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Nasdaq · USD

ASLE

AerSale Corp

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Tapewire entity
1521
SEC CIK
0001754170
Parsed reports
238

Last 12 months

Inside the activity.

4 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202606
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2021 Filed Feb 13, 2021 01:35 UTC
Barimo BasilSee Remarks
ConversionCommon Stock 17,267 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-006422 · doc4.xml · nonDerivative · entry 1

Barimo Basil · CIK 0001837788 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:39 UTC
Nezaj IsoSee Remarks
ConversionContingent Earnout Shares · Derivative 12,909 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006425 · doc4.xml · derivative · entry 5

Nezaj Iso · CIK 0001837722 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:39 UTC
Nezaj IsoSee Remarks
Tax withholdingCommon Stock 3,471 $15.05 $52,238.55
Disclosure

SEC source: 0000899243-21-006425 · doc4.xml · nonDerivative · entry 2

Nezaj Iso · CIK 0001837722 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,638

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:39 UTC
Nezaj IsoSee Remarks
ConversionCommon Stock 12,909 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-006425 · doc4.xml · nonDerivative · entry 1

Nezaj Iso · CIK 0001837722 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:30 UTC
Garmendia MartinSee Remarks
ConversionContingent Earnout Shares · Derivative 2,523 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006416 · doc4.xml · derivative · entry 5

Garmendia Martin · CIK 0001837616 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:30 UTC
Garmendia MartinSee Remarks
Tax withholdingCommon Stock 748 $15.05 $11,257.40
Disclosure

SEC source: 0000899243-21-006416 · doc4.xml · nonDerivative · entry 2

Garmendia Martin · CIK 0001837616 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,505

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:30 UTC
Garmendia MartinSee Remarks
ConversionCommon Stock 2,523 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-006416 · doc4.xml · nonDerivative · entry 1

Garmendia Martin · CIK 0001837616 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:26 UTC
Finazzo NicolasDirector · See Remarks
ConversionContingent Earnout Shares · Derivative 403,373 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006412 · doc4.xml · derivative · entry 4

Finazzo Nicholas · CIK 0001838102 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 403,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F2 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F2 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · ownership.nature: Represents shares of Common Stock held by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by Mr. Finazzo.

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:26 UTC
Finazzo NicolasDirector · See Remarks
ConversionCommon Stock 403,373 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-006412 · doc4.xml · nonDerivative · entry 1

Finazzo Nicholas · CIK 0001838102 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,425,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Common Stock held by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by Mr. Finazzo.

F1 · ownership.nature: Represents shares of Common Stock held by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by Mr. Finazzo.

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:26 UTC ConversionContingent Earnout Shares · Derivative 13,065 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006411 · doc4.xml · derivative · entry 5

Wright Frederick Craig · CIK 0001837795 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:26 UTC Tax withholdingCommon Stock 3,509 $15.05 $52,810.45
Disclosure

SEC source: 0000899243-21-006411 · doc4.xml · nonDerivative · entry 2

Wright Frederick Craig · CIK 0001837795 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,049

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:26 UTC ConversionCommon Stock 13,065 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-006411 · doc4.xml · nonDerivative · entry 1

Wright Frederick Craig · CIK 0001837795 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

Read SEC document
December 22, 2020 Filed Dec 28, 2020 20:17 UTC GrantWarrant · Derivative 32,500 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000899243-20-035333 · doc4.xml · derivative · entry 3

TOWNSEND RICHARD J · CIK 0001035462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 623,834

Underlying: Common Stock · 32,500 shares

Expires 2025-12-22

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 20:17 UTC GrantCommon Stock 32,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035333 · doc4.xml · nonDerivative · entry 2

TOWNSEND RICHARD J · CIK 0001035462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,368,385

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 20:17 UTC Disposition to issuerCommon Stock 3,253,418 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035333 · doc4.xml · nonDerivative · entry 1

TOWNSEND RICHARD J · CIK 0001035462 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,335,885

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2020 Filed Dec 29, 2020 01:04 UTC
Nichols Robert B.Director · See Remarks
GrantCommon Stock 500,000 $8.00 $4,000,000.00
Disclosure

SEC source: 0000899243-20-035321 · doc4.xml · nonDerivative · entry 2

Nichols Robert B. · CIK 0001837754 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,022,140

F2 · ownership.nature: Represents shares of common stock held by ThoughtValley L.P. ("ThoughtValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. Nichols.

