC source: 0001562180-22-007400 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,058

F1 · shares: Reflects shares issued to the director in lieu of a quarterly retainer.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:25 UTC GrantCommon Stock 433 $43.40 $18,792.20
Disclosure

SEC source: 0001562180-22-007399 · primarydocument.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,237

F1 · shares: Reflects shares issued to the director in lieu of a quarterly retainer.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 21:00 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 376.3906 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007151 · primarydocument.xml · derivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,358.3843

Underlying: Common Stock · 376.3906 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 21:00 UTC
Pasricha AnshuGC and Corp Secretary
GrantPhantom Stock · Derivative 327.6489 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007150 · primarydocument.xml · derivative · entry 2

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473.5667

Underlying: Common Stock · 327.6489 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 21:00 UTC
Pasricha AnshuGC and Corp Secretary
Tax withholdingCommon Stock 346 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007150 · primarydocument.xml · nonDerivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,656

F1 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 21:01 UTC
Palm Jamie EVP, CAO & Corporate Controller
GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006394 · primarydocument.xml · nonDerivative · entry 1

Palm Jamie E · CIK 0001771481 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

F2 · balance_after: Amount reflects correct number of shares previously acquired through dividend equivalent rights, which was inadvertently overstated by 2 shares on the reporting person's Form 4 filed with the SEC on June 1, 2022.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:59 UTC
Pasricha AnshuGC and Corp Secretary
GrantPhantom Stock · Derivative 3.5269 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006393 · primarydocument.xml · derivative · entry 2

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,145.9178

Underlying: Common Stock · 3.5269 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F4 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:59 UTC
Pasricha AnshuGC and Corp Secretary
GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006393 · primarydocument.xml · nonDerivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,002

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

F2 · balance_after: Amount reflects correct number of shares previously acquired through dividend equivalent rights, which was inadvertently overstated by 20 shares on the reporting person's Form 4 filed with the SEC on June 1, 2022.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:57 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 4.1024 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006392 · primarydocument.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333.2556

Underlying: Common Stock · 4.1024 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F4 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:57 UTC
Merwe Jaco van derGroup President
GrantCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006392 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,152

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

F2 · balance_after: Amount reflects correct number of shares previously acquired through dividend equivalent rights, which was inadvertently overstated by 20 shares on the reporting person's Form 4 filed with the SEC on June 1, 2022.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:49 UTC
Averkamp Timothy AGroup President
GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006391 · primarydocument.xml · nonDerivative · entry 1

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,640

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

F2 · balance_after: Amount reflects correct number of shares previously acquired through dividend equivalent rights, which was inadvertently overstated by 20 shares on the reporting person's Form 4 filed with the SEC on June 1, 2022.

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August 29, 2022 Filed Aug 31, 2022 20:37 UTC
Ruffalo Barry A.Director · President & CEO
GrantCommon Stock 103 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006389 · primarydocument.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,365

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

F2 · balance_after: Amount reflects correct number of shares previously acquired through dividend equivalent rights, which was inadvertently overstated by 99 shares on the reporting person's Form 4 filed with the SEC on June 2, 2022.

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August 29, 2022 Filed Aug 31, 2022 20:42 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 7.4085 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006390 · primarydocument.xml · derivative · entry 2

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,981.9937

Underlying: Common Stock · 7.4085 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F4 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

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August 29, 2022 Filed Aug 31, 2022 20:42 UTC
Weyenberg Rebecca AChief Financial Officer
GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006390 · primarydocument.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,720

F1 · date: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

F2 · balance_after: Amount reflects correct number of shares previously acquired through dividend equivalent rights, which was inadvertently overstated by 26 shares on the reporting person's Form 4 filed with the SEC on June 1, 2022.

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August 29, 2022 Filed Aug 31, 2022 20:31 UTC GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006388 · primarydocument.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,625

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

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August 29, 2022 Filed Aug 31, 2022 20:31 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006388 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,602

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

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August 29, 2022 Filed Aug 31, 2022 20:30 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006387 · primarydocument.xml · nonDerivative · entry 1

TELLOCK GLEN E · CIK 0001205092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,488

F1 · shares: Represents dividend equivalents earned on the 2022 RSU awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.