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ASPN

ASPEN AEROGELS INC

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5645
SEC CIK
0001145986
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2021 Filed Mar 2, 2021 16:33 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
Tax withholdingCommon Stock 4,092 $22.25 $91,047.00
Disclosure

SEC source: 0001209191-21-016002 · doc4.xml · nonDerivative · entry 2

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,040

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F3 · balance_after: Represents 113,054 shares of Common Stock and 33,986 Restricted Stock Units.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:39 UTC
Young Donald RDirector · President and CEO
Tax withholdingCommon Stock 9,501 $22.25 $211,397.25
Disclosure

SEC source: 0001209191-21-016066 · doc4.xml · nonDerivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,626

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F3 · balance_after: Represents 176,758 shares of Common Stock and 79,868 Restricted Stock Units.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:38 UTC
Whitaker Corby CSVP, Sales and Marketing
Tax withholdingCommon Stock 3,219 $22.25 $71,622.75
Disclosure

SEC source: 0001209191-21-016049 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,680

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F3 · balance_after: Represents 85,331 shares of Common Stock and 27,349 Restricted Stock Units.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:34 UTC
Gould George LChief Technology Officer
Tax withholdingCommon Stock 3,187 $22.25 $70,910.75
Disclosure

SEC source: 0001209191-21-016014 · doc4.xml · nonDerivative · entry 2

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,407

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F3 · balance_after: Represents 70,439 shares of Common Stock and 24,968 Restricted Stock Units.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:36 UTC
Landes GreggSVP, Operations and Strat Dev
Tax withholdingCommon Stock 3,287 $22.25 $73,135.75
Disclosure

SEC source: 0001209191-21-016033 · doc4.xml · nonDerivative · entry 2

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,166

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F3 · balance_after: Represents 39,228 shares of Common Stock and 26,938 Restricted Stock Units.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:32 UTC
Conte KelleyVice President,Human Resources
Tax withholdingCommon Stock 3,195 $22.25 $71,088.75
Disclosure

SEC source: 0001209191-21-015993 · doc4.xml · nonDerivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,724

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F3 · balance_after: Represents 40,873 shares of Common Stock and 25,851 Restricted Stock Units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:33 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
Tax withholdingCommon Stock 1,081 $22.25 $24,052.25
Disclosure

SEC source: 0001209191-21-016002 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,132

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F2 · balance_after: Represents 103,372 shares of Common Stock and 47,760 Restricted Stock Units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:39 UTC
Young Donald RDirector · President and CEO
Tax withholdingCommon Stock 2,268 $22.25 $50,463.00
Disclosure

SEC source: 0001209191-21-016066 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,127

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F2 · balance_after: Represents 153,890 shares of Common Stock and 112,237 Restricted Stock Units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:38 UTC
Whitaker Corby CSVP, Sales and Marketing
Tax withholdingCommon Stock 901 $22.25 $20,047.25
Disclosure

SEC source: 0001209191-21-016049 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,899

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F2 · balance_after: Represents 77,761 shares of Common Stock and 38,138 Restricted Stock Units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:34 UTC
Gould George LChief Technology Officer
Tax withholdingCommon Stock 829 $22.25 $18,445.25
Disclosure

SEC source: 0001209191-21-016014 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,594

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F2 · balance_after: Represents 63,066 shares of Common Stock and 35,528 Restricted Stock Units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:36 UTC
Landes GreggSVP, Operations and Strat Dev
Tax withholdingCommon Stock 947 $22.25 $21,070.75
Disclosure

SEC source: 0001209191-21-016033 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,453

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F2 · balance_after: Represents 31,955 shares of Common Stock and 37,498 Restricted Stock Units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:32 UTC
Conte KelleyVice President,Human Resources
Tax withholdingCommon Stock 901 $22.25 $20,047.25
Disclosure

SEC source: 0001209191-21-015993 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,919

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F2 · balance_after: Represents 33,508 shares of Common Stock and 36,411 Restricted Stock Units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:17 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
GrantStock Option (Right to Buy) · Derivative 17,095 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001209191-21-014872 · doc4.xml · derivative · entry 2

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,095

Underlying: Common Stock · 17,095 shares

Expires 2031-02-24

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:17 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
GrantCommon Stock 3,108 $24.13 $74,996.04
Disclosure

SEC source: 0001209191-21-014872 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,213