Read SEC document
December 22, 2020 Filed Dec 29, 2020 01:04 UTC
Nichols Robert B.Director · See Remarks
GrantCommon Stock 1,522,140 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035321 · doc4.xml · nonDerivative · entry 1

Nichols Robert B. · CIK 0001837754 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,522,140

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

F2 · ownership.nature: Represents shares of common stock held by ThoughtValley L.P. ("ThoughtValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. Nichols.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 20:20 UTC GrantWarrant · Derivative 32,500 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000899243-20-035335 · doc4.xml · derivative · entry 3

MONOCLE PARTNERS, LLC · CIK 0001759538 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 623,834

Underlying: Common Stock · 32,500 shares

Expires 2025-12-22

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 20:20 UTC GrantCommon Stock 32,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035335 · doc4.xml · nonDerivative · entry 2

MONOCLE PARTNERS, LLC · CIK 0001759538 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,368,385

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 20:20 UTC Disposition to issuerCommon Stock 3,253,418 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035335 · doc4.xml · nonDerivative · entry 1

MONOCLE PARTNERS, LLC · CIK 0001759538 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,335,885

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2020 Filed Dec 29, 2020 01:15 UTC GrantWarrant · Derivative 32,500 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000899243-20-035331 · doc4.xml · derivative · entry 3

ZAHLER ERIC J · CIK 0001233526 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 623,834

Underlying: Common Stock · 32,500 shares

Expires 2025-12-22

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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December 22, 2020 Filed Dec 29, 2020 01:15 UTC GrantCommon Stock 32,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035331 · doc4.xml · nonDerivative · entry 2

ZAHLER ERIC J · CIK 0001233526 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,368,385

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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December 22, 2020 Filed Dec 29, 2020 01:15 UTC Disposition to issuerCommon Stock 3,253,418 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035331 · doc4.xml · nonDerivative · entry 1

ZAHLER ERIC J · CIK 0001233526 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,335,885

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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December 22, 2020 Filed Dec 29, 2020 01:13 UTC GrantWarrant · Derivative 32,500 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000899243-20-035329 · doc4.xml · derivative · entry 3

DEVABHAKTUNI SAI S · CIK 0001341022 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 623,834

Underlying: Common Stock · 32,500 shares

Expires 2025-12-22

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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December 22, 2020 Filed Dec 29, 2020 01:13 UTC GrantCommon Stock 32,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035329 · doc4.xml · nonDerivative · entry 2

DEVABHAKTUNI SAI S · CIK 0001341022 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,368,385

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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December 22, 2020 Filed Dec 29, 2020 01:13 UTC Disposition to issuerCommon Stock 3,253,418 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035329 · doc4.xml · nonDerivative · entry 1

DEVABHAKTUNI SAI S · CIK 0001341022 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,335,885

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.

F2 · ownership.nature: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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December 22, 2020 Filed Dec 29, 2020 01:09 UTC GrantCommon Stock 24,493 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035324 · doc4.xml · nonDerivative · entry 1

Wright Frederick Craig · CIK 0001837795 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,493

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

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December 22, 2020 Filed Dec 29, 2020 01:05 UTC GrantCommon Stock 26,050,506 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035323 · doc4.xml · nonDerivative · entry 1

NOLAN PETER J · CIK 0001243589 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,050,506

