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ASPS

ALTISOURCE PORTFOLIO SOLUTIONS S.A.

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7079
SEC CIK
0001462418
Parsed reports
360

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202640
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2019 Filed May 22, 2019 20:10 UTC GrantCommon Stock 4,139 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000053 · f4_a1e2k00000gmjrmua5-live.xml · nonDerivative · entry 1

MORETTINI JOSEPH L · CIK 0001706137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

F1 · shares: Director stock award.

F2 · balance_after: Includes 250 restricted shares of ASPS common stock scheduled to vest in two equal installments on the dates of the next two annual meetings of shareholders of the Issuer.

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May 08, 2019 Filed May 10, 2019 20:30 UTC SaleCommon Stock 5,000 $25.00 $125,000.00
Disclosure

SEC source: 0001664272-19-000051 · f4_a1e2k00000gmiasuah-live.xml · nonDerivative · entry 1

LINN W MICHAEL · CIK 0001215021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,147

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April 15, 2019 Filed Apr 16, 2019 16:25 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
Tax withholdingCommon Stock 3,223 $24.86 $80,123.78
Disclosure

SEC source: 0001664272-19-000050 · f4_a1e1n00000odbr2uaj-live.xml · nonDerivative · entry 1

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,376

F1 · shares: 3,223 shares of the 6,833 shares of ASPS common stock received upon the vesting of 6,833 shares pursuant to the terms of Mr. Wilcox's April 15, 2015 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 15, 2019.

F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Mr. Wilcox has no voting rights with respect to these shares until they vest.

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April 15, 2019 Filed Apr 16, 2019 20:24 UTC
Esterman Michelle D.Chief Financial Officer
Tax withholdingCommon Stock 1,583 $24.86 $39,353.38
Disclosure

SEC source: 0001664272-19-000049 · f4_a1e1n00000odachuaz-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,432

F1 · shares: 1,583 shares of the 4,833 shares of ASPS common stock received upon the vesting of 4,833 shares pursuant to the terms of Ms. Esterman's April 15, 2015 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 15, 2019.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Ms. Esterman has no voting rights with respect to these shares until they vest.

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April 15, 2019 Filed Apr 16, 2019 20:23 UTC
Shepro William BDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,901 $24.86 $221,278.86
Disclosure

SEC source: 0001664272-19-000048 · f4_a1e1n00000odb6luab-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,552

F1 · shares: 8,901 shares of the 18,867 shares of ASPS common stock received upon the vesting of 18,867 shares pursuant to the terms of Mr. Shepro's April 15, 2015 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 15, 2019.

F2 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e.,4/7/20). Mr. Shepro has no voting rights with respect to these shares until they vest.

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April 15, 2019 Filed Apr 16, 2019 20:22 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 881 $24.86 $21,901.66
Disclosure

SEC source: 0001664272-19-000047 · f4_a1e1n00000odajxuar-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,514

F1 · shares: 881 shares of the 1,867 shares of ASPS common stock received upon the vesting of 1,867 shares pursuant to the terms of Mr. Ritts's April 15, 2015 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 15, 2019.

F2 · balance_after: Includes (i) 503 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20); (ii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iii) 11,250 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Ritts has no voting rights with respect to these shares until they vest.

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April 07, 2019 Filed Apr 9, 2019 16:29 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
Tax withholdingCommon Stock 474 $24.76 $11,736.24
Disclosure

SEC source: 0001664272-19-000044 · f4_a1e1n00000nowpvua1-live.xml · nonDerivative · entry 1

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,599

F1 · shares: 474 shares of the 1,006 shares of ASPS common stock received upon the vesting of 1,006 restricted shares pursuant to the terms of Mr. Wilcox's April 7, 2017 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 8, 2019.

F2 · balance_after: Includes (i) 6,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

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April 07, 2019 Filed Apr 9, 2019 20:30 UTC
Esterman Michelle D.Chief Financial Officer
Tax withholdingCommon Stock 188 $24.76 $4,654.88
Disclosure

SEC source: 0001664272-19-000045 · f4_a1e1n00000nowysua1-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,015

F1 · shares: 188 shares of the 604 shares of ASPS common stock received upon the vesting of 604 restricted shares pursuant to the terms of Ms. Esterman's April 7, 2017 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS commons stock on April 8, 2019.

