ASTC

SEC source: 0001437749-22-009146 · rdgdoc.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,625

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of April 14, 2022, such that 100% of the shares of common stock granted shall be fully vested and exercisable on April 14, 2025, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001437749-22-009145 · rdgdoc.xml · nonDerivative · entry 1

CANTWELL RONALD W · CIK 0001017463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,324

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of April 14, 2022, such that 100% of the shares of common stock granted shall be fully vested and exercisable on April 14, 2025, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001437749-22-008485 · rdgdoc.xml · nonDerivative · entry 1

CANTWELL RONALD W · CIK 0001017463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,324

F1 · price: Director compensation of $12,500 paid at $0.72 per share.

SEC source: 0001437749-22-008484 · rdgdoc.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,625

F1 · price: Director compensation of $12,500 paid at $0.72 per share.

SEC source: 0001437749-22-008483 · rdgdoc.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,920

F1 · price: Director compensation of $12,500 paid at $0.72 per share.

SEC source: 0001209191-22-001411 · doc4.xml · nonDerivative · entry 1

CANTWELL RONALD W · CIK 0001017463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,963

F1 · price: Director compensation of $12,500 paid at $0.68 per share.

SEC source: 0001209191-22-001408 · doc4.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,264

F1 · price: Director compensation of $12,500 paid at $0.68 per share.

SEC source: 0001209191-22-001405 · doc4.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,559

F1 · price: Director compensation of $12,500 paid at $0.68 per share.

SEC source: 0001209191-21-064504 · doc4.xml · nonDerivative · entry 2

CANTWELL RONALD W · CIK 0001017463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,581

F2 · price: Director compensation of $12,500 paid at $1.05 per share.

SEC source: 0001209191-21-064504 · doc4.xml · nonDerivative · entry 1

CANTWELL RONALD W · CIK 0001017463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,581

F1 · price: Director compensation of $12,499 paid at $1.33 per share.

SEC source: 0001209191-21-064499 · doc4.xml · nonDerivative · entry 2

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,882

F2 · price: Director compensation of $12,500 paid at $1.05 per share.

SEC source: 0001209191-21-064499 · doc4.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,882

F1 · price: Director compensation of $12,499 paid at $1.33 per share.

SEC source: 0001209191-21-064496 · doc4.xml · nonDerivative · entry 2

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,177

F2 · price: Director compensation of $12,500 paid at $1.05 per share.

SEC source: 0001209191-21-064496 · doc4.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,177

F1 · price: Director compensation of $12,499 paid at $1.33 per share.

SEC source: 0001209191-21-024494 · doc4.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,579

F1 · price: Director compensation of $12,500 paid at $2.19 per share.

SEC source: 0001209191-21-024484 · doc4.xml · nonDerivative · entry 1

CANTWELL RONALD W · CIK 0001017463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,278

F1 · price: Director compensation of $12,500 paid at $2.19 per share.

SEC source: 0001209191-21-024473 · doc4.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,874

F1 · price: Director compensation of $12,500 paid at $2.19 per share.

SEC source: 0001209191-21-023539 · doc4.xml · nonDerivative · entry 1

CANTWELL RONALD W · CIK 0001017463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,570

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of March 26, 2021, such that 100% of the shares of common stock granted shall be fully vested and exercisable on March 26, 2024, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-21-023536 · doc4.xml · nonDerivative · entry 1

Stober Eric · CIK 0001592683 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,295

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of March 26, 2021, such that 100% of the shares of common stock granted shall be fully vested and exercisable on March 26, 2024, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-21-023530 · doc4.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,166

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of March 26, 2021, such that 100% of the shares of common stock granted shall be fully vested and exercisable on March 26, 2024, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-21-023533 · doc4.xml · nonDerivative · entry 1

Pickens Thomas Boone III · CIK 0001310519 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207,820

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of March 26, 2021, such that 100% of the shares of common stock granted shall be fully vested and exercisable on March 26, 2024, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-21-023528 · doc4.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,871

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of March 26, 2021, such that 100% of the shares of common stock granted shall be fully vested and exercisable on March 26, 2024, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-21-023525 · doc4.xml · derivative · entry 1

Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,671

Underlying: Common Stock · 50,000 shares

Expires 2031-03-26

F1 · derivative.exercise_date: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of March 26, 2021, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on March 26, 2024, subject to Employee's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-21-003021 · doc4.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,871

F1 · price: Director compensation of $26,375 paid at $1.75 per share.