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

F2 · ownership.nature: Represents 20,027,681 shares of common stock held of record by Green Equity Investors V, L.P., 6,007,654 shares of common stock held of record by Green Equity Investors Side V, L.P., and 15,171 shares of common stock held of record by LGP Parts Coinvest LLC (collectively, the "Funds"). Mr. Nolan may be deemed to share voting and investment power with respect to the shares of common stock held by the Funds due to his position and relationship with affiliates of the Funds. Mr. Nolan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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December 22, 2020 Filed Dec 29, 2020 01:02 UTC
Nezaj IsoSee Remarks
GrantCommon Stock 24,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035319 · doc4.xml · nonDerivative · entry 1

Nezaj Iso · CIK 0001837722 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,200

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

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December 22, 2020 Filed Dec 29, 2020 00:59 UTC
Garmendia MartinSee Remarks
GrantCommon Stock 4,730 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035316 · doc4.xml · nonDerivative · entry 1

Garmendia Martin · CIK 0001837616 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,730

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

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December 22, 2020 Filed Dec 29, 2020 00:58 UTC
Finazzo NicolasDirector · See Remarks
GrantCommon Stock 500,000 $8.00 $4,000,000.00
Disclosure

SEC source: 0000899243-20-035314 · doc4.xml · nonDerivative · entry 2

Finazzo Nicholas · CIK 0001838102 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,022,140

F2 · ownership.nature: Represents shares of common stock held by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by Mr. Finazzo.

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December 22, 2020 Filed Dec 29, 2020 00:58 UTC
Finazzo NicolasDirector · See Remarks
GrantCommon Stock 1,522,140 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035314 · doc4.xml · nonDerivative · entry 1

Finazzo Nicholas · CIK 0001838102 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,522,140

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

F2 · ownership.nature: Represents shares of common stock held by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by Mr. Finazzo.

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December 22, 2020 Filed Dec 29, 2020 00:54 UTC
Barimo BasilSee Remarks
GrantCommon Stock 32,372 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035309 · doc4.xml · nonDerivative · entry 1

Barimo Basil · CIK 0001837788 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,372

F1 · kind: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

F1 · price: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., AerSale Corp. merged with and into a wholly-owned subsidiary of the Issuer, with AerSale Corp. surviving the business combination, and each share of Aersale Corp. common stock outstanding and each in-the-money Aersale Corp. stock appreciation right were converted into the right to receive a combination of cash and shares of the Issuer's common stock, as described in the Registration Statement on Form S-4 filed by the Issuer in connection with the business combination.

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December 22, 2020 Filed Feb 13, 2021 01:28 UTC
Nichols Robert B.Director · See Remarks
GrantContingent Earnout Shares · Derivative 403,373 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006414 · doc4.xml · derivative · entry 3

Nichols Robert B. · CIK 0001837754 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 403,373

Underlying: Common Stock · 403,373 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F3 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F3 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F1 · ownership.nature: Represents shares of common stock held by ThoughtValley L.P. ("ThoughtValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. NIchols.

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December 22, 2020 Filed Feb 13, 2021 01:28 UTC
Nichols Robert B.Director · See Remarks
GrantContingent Earnout Shares · Derivative 403,373 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006414 · doc4.xml · derivative · entry 2

Nichols Robert B. · CIK 0001837754 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 403,373

Underlying: Common Stock · 403,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F2 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F2 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · ownership.nature: Represents shares of common stock held by ThoughtValley L.P. ("ThoughtValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. NIchols.

Read SEC document
December 22, 2020 Filed Feb 13, 2021 01:35 UTC
Barimo BasilSee Remarks
GrantContingent Earnout Shares · Derivative 17,267 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006422 · doc4.xml · derivative · entry 4

Barimo Basil · CIK 0001837788 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,267

Underlying: Common Stock · 17,267 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F2 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F2 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

Read SEC document
December 22, 2020 Filed Feb 13, 2021 01:35 UTC
Barimo BasilSee Remarks
GrantContingent Earnout Shares · Derivative 17,267 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006422 · doc4.xml · derivative · entry 3

Barimo Basil · CIK 0001837788 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,267

Underlying: Common Stock · 17,267 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