F2 · balance_after: Includes (i) 4,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

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April 07, 2019 Filed Apr 9, 2019 20:28 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 236 $24.76 $5,843.36
Disclosure

SEC source: 0001664272-19-000043 · f4_a1e1n00000novznuat-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,395

F1 · shares: 236 shares of the 502 shares of ASPS common stock received upon the vesting of 502 restricted shares pursuant to the terms of Mr. Ritts's April 7, 2017 Restricted Stock Award Agreement were foregone to pay for the tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 8, 2019.

F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 503 time-based Restricted Shares, which are scheduled to vest (and will be issued) on the 3rd anniversary of the 4/7/17 grant date (i.e., 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 11,250 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Ritts has no voting rights with respect to these shares until they vest.

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April 07, 2019 Filed Apr 9, 2019 20:26 UTC
Shepro William BDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,032 $24.76 $50,312.32
Disclosure

SEC source: 0001664272-19-000042 · f4_a1e1n00000nnviiuax-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,453

F1 · shares: 2,032 shares of the 4,309 shares of ASPS common stock received upon the vesting of 4,309 restricted shares pursuant to the terms of Mr. Shepro's April 7, 2017 Restricted Stock Award Agreement were foregone to pay for the tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 8, 2019.

F2 · balance_after: Includes (i) 18,867 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

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April 01, 2019 Filed Apr 3, 2019 20:38 UTC OtherCommon Stock 568.4 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000034 · f4_a1e1n00000nnbelua5-live.xml · nonDerivative · entry 2

LINN W MICHAEL · CIK 0001215021 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · S & S Agriculture & Oil, LP

Disclosed balance after: 11.6

F1 · kind: On April 1, 2019, control of a trust owning interests in S & S Agriculture & Oil, LP, a limited partnership which owns 580 shares of ASPS common stock, was transferred by Mr. Linn to two of Mr. Linn's adult children. Mr. Linn's children are beneficiaries of the trust and pursuant, to the trust terms, are entitled to control as a result of their age. Simultaneous with the transfer of control, Mr. Linn gifted a 2% ownership interest in S & S Agriculture & Oil, LP to the trust, as a result of which the trust owns 100% of the interests in the limited partnership. As a result of these transactions, Mr. Linn no longer has voting or dispositive power with respect to these shares of ASPS common stock.

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April 01, 2019 Filed Apr 3, 2019 20:38 UTC GiftCommon Stock 11.6 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000034 · f4_a1e1n00000nnbelua5-live.xml · nonDerivative · entry 1

LINN W MICHAEL · CIK 0001215021 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · S & S Agriculture & Oil, LP

Disclosed balance after: 0

F1 · kind: On April 1, 2019, control of a trust owning interests in S & S Agriculture & Oil, LP, a limited partnership which owns 580 shares of ASPS common stock, was transferred by Mr. Linn to two of Mr. Linn's adult children. Mr. Linn's children are beneficiaries of the trust and pursuant, to the trust terms, are entitled to control as a result of their age. Simultaneous with the transfer of control, Mr. Linn gifted a 2% ownership interest in S & S Agriculture & Oil, LP to the trust, as a result of which the trust owns 100% of the interests in the limited partnership. As a result of these transactions, Mr. Linn no longer has voting or dispositive power with respect to these shares of ASPS common stock.

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February 25, 2019 Filed Feb 27, 2019 16:42 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
GrantRestricted Share Units · Derivative 10,876 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000028 · f4_a1e1n00000nmayauah-live.xml · derivative · entry 2

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,876

Underlying: Common Stock · 10,876 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · derivative.exercise_date: Award granted as part of Mr. Wilcox's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Wilcox elected to receive 50% of his 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 10,876 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · derivative.expiration_date: Award granted as part of Mr. Wilcox's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Wilcox elected to receive 50% of his 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 10,876 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · balance_after: Award granted as part of Mr. Wilcox's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Wilcox elected to receive 50% of his 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 10,876 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

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February 25, 2019 Filed Feb 27, 2019 16:42 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
GrantRestricted Share Units · Derivative 4,350 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000028 · f4_a1e1n00000nmayauah-live.xml · derivative · entry 1

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

Underlying: Common Stock · 4,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F3 · derivative.exercise_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Wilcox for the Company's achievement of 2018 target adjusted earnings per share and Mr. Wilcox's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Wilcox was granted 4,350 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · derivative.expiration_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Wilcox for the Company's achievement of 2018 target adjusted earnings per share and Mr. Wilcox's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Wilcox was granted 4,350 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · balance_after: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Wilcox for the Company's achievement of 2018 target adjusted earnings per share and Mr. Wilcox's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Wilcox was granted 4,350 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:46 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
GrantRestricted Share Units · Derivative 3,331 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000031 · f4_a1e1n00000nmay6uah-live.xml · derivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

