Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTROTECH CorpASTC · Entity 7805 | Chief Operating Officer | March 26, 2021 | March 30, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTROTECH Corp
Report date March 26, 2021 · Filed March 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2031-03-26 | Direct | 117,671 |
Reported balance
After 2021-03-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-26 · Grant · Acquired 50,000 · Balance 117,671 F1: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of March 26, 2021, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on March 26, 2024, subject to Employee's continuous employment with the Issuer through each such applicable anniversary. |
Filing footnotes · ownership attribution and instrument terms
F1: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of March 26, 2021, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on March 26, 2024, subject to Employee's continuous employment with the Issuer through each such applicable anniversary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2021 Filed Mar 30, 2021 15:34 UTC | ASTROTECH Corp ASTC · Entity 7805 | GrantStock Options · Derivative | 50,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023525 · doc4.xml · derivative · entry 1 Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,671 Underlying: Common Stock · 50,000 shares Expires 2031-03-26 F1 · derivative.exercise_date: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of March 26, 2021, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on March 26, 2024, subject to Employee's continuous employment with the Issuer through each such applicable anniversary. Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 19:36 UTC | ASTROTECH Corp ASTC · Entity 7805 | Tax withholdingCommon Stock | 2,700 | $1.94 | $5,238.00 |
DisclosureSEC source: 0001209191-20-064987 · doc4.xml · nonDerivative · entry 1 Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,499 F1 · shares: This filing relates to the sale of Common Stock to satisfy tax withholding obligations upon vesting of restricted stock reflected in the Form 4 for the undersigned dated December 17, 2020. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 22:10 UTC | ASTROTECH Corp ASTC · Entity 7805 | GrantCommon Stock | 35,000 | $3.40 | $119,000.00 |
DisclosureSEC source: 0001209191-18-063246 · doc4.xml · nonDerivative · entry 1 Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,199 F1 · shares: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of December 17, 2018, such that 100% of the shares of common stock granted shall be fully vested and exercisable on December 17, 2021, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 20:22 UTC | ASTROTECH Corp ASTC · Entity 7805 | Tax withholdingCommon Stock | 1,141 | $2.53 | $2,886.73 |
DisclosureSEC source: 0001209191-18-024508 · doc4.xml · nonDerivative · entry 1 Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,199 F1 · shares: Represents the number of shares required to satisfy the tax withholding obligation connection with the vesting of 4,334 shares of restricted stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:18 UTC | ASTROTECH Corp ASTC · Entity 7805 | Disposition to issuerEmployee Stock Options (right to buy) · Derivative | 8,000 | Not disclosed Strike: $16.00 | Not disclosed |
DisclosureSEC source: 0001001907-18-000016 · wf-form4_151862844728435.xml · derivative · entry 2 Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,671 Underlying: Common Stock · 8,000 shares Expires 2025-04-06 F1 · price: The reporting person agreed to cancellation of an option granted to him on 4/07/2015 in exchange for a new option having a lower exercise price. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:18 UTC | ASTROTECH Corp ASTC · Entity 7805 | GrantEmployee Stock Options (right to buy) · Derivative | 8,000 | Not disclosed Strike: $2.83 | Not disclosed |
DisclosureSEC source: 0001001907-18-000016 · wf-form4_151862844728435.xml · derivative · entry 1 Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,671 Underlying: Common Stock · 8,000 shares Expires 2025-04-06 F1 · price: The reporting person agreed to cancellation of an option granted to him on 4/07/2015 in exchange for a new option having a lower exercise price. Read SEC document |
| May 09, 2017 Filed May 11, 2017 19:46 UTC | ASTROTECH Corp ASTC · Entity 7805 | GrantStock Options · Derivative | 128,359 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001001907-17-000033 · wf-form4_149453198220445.xml · derivative · entry 1 Mellacheruvu Rajesh K · CIK 0001633308 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,359 Underlying: Common Stock · 128,359 shares Expires 2027-05-09 F1 · derivative.exercise_date: Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of May 9 2017, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Employee's continuous employment with the Issuer through each such applicable anniversary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.