Read SEC document
December 22, 2020 Filed Feb 13, 2021 01:39 UTC
Nezaj IsoSee Remarks
GrantContingent Earnout Shares · Derivative 12,909 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006425 · doc4.xml · derivative · entry 4

Nezaj Iso · CIK 0001837722 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F2 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F2 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

Read SEC document
December 22, 2020 Filed Feb 13, 2021 01:39 UTC
Nezaj IsoSee Remarks
GrantContingent Earnout Shares · Derivative 12,909 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006425 · doc4.xml · derivative · entry 3

Nezaj Iso · CIK 0001837722 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

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December 22, 2020 Filed Feb 13, 2021 01:30 UTC
Garmendia MartinSee Remarks
GrantContingent Earnout Shares · Derivative 2,523 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006416 · doc4.xml · derivative · entry 4

Garmendia Martin · CIK 0001837616 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,523

Underlying: Common Stock · 2,523 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F2 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F2 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

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December 22, 2020 Filed Feb 13, 2021 01:30 UTC
Garmendia MartinSee Remarks
GrantContingent Earnout Shares · Derivative 2,523 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006416 · doc4.xml · derivative · entry 3

Garmendia Martin · CIK 0001837616 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,523

Underlying: Common Stock · 2,523 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

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December 22, 2020 Filed Feb 13, 2021 01:26 UTC
Finazzo NicolasDirector · See Remarks
GrantContingent Earnout Shares · Derivative 403,373 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006412 · doc4.xml · derivative · entry 3

Finazzo Nicholas · CIK 0001838102 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 403,373

Underlying: Common Stock · 403,373 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F3 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F3 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F1 · ownership.nature: Represents shares of Common Stock held by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by Mr. Finazzo.

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December 22, 2020 Filed Feb 13, 2021 01:26 UTC
Finazzo NicolasDirector · See Remarks
GrantContingent Earnout Shares · Derivative 403,373 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006412 · doc4.xml · derivative · entry 2

Finazzo Nicholas · CIK 0001838102 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 403,373

Underlying: Common Stock · 403,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F2 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F2 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · ownership.nature: Represents shares of Common Stock held by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by Mr. Finazzo.

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December 22, 2020 Filed Feb 13, 2021 01:26 UTC GrantContingent Earnout Shares · Derivative 13,065 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006411 · doc4.xml · derivative · entry 4

Wright Frederick Craig · CIK 0001837795 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,065

Underlying: Common Stock · 13,065 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F2 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

F2 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Merger Agreement.

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December 22, 2020 Filed Feb 13, 2021 01:26 UTC GrantContingent Earnout Shares · Derivative 13,065 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006411 · doc4.xml · derivative · entry 3

Wright Frederick Craig · CIK 0001837795 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,065

Underlying: Common Stock · 13,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

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December 22, 2020 Filed Dec 16, 2022 21:24 UTC
Nichols Robert B.Director · See Remarks
OtherStock Option (right to buy) · Derivative 58,597 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001104659-22-127844 · tm2232909-1_4seq1.xml · derivative · entry 2

Nichols Robert B. · CIK 0001837754 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 58,597

Underlying: Common Stock · 58,597 shares

Expires 2022-12-22

F2 · kind: In connection with the transactions contemplated by the business combination of Monocle Acquisition Corporation ("Monocle"), AerSale Corporation (f/k/a Monocle Holdings, Inc.) (following the business combination, the "Issuer") and AerSale Aviation, Inc. (f/k/a AerSale Corp.) ("AerSale Aviation"), on September 8, 2020, the Reporting Person entered into an agreement with certain equityholders of the AerSale Aviation pursuant to which the Reporting Person acquired the right to purchase up to 58,597 shares of Common Stock in exchange for agreeing to reduce the cash consideration received by the Reporting Person in the business combination.