Underlying: Common Stock · 3,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · derivative.exercise_date: Award granted as part of Mr. Ritts' annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Ritts elected to receive 70% of his 2018 Annual Incentive Compensation in cash and 30% in RSUs, resulting in the grant of 3,331 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · derivative.expiration_date: Award granted as part of Mr. Ritts' annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Ritts elected to receive 70% of his 2018 Annual Incentive Compensation in cash and 30% in RSUs, resulting in the grant of 3,331 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · balance_after: Award granted as part of Mr. Ritts' annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Ritts elected to receive 70% of his 2018 Annual Incentive Compensation in cash and 30% in RSUs, resulting in the grant of 3,331 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:46 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
GrantRestricted Share Units · Derivative 2,221 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000031 · f4_a1e1n00000nmay6uah-live.xml · derivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,221

Underlying: Common Stock · 2,221 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F3 · derivative.exercise_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Ritts for the Company's achievement of 2018 target adjusted earnings per share and Mr. Ritts' achievement of a designated level of scorecard performance for the 2018 service year. Mr. Ritts was granted 2,221 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · derivative.expiration_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Ritts for the Company's achievement of 2018 target adjusted earnings per share and Mr. Ritts' achievement of a designated level of scorecard performance for the 2018 service year. Mr. Ritts was granted 2,221 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · balance_after: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Ritts for the Company's achievement of 2018 target adjusted earnings per share and Mr. Ritts' achievement of a designated level of scorecard performance for the 2018 service year. Mr. Ritts was granted 2,221 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

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February 25, 2019 Filed Feb 27, 2019 21:44 UTC
MASTIONI MARCELLOPRES, REAL ESTATE MARKETPLACE
GrantRestricted Share Units · Derivative 5,213 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000030 · f4_a1e1n00000nmaybuax-live.xml · derivative · entry 2

MASTIONI MARCELLO · CIK 0001761497 · PRES, REAL ESTATE MARKETPLACE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,213

Underlying: Common Stock · 5,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · derivative.exercise_date: Award granted as part of Mr. Mastioni's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Mastioni elected to receive 60% of his 2018 Annual Incentive Compensation in cash and 40% in RSUs, resulting in the grant of 5,213 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · derivative.expiration_date: Award granted as part of Mr. Mastioni's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Mastioni elected to receive 60% of his 2018 Annual Incentive Compensation in cash and 40% in RSUs, resulting in the grant of 5,213 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · balance_after: Award granted as part of Mr. Mastioni's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Mastioni elected to receive 60% of his 2018 Annual Incentive Compensation in cash and 40% in RSUs, resulting in the grant of 5,213 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:44 UTC
MASTIONI MARCELLOPRES, REAL ESTATE MARKETPLACE
GrantRestricted Share Units · Derivative 2,606 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000030 · f4_a1e1n00000nmaybuax-live.xml · derivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · PRES, REAL ESTATE MARKETPLACE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,606

Underlying: Common Stock · 2,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F3 · derivative.exercise_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Mastioni for the Company's achievement of 2018 target adjusted earnings per share and Mr. Mastioni's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Mastioni was granted 2,606 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · derivative.expiration_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Mastioni for the Company's achievement of 2018 target adjusted earnings per share and Mr. Mastioni's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Mastioni was granted 2,606 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · balance_after: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Mastioni for the Company's achievement of 2018 target adjusted earnings per share and Mr. Mastioni's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Mastioni was granted 2,606 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:43 UTC
Esterman Michelle D.Chief Financial Officer
GrantRestricted Share Units · Derivative 6,080 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000029 · f4_a1e1n00000nmaxmuah-live.xml · derivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080

Underlying: Common Stock · 6,080 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · derivative.exercise_date: Award granted as part of Ms. Esterman's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on her personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Ms. Esterman elected to receive 50% of her 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 6,080 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · derivative.expiration_date: Award granted as part of Ms. Esterman's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on her personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Ms. Esterman elected to receive 50% of her 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 6,080 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · balance_after: Award granted as part of Ms. Esterman's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on her personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Ms. Esterman elected to receive 50% of her 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 6,080 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:43 UTC
Esterman Michelle D.Chief Financial Officer
GrantRestricted Share Units · Derivative 2,432 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000029 · f4_a1e1n00000nmaxmuah-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432