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

F2 · balance_after: Represents 101,336 shares of Common Stock and 50,877 Restricted Stock Units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:22 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantStock Option (Right to Buy) · Derivative 15,671 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001209191-21-014893 · doc4.xml · derivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,671

Underlying: Common Stock · 15,671 shares

Expires 2031-02-24

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:22 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantCommon Stock 2,849 $24.13 $68,746.37
Disclosure

SEC source: 0001209191-21-014893 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,800

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

F2 · balance_after: Represents 76,064 shares of Common Stock and 40,736 Restricted Stock Units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:20 UTC
Landes GreggSVP, Operations and Strat Dev
GrantStock Option (Right to Buy) · Derivative 15,671 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001209191-21-014887 · doc4.xml · derivative · entry 2

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,671

Underlying: Common Stock · 15,671 shares

Expires 2031-02-24

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:20 UTC
Landes GreggSVP, Operations and Strat Dev
GrantCommon Stock 2,849 $24.13 $68,746.37
Disclosure

SEC source: 0001209191-21-014887 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,400

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

F2 · balance_after: Represents 30,304 shares of Common Stock and 40,096 Restricted Stock Units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:18 UTC
Gould George LChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 13,106 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001209191-21-014880 · doc4.xml · derivative · entry 2

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,106

Underlying: Common Stock · 13,106 shares

Expires 2031-02-24

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:18 UTC
Gould George LChief Technology Officer
GrantCommon Stock 2,382 $24.13 $57,477.66
Disclosure

SEC source: 0001209191-21-014880 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,423

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

F2 · balance_after: Represents 61,505 shares of Common Stock and 37,918 Restricted Stock Units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:14 UTC
Conte KelleyVice President,Human Resources
GrantStock Option (Right to Buy) · Derivative 15,671 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001209191-21-014862 · doc4.xml · derivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,671

Underlying: Common Stock · 15,671 shares

Expires 2031-02-24

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 24, 2022, and additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:14 UTC
Conte KelleyVice President,Human Resources
GrantCommon Stock 2,849 $24.13 $68,746.37
Disclosure

SEC source: 0001209191-21-014862 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,820

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

F2 · balance_after: Represents 31,811 shares of Common Stock and 39,009 Restricted Stock Units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:12 UTC
Young Donald RDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 40,175 $0.00 Strike: $24.13 $0.00
Disclosure

SEC source: 0001209191-21-014858 · doc4.xml · derivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,175

Underlying: Common Stock · 40,175 shares

Expires 2031-02-24

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:12 UTC
Young Donald RDirector · President and CEO
GrantCommon Stock 7,304 $24.13 $176,245.52
Disclosure

SEC source: 0001209191-21-014858 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,395

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.

F2 · balance_after: Represents 148,833 shares of Common Stock and 119,562 Restricted Stock Units and excludes 78,125 restricted shares forfeited as of December 31, 2020.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:46 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
GrantStock Options (Right to Buy) · Derivative 9,024 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001209191-20-063851 · doc4.xml · derivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,024

Underlying: Common Stock · 9,024 shares

Expires 2030-12-15

F1 · derivative.exercise_date: The options vest as to one-third of the shares on December 15, 2021, an additional one-third of the shares on December 15, 2022 and the remaining one-third of the shares on December 15, 2023.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 22:52 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantStock Options (Right to Buy) · Derivative 9,965 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001209191-20-063860 · doc4.xml · derivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,965

Underlying: Common Stock · 9,965 shares

Expires 2030-12-15

F1 · derivative.exercise_date: The options vest as to one-third of the shares on December 15, 2021, an additional one-third of the shares on December 15, 2022 and the remaining one-third of the shares on December 15, 2023.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 22:50 UTC
Landes GreggSVP, Operations and Strat Dev
GrantStock Options (Right to Buy) · Derivative 7,793 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001209191-20-063858 · doc4.xml · derivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,793

Underlying: Common Stock · 7,793 shares

Expires 2030-12-15

F1 · derivative.exercise_date: The options vest as to one-third of the shares on December 15, 2021, an additional one-third of the shares on December 15, 2022 and the remaining one-third of the shares on December 15, 2023.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 22:48 UTC
Gould George LChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 5,853 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001209191-20-063856 · doc4.xml · derivative · entry 1