F2 · price: In connection with the transactions contemplated by the business combination of Monocle Acquisition Corporation ("Monocle"), AerSale Corporation (f/k/a Monocle Holdings, Inc.) (following the business combination, the "Issuer") and AerSale Aviation, Inc. (f/k/a AerSale Corp.) ("AerSale Aviation"), on September 8, 2020, the Reporting Person entered into an agreement with certain equityholders of the AerSale Aviation pursuant to which the Reporting Person acquired the right to purchase up to 58,597 shares of Common Stock in exchange for agreeing to reduce the cash consideration received by the Reporting Person in the business combination.

F1 · ownership.nature: Represents shares of Common Stock held by ThoughtValley, L.P. ("ThoughValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. Nichols.

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December 22, 2020 Filed Dec 16, 2022 21:24 UTC
Finazzo NicolasDirector · See Remarks
OtherStock Option (right to buy) · Derivative 58,597 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001104659-22-127845 · tm2232909-2_4seq1.xml · derivative · entry 2

Finazzo Nicolas · CIK 0001838102 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 58,597

Underlying: Common Stock · 58,597 shares

Expires 2022-12-22

F2 · kind: In connection with the transactions contemplated by the business combination of Monocle Acquisition Corporation ("Monocle"), AerSale Corporation (f/k/a Monocle Holdings, Inc.) (following the business combination, the "Issuer") and AerSale Aviation, Inc. (f/k/a AerSale Corp.) ("AerSale Aviation"), on September 8, 2020, the Reporting Person entered into an agreement with certain equityholders of the AerSale Corp.Aviation pursuant to which the Reporting Person acquired the right to purchase up to 58,597 shares of Common Stock in exchange for agreeing to reduce the cash consideration received by the Reporting Person in the business combination.

F2 · price: In connection with the transactions contemplated by the business combination of Monocle Acquisition Corporation ("Monocle"), AerSale Corporation (f/k/a Monocle Holdings, Inc.) (following the business combination, the "Issuer") and AerSale Aviation, Inc. (f/k/a AerSale Corp.) ("AerSale Aviation"), on September 8, 2020, the Reporting Person entered into an agreement with certain equityholders of the AerSale Corp.Aviation pursuant to which the Reporting Person acquired the right to purchase up to 58,597 shares of Common Stock in exchange for agreeing to reduce the cash consideration received by the Reporting Person in the business combination.

F1 · ownership.nature: Represents shares of Common Stock held by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Accordingly, all of the shares held by Enarey may be deemed to be beneficially held by Mr. Finazzo.

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November 06, 2020 Filed Nov 10, 2020 21:54 UTC
GLAZER PAUL J10% owner
OtherCommon Stock, Par Value $0.0001 per share 2,702,010 $10.27 $27,749,642.70
Disclosure

SEC source: 0001076809-20-000235 · primary_doc.xml · nonDerivative · entry 1

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2.

Disclosed balance after: 0

F1 · kind: Redeemed

F2 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

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October 23, 2020 Filed Oct 26, 2020 23:39 UTC
GLAZER PAUL J10% owner
SaleCommon Stock, par value $0.0001 per share 57 $10.35 $589.95
Disclosure

SEC source: 0001076809-20-000203 · primary_doc.xml · nonDerivative · entry 1

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,702,010

F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

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February 11, 2019 Filed Feb 11, 2019 19:56 UTC
TOWNSEND RICHARD JEVP and CFO · 10% owner
PurchaseWarrant · Derivative 591,334 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001144204-19-006351 · tv513064_form4.xml · derivative · entry 2

TOWNSEND RICHARD J · CIK 0001035462 · EVP and CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 591,334

Underlying: Common Stock · 591,334 shares

Expires not disclosed

F1 · price: Simultaneously with the Issuer's initial public offering, Monocle Partners, LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 591,334 units (the "Private Units") in a private placement for an aggregate purchase price of $5,913,340. Each Private Unit consists of one share of common stock and one warrant.

F3 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or February 11, 2020.

F4 · derivative.expiration_date: The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.

F2 · ownership.nature: The securities are held directly by the Sponsor and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.