Underlying: Common Stock · 2,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F3 · derivative.exercise_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Ms. Esterman for the Company's achievement of 2018 target adjusted earnings per share and Ms. Esterman's achievement of a designated level of scorecard performance for the 2018 service year. Ms. Esterman was granted 2,432 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · derivative.expiration_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Ms. Esterman for the Company's achievement of 2018 target adjusted earnings per share and Ms. Esterman's achievement of a designated level of scorecard performance for the 2018 service year. Ms. Esterman was granted 2,432 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · balance_after: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Ms. Esterman for the Company's achievement of 2018 target adjusted earnings per share and Ms. Esterman's achievement of a designated level of scorecard performance for the 2018 service year. Ms. Esterman was granted 2,432 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:41 UTC
Shepro William BDirector · Chief Executive Officer
GrantRestricted Share Units · Derivative 27,458 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000027 · f4_a1e1n00000nmayvuax-live.xml · derivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,458

Underlying: Common Stock · 27,458 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · derivative.exercise_date: Award granted as part of Mr. Shepro's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Shepro elected to receive 50% of his 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 27,458 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · derivative.expiration_date: Award granted as part of Mr. Shepro's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Shepro elected to receive 50% of his 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 27,458 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · balance_after: Award granted as part of Mr. Shepro's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Shepro elected to receive 50% of his 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 27,458 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:41 UTC
Shepro William BDirector · Chief Executive Officer
GrantRestricted Share Units · Derivative 10,983 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000027 · f4_a1e1n00000nmayvuax-live.xml · derivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,983

Underlying: Common Stock · 10,983 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F3 · derivative.exercise_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Shepro for the Company's achievement of 2018 target adjusted earnings per share and Mr. Shepro's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Shepro was granted 10,983 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · derivative.expiration_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Shepro for the Company's achievement of 2018 target adjusted earnings per share and Mr. Shepro's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Shepro was granted 10,983 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · balance_after: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Shepro for the Company's achievement of 2018 target adjusted earnings per share and Mr. Shepro's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Shepro was granted 10,983 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:45 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
Exercise / conversionRestricted Share Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000013 · f4_a1e1n00000nfv83uab-live.xml · derivative · entry 4

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 37,500 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 37,500 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 37,500 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:45 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
GrantStock Options · Derivative 100,000 $0.00 Strike: $24.82 $0.00
Disclosure

SEC source: 0001664272-19-000013 · f4_a1e1n00000nfv83uab-live.xml · derivative · entry 3

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F5 · derivative.exercise_date: Consists of 25,000 options that vested on February 12, 2019 due to stated criteria and 75,000 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

F5 · derivative.expiration_date: Consists of 25,000 options that vested on February 12, 2019 due to stated criteria and 75,000 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:45 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000013 · f4_a1e1n00000nfv83uab-live.xml · nonDerivative · entry 2

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 12,500 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan ("2018 LTIP").

F2 · balance_after: Includes (i) 6,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 2,011 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:45 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
Tax withholdingCommon Stock 5,897 $24.41 $143,945.77
Disclosure

SEC source: 0001664272-19-000013 · f4_a1e1n00000nfv83uab-live.xml · nonDerivative · entry 1

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,073

F3 · shares: 5,897 shares of the 12,500 shares received upon vesting of RSUs awarded under the 2018 LTIP were foregone to pay for the tax withholdings. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2019.

F2 · balance_after: Includes (i) 6,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 2,011 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:49 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionRestricted Share Units · Derivative 1,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000016 · f4_a1e1n00000nfv8nuar-live.xml · derivative · entry 4

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,187

Underlying: Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 3,187 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 3,187 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 3,187 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:49 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
GrantStock Options · Derivative 14,842 $0.00 Strike: $24.82 $0.00
Disclosure

SEC source: 0001664272-19-000016 · f4_a1e1n00000nfv8nuar-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,842

Underlying: Common Stock · 14,842 shares

Expires not disclosed

F5 · derivative.exercise_date: Consists of 3,710 options that vested on February 12, 2019 due to stated criteria and 11,132 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

F5 · derivative.expiration_date: Consists of 3,710 options that vested on February 12, 2019 due to stated criteria and 11,132 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:49 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Exercise / conversionCommon Stock 1,062 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000016 · f4_a1e1n00000nfv8nuar-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,062 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan ("2018 LTIP").

F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 11,250 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:49 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 489 $24.41 $11,936.49
Disclosure

SEC source: 0001664272-19-000016 · f4_a1e1n00000nfv8nuar-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,631

F3 · shares: 489 shares of the 1,062 shares received upon the vesting of RSUs awarded under the 2018 LTIP were foregone to pay for the tax withholdings. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2019.