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

Underlying: Common Stock · 5,853 shares

Expires 2030-12-15

F1 · derivative.exercise_date: The options vest as to one-third of the shares on December 15, 2021, an additional one-third of the shares on December 15, 2022 and the remaining one-third of the shares on December 15, 2023.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 22:47 UTC
Conte KelleyVice President,Human Resources
GrantStock Option (Right to Buy) · Derivative 5,469 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001209191-20-063854 · doc4.xml · derivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,469

Underlying: Common Stock · 5,469 shares

Expires 2030-12-15

F1 · derivative.exercise_date: The options vest as to one-third of the shares on December 15, 2021, an additional one-third of the shares on December 15, 2022 and the remaining one-third of the shares on December 15, 2023.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 21:34 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right-to Buy) · Derivative 7,667 $0.00 Strike: $7.54 $0.00
Disclosure

SEC source: 0001209191-20-060645 · doc4.xml · derivative · entry 6

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,758

Underlying: Common Stock · 7,667 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 21:34 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 66,154 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001209191-20-060645 · doc4.xml · derivative · entry 5

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,154 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 21:34 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 7,667 $14.42 $110,558.14
Disclosure

SEC source: 0001209191-20-060645 · doc4.xml · nonDerivative · entry 4

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,951

F5 · price: Average price with actual price ranging from $14.35 and $14.53. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 21:34 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 7,667 $7.54 $57,809.18
Disclosure

SEC source: 0001209191-20-060645 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Represents 83,731 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 21:34 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 66,154 $14.45 $955,925.30
Disclosure

SEC source: 0001209191-20-060645 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,951

F2 · price: Average price with actual price ranging from $14.27 and $14.82. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 21:34 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 66,154 $10.78 $713,140.12
Disclosure

SEC source: 0001209191-20-060645 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 142,218 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:34 UTC
Landes GreggSVP, Operations and Strat Dev
Exercise / conversionStock Option (Right to Buy) · Derivative 27,308 $0.00 Strike: $4.14 $0.00
Disclosure

SEC source: 0001209191-20-059667 · doc4.xml · derivative · entry 3

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,308 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:34 UTC
Landes GreggSVP, Operations and Strat Dev
SaleCommon Stock 27,308 $11.61 $317,045.88
Disclosure

SEC source: 0001209191-20-059667 · doc4.xml · nonDerivative · entry 2

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,551

F2 · price: Average price with actual price ranging from $11.40 and $11.92. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 30,304 shares of Common Stock and 37,247 Restricted Stock Units.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:34 UTC
Landes GreggSVP, Operations and Strat Dev
Exercise / conversionCommon Stock 27,308 $4.14 $113,055.12
Disclosure

SEC source: 0001209191-20-059667 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 57,612 shares of Common Stock and 37,247 Restricted Stock Units.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:34 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 18,670 $0.00 Strike: $4.14 $0.00
Disclosure

SEC source: 0001209191-20-059665 · doc4.xml · derivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,670 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:34 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 18,670 $12.21 $227,960.70
Disclosure

SEC source: 0001209191-20-059665 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,951

F2 · price: Average price with actual price ranging from $11.60 and $12.41. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:34 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 18,670 $4.14 $77,293.80
Disclosure

SEC source: 0001209191-20-059665 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 94,734 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 23:17 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 24,633 $0.00 Strike: $4.14 $0.00
Disclosure

SEC source: 0001209191-20-059201 · doc4.xml · derivative · entry 9

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,670

Underlying: Common Stock · 24,633 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 23:17 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 24,633 $11.40 $280,816.20
Disclosure

SEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 6

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,951

F7 · price: Average price with actual price ranging from $11.40 and $11.44. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price

F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 23:17 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 24,633 $4.14 $101,980.62
Disclosure

SEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 5

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: Represents 100,697 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:17 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 8,938 $0.00 Strike: $4.14 $0.00
Disclosure

SEC source: 0001209191-20-059201 · doc4.xml · derivative · entry 8

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,303

Underlying: Common Stock · 8,938 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:17 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 9,445 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-20-059201 · doc4.xml · derivative · entry 7

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,445 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:17 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 8,938 $11.41 $101,982.58
Disclosure

SEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 4

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,951

F5 · price: Average price with actual price ranging from $11.40 and $11.45. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:17 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 8,938 $4.14 $37,003.32
Disclosure

SEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Represents 85,002 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:17 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 9,445 $11.43 $107,956.35
Disclosure

SEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,951

F2 · price: Average price with actual price ranging from $11.40 and $11.49. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:17 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 9,445 $3.99 $37,685.55
Disclosure

SEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 85,509 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.