SEC source: 0001209191-21-003007 · doc4.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,166

F1 · price: Director compensation of $28,375 paid at $1.75 per share.

SEC source: 0001209191-21-003016 · doc4.xml · nonDerivative · entry 1

CANTWELL RONALD W · CIK 0001017463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,570

F1 · price: Director compensation of $34,250 paid at $1.75 per share.

SEC source: 0001209191-20-064987 · doc4.xml · nonDerivative · entry 1

Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,499

F1 · shares: This filing relates to the sale of Common Stock to satisfy tax withholding obligations upon vesting of restricted stock reflected in the Form 4 for the undersigned dated December 17, 2020.

SEC source: 0001209191-19-025333 · doc4.xml · derivative · entry 1

Pickens Thomas Boone III · CIK 0001310519 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,898

Underlying: Common Stock · 280,898 shares

Expires not disclosed

F1 · derivative.exercise_date: The Reporting Person purchased Series D Preferred Stock from the Company on April 17, 2019. The Series D Preferred Stock has no expiration date and will be convertible into an aggregate of 280,898 shares of common stock at the option of the holder.

F1 · derivative.expiration_date: The Reporting Person purchased Series D Preferred Stock from the Company on April 17, 2019. The Series D Preferred Stock has no expiration date and will be convertible into an aggregate of 280,898 shares of common stock at the option of the holder.

SEC source: 0001209191-18-063257 · doc4.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,952

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of December 17, 2018, such that 100% of the shares of common stock granted shall be fully vested and exercisable on December 17, 2021, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-18-063246 · doc4.xml · nonDerivative · entry 1

Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,199

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of December 17, 2018, such that 100% of the shares of common stock granted shall be fully vested and exercisable on December 17, 2021, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-18-063252 · doc4.xml · nonDerivative · entry 1

Adams Mark · CIK 0001404341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,003

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of December 17, 2018, such that 100% of the shares of common stock granted shall be fully vested and exercisable on December 17, 2021, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-18-063158 · doc4.xml · nonDerivative · entry 1

Stober Eric · CIK 0001592683 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,295

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of December 17, 2018, such that 100% of the shares of common stock granted shall be fully vested and exercisable on December 17, 2021, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-18-063144 · doc4.xml · nonDerivative · entry 1

CANTWELL RONALD W · CIK 0001017463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,999

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of December 17, 2018, such that 100% of the shares of common stock granted shall be fully vested and exercisable on December 17, 2021, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-18-063135 · doc4.xml · nonDerivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,800

F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of December 17, 2018, such that 100% of the shares of common stock granted shall be fully vested and exercisable on December 17, 2021, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-18-063395 · doc4.xml · nonDerivative · entry 2

Pickens Thomas Boone III · CIK 0001310519 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598,351

F2 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of December 17, 2018, such that 100% of the shares of common stock granted shall be fully vested and exercisable on December 17, 2021, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001209191-18-061945 · doc4.xml · nonDerivative · entry 2

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952

SEC source: 0001209191-18-061945 · doc4.xml · nonDerivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952

SEC source: 0001209191-18-063395 · doc4.xml · derivative · entry 3

Pickens Thomas Boone III · CIK 0001310519 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 866,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person purchased Series B Preferred Stock from the Company on October 9, 2018 and subsequently converted the Series B Preferred Stock to Common Stock on December 7, 2018.

F3 · derivative.exercise_date: The Series B Preferred Stock had no expiration date and automatically converted into an aggregate of 866,950 shares of common stock upon receipt of shareholder approval in accordance with NASDAQ Listing Rule 5635(b).

F3 · derivative.expiration_date: The Series B Preferred Stock had no expiration date and automatically converted into an aggregate of 866,950 shares of common stock upon receipt of shareholder approval in accordance with NASDAQ Listing Rule 5635(b).

SEC source: 0001209191-18-063395 · doc4.xml · nonDerivative · entry 1

Pickens Thomas Boone III · CIK 0001310519 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person purchased Series B Preferred Stock from the Company on October 9, 2018 and subsequently converted the Series B Preferred Stock to Common Stock on December 7, 2018.