F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 11,250 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:47 UTC
MASTIONI MARCELLOPRES, REAL ESTATE MARKETPLACE
Exercise / conversionRestricted Share Units · Derivative 1,593 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000015 · f4_a1e1n00000nfv8duar-live.xml · derivative · entry 4

MASTIONI MARCELLO · CIK 0001761497 · PRES, REAL ESTATE MARKETPLACE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

Underlying: Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 4,780 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 4,780 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 4,780 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:47 UTC
MASTIONI MARCELLOPRES, REAL ESTATE MARKETPLACE
Exercise / conversionStock Options · Derivative 22,264 $0.00 Strike: $24.82 $0.00
Disclosure

SEC source: 0001664272-19-000015 · f4_a1e1n00000nfv8duar-live.xml · derivative · entry 3

MASTIONI MARCELLO · CIK 0001761497 · PRES, REAL ESTATE MARKETPLACE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,264

Underlying: Common Stock · 22,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Consists of 5,566 options that vested on February 12, 2019 due to stated criteria and 16,698 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

F5 · derivative.expiration_date: Consists of 5,566 options that vested on February 12, 2019 due to stated criteria and 16,698 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:47 UTC
MASTIONI MARCELLOPRES, REAL ESTATE MARKETPLACE
Exercise / conversionCommon Stock 1,593 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000015 · f4_a1e1n00000nfv8duar-live.xml · nonDerivative · entry 2

MASTIONI MARCELLO · CIK 0001761497 · PRES, REAL ESTATE MARKETPLACE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,593 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan ("2018 LTIP").

F2 · balance_after: Includes 20,000 time-based restricted shares of ASPS common stock which are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., August 1, 2019 and August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:47 UTC
MASTIONI MARCELLOPRES, REAL ESTATE MARKETPLACE
Tax withholdingCommon Stock 515 $24.41 $12,571.15
Disclosure

SEC source: 0001664272-19-000015 · f4_a1e1n00000nfv8duar-live.xml · nonDerivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · PRES, REAL ESTATE MARKETPLACE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,886

F3 · shares: 1,078 shares were acquired as a result of the vesting of 1,593 RSUs into shares awarded under the 2018 LTIP, of which 515 shares were foregone to pay for the tax withholdings. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2019.

F2 · balance_after: Includes 20,000 time-based restricted shares of ASPS common stock which are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., August 1, 2019 and August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:46 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,239 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000014 · f4_a1e1n00000nfv8suar-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718

Underlying: Common Stock · 1,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 3,718 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 3,718 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 3,718 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:46 UTC
Esterman Michelle D.Chief Financial Officer
GrantStock Options · Derivative 17,316 $0.00 Strike: $24.82 $0.00
Disclosure

SEC source: 0001664272-19-000014 · f4_a1e1n00000nfv8suar-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,316

Underlying: Common Stock · 17,316 shares

Expires not disclosed

F5 · derivative.exercise_date: Consists of 4,330 options that vested on February 12, 2019 due to stated criteria and 12,986 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

F5 · derivative.expiration_date: Consists of 4,330 options that vested on February 12, 2019 due to stated criteria and 12,986 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:46 UTC
Esterman Michelle D.Chief Financial Officer
Exercise / conversionCommon Stock 1,239 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000014 · f4_a1e1n00000nfv8suar-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,239 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan ("2018 LTIP").

F2 · balance_after: Includes (i) 4,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 1,207 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:46 UTC
Esterman Michelle D.Chief Financial Officer
Tax withholdingCommon Stock 438 $24.41 $10,691.58
Disclosure

SEC source: 0001664272-19-000014 · f4_a1e1n00000nfv8suar-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,203

F3 · shares: 438 shares of the 1,239 shares received upon vesting of RSUs awarded under the 2018 LTIP were foregone to pay for the tax withholdings. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2019.

F2 · balance_after: Includes (i) 4,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 1,207 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:38 UTC
Shepro William BDirector · Chief Executive Officer
Exercise / conversionRestricted Share Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000010 · f4_a1e1n00000nfv6ruar-live.xml · derivative · entry 6

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 75,000 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 75,000 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · balance_after: Represents the vesting of RSUs. The remaining 75,000 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:38 UTC
Shepro William BDirector · Chief Executive Officer
GrantStock Options · Derivative 200,000 $0.00 Strike: $24.82 $0.00
Disclosure

SEC source: 0001664272-19-000010 · f4_a1e1n00000nfv6ruar-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F7 · derivative.exercise_date: Consists of 50,000 options that vested on February 12, 2019 due to stated criteria and 150,000 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

F7 · derivative.expiration_date: Consists of 50,000 options that vested on February 12, 2019 due to stated criteria and 150,000 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:38 UTC
Shepro William BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000010 · f4_a1e1n00000nfv6ruar-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25,000 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan ("2018 LTIP").

