Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTROTECH CorpASTC · Entity 7805 | Director | May 09, 2017 | May 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTROTECH Corp
Report date May 09, 2017 · Filed May 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.06 · Expires 2027-05-09 | Direct | 40,000 |
Reported balance
After 2017-05-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-09 · Grant · Acquired 40,000 · Balance 40,000 F1: Default vesting is one-third of the total number of Director Stock Options granted on each of the first three anniversaries of May 9 2017, such that 100% of the Director Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Director's continuous service with the Issuer through each such applicable anniversary. |
Filing footnotes · ownership attribution and instrument terms
F1: Default vesting is one-third of the total number of Director Stock Options granted on each of the first three anniversaries of May 9 2017, such that 100% of the Director Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Director's continuous service with the Issuer through each such applicable anniversary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2017 Filed May 11, 2017 19:50 UTC | ASTROTECH Corp ASTC · Entity 7805 | GrantStock Options · Derivative | 40,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001001907-17-000037 · wf-form4_149453222313515.xml · derivative · entry 1 Humphrey Michael R. · CIK 0001642008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-05-09 F1 · derivative.exercise_date: Default vesting is one-third of the total number of Director Stock Options granted on each of the first three anniversaries of May 9 2017, such that 100% of the Director Stock Options granted shall be fully vested and exercisable on May 9, 2020, subject to Director's continuous service with the Issuer through each such applicable anniversary. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 19:11 UTC | ASTROTECH Corp ASTC · Entity 7805 | GrantCommon Stock | 25,000 | $2.01 | $50,250.00 |
DisclosureSEC source: 0001001907-16-000081 · wf-form4_147344823316483.xml · nonDerivative · entry 1 Humphrey Michael R. · CIK 0001642008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · security: One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of September 7, 2016, such that 100% of the shares of common stock granted shall be fully vested and exercisable on September 7, 2019, subject to Reporting Person's continuous service to the Issuer as a director through each such applicable anniversary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.