SEC source: 0001209191-18-054771 · doc4.xml · derivative · entry 1

Pickens Thomas Boone III · CIK 0001310519 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,950

Underlying: Common Stock · 866,950 shares

Expires not disclosed

F1 · derivative.exercise_date: The Reporting Person purchased Series B Preferred Stock from the Company on October 9, 2018. The Series B Preferred Stock has no expiration date and will be automatically convertible into an aggregate of 866,950 shares of common stock upon receipt of shareholder approval in accordance with Listing Rule 5635(b).

F1 · derivative.expiration_date: The Reporting Person purchased Series B Preferred Stock from the Company on October 9, 2018. The Series B Preferred Stock has no expiration date and will be automatically convertible into an aggregate of 866,950 shares of common stock upon receipt of shareholder approval in accordance with Listing Rule 5635(b).

SEC source: 0001209191-18-024508 · doc4.xml · nonDerivative · entry 1

Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,199

F1 · shares: Represents the number of shares required to satisfy the tax withholding obligation connection with the vesting of 4,334 shares of restricted stock.

SEC source: 0001001907-18-000016 · wf-form4_151862844728435.xml · derivative · entry 2

Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,671

Underlying: Common Stock · 8,000 shares

Expires 2025-04-06

F1 · price: The reporting person agreed to cancellation of an option granted to him on 4/07/2015 in exchange for a new option having a lower exercise price.

SEC source: 0001001907-18-000016 · wf-form4_151862844728435.xml · derivative · entry 1

Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,671

Underlying: Common Stock · 8,000 shares

Expires 2025-04-06

F1 · price: The reporting person agreed to cancellation of an option granted to him on 4/07/2015 in exchange for a new option having a lower exercise price.

SEC source: 0001001907-17-000041 · wf-form4_149453245371080.xml · derivative · entry 1

Adams Mark · CIK 0001404341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 25,000 shares

Expires 2027-05-09

F1 · derivative.exercise_date: Default vesting is one-third of the total number of Director Stock Options granted on each of the first three anniversaries of May 9 2017, such that 100% of the Director Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Director's continuous service with the Issuer through each such applicable anniversary.

SEC source: 0001001907-17-000039 · wf-form4_149453234184225.xml · derivative · entry 1

CANTWELL RONALD W · CIK 0001017463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-05-09

F1 · derivative.exercise_date: Default vesting is one-third of the total number of Director Stock Options granted on each of the first three anniversaries of May 9 2017, such that 100% of the Director Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Director's continuous service with the Issuer through each such applicable anniversary.

SEC source: 0001001907-17-000037 · wf-form4_149453222313515.xml · derivative · entry 1

Humphrey Michael R. · CIK 0001642008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-05-09

F1 · derivative.exercise_date: Default vesting is one-third of the total number of Director Stock Options granted on each of the first three anniversaries of May 9 2017, such that 100% of the Director Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Director's continuous service with the Issuer through each such applicable anniversary.

SEC source: 0001001907-17-000035 · wf-form4_149453210905798.xml · derivative · entry 1

Manning Sha-Chelle · CIK 0001456400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 25,000 shares

Expires 2027-05-09

F1 · derivative.exercise_date: Default vesting is one-third of the total number of Director Stock Options granted on each of the first three anniversaries of May 9 2017, such that 100% of the Director Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Director's continuous service with the Issuer through each such applicable anniversary.

SEC source: 0001001907-17-000033 · wf-form4_149453198220445.xml · derivative · entry 1

Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,359

Underlying: Common Stock · 128,359 shares

Expires 2027-05-09

F1 · derivative.exercise_date: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of May 9 2017, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Employee's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001001907-17-000031 · wf-form4_149453184976974.xml · derivative · entry 1

Pickens Thomas Boone III · CIK 0001310519 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,500

Underlying: Common Stock · 200,000 shares

Expires 2027-05-09

F1 · derivative.exercise_date: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of May 9 2017, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Employee's continuous employment with the Issuer through each such applicable anniversary.

SEC source: 0001001907-17-000029 · wf-form4_149453171773158.xml · derivative · entry 1

Russler Daniel T Jr · CIK 0001520084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 25,000 shares

Expires 2027-05-09

F1 · derivative.exercise_date: One-third of the total number of Director Stock Options granted shall vest and become exercisable on each of the first three anniversaries of May 9 2017, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.