F2 · balance_after: Includes (i) 18,867 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 8,618 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:38 UTC
Shepro William BDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,795 $24.41 $287,915.95
Disclosure

SEC source: 0001664272-19-000010 · f4_a1e1n00000nfv6ruar-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,690

F3 · shares: 11,795 shares of the 25,000 shares received upon vesting of RSUs awarded under the 2018 LTIP were foregone to pay for the tax withholdings. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2019.

F2 · balance_after: Includes (i) 18,867 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 8,618 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:38 UTC
Shepro William BDirector · Chief Executive Officer
GiftCommon Stock 13,205 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000010 · f4_a1e1n00000nfv6ruar-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,485

F4 · shares: Represents a transfer by gift by Mr. Shepro of 13,205 shares of ASPS common stock acquired upon the vesting of RSUs from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

F5 · balance_after: Consists of (i) 18,867 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 8,618 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:38 UTC
Shepro William BDirector · Chief Executive Officer
GiftCommon Stock 13,205 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000010 · f4_a1e1n00000nfv6ruar-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 411,699

Read SEC document
January 29, 2019 Filed Jan 31, 2019 19:52 UTC
Esterman Michelle D.Chief Financial Officer
GrantRestricted Share Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001664272-19-000001 · f4_a1e1n00000nftk9uaj-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On January 29, 2019, Ms. Esterman was granted 15,000 time-based restricted share units ("RSUs"). Each RSU represents a contingent right to receive one share of ASPS common stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., January 29, 2020, January 29, 2021 and January 29, 2022).

F2 · derivative.expiration_date: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., January 29, 2020, January 29, 2021 and January 29, 2022).

Read SEC document
November 13, 2018 Filed Nov 15, 2018 20:41 UTC
DAVILA JOSEPH A.President, Servicer Solutions
Tax withholdingCommon Stock 1,769 $22.84 $40,403.96
Disclosure

SEC source: 0001664272-18-000056 · f4_a1e1n00000k1qruuaz-live.xml · nonDerivative · entry 1

DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,606

F1 · shares: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 3,750 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his November 13, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on November 13, 2018.

F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 11,250 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Davila has no voting rights with respect to these shares until they vest.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 20:39 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 1,769 $22.84 $40,403.96
Disclosure

SEC source: 0001664272-18-000055 · f4_a1e1n00000k1jafuab-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,058

F1 · shares: Represents shares surrendered by Mr. Ritts for tax withholdings due as a result of the vesting of 3,750 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his November 13, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on November 13, 2018.

F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 11,250 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 20:18 UTC
Burg Scott EdwardDirector · 10% owner
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000905148-18-000778 · form4.xml · nonDerivative · entry 1

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · shares: One-time grant of 500 restricted shares of common stock to new non-management Directors on the date of initial election to the Board of Directors. The restricted shares are scheduled to vest in four equal installments beginning on the date of the 2019 annual meeting of shareholders and continuing on the dates of the next three annual meetings of shareholders.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 20:17 UTC
RITTS GREGORY J.Chief Legal/Compliance Officer
Tax withholdingCommon Stock 785 $33.83 $26,556.55
Disclosure

SEC source: 0001664272-18-000054 · f4_a1e1n00000gbqfnua5-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,827

F1 · shares: Represents shares surrendered by Mr. Ritts for tax withholdings due as a result of the vesting of 1,667 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his July 27, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on July 27, 2018.

F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 15,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 4 equal installments on the 1st, 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/18, 11/13/19, 11/13/20 and 11/13/21). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 20:16 UTC
DAVILA JOSEPH A.President, Servicer Solutions
Tax withholdingCommon Stock 786 $33.83 $26,590.38
Disclosure

SEC source: 0001664272-18-000053 · f4_a1e1n00000gbqeyuap-live.xml · nonDerivative · entry 1

DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,375

F1 · shares: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 1,667 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his July 27, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on July 27, 2018.

F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 15,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 4 equal installments on the 1st, 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/18, 11/13/19, 11/13/20 and 11/13/21). Mr. Davila has no voting rights with respect to these shares until they vest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.