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ASH

ASHLAND INC.

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4139
SEC CIK
0001674862
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626

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2024 Filed Oct 2, 2024 20:30 UTC GrantCommon Stock Units · Derivative 287 $86.97 $24,960.39
Disclosure

SEC source: 0000950170-24-111505 · ownership.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,479

Underlying: Common Stock · 287 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:30 UTC
TEAL JANICEDirector
GrantCommon Stock Units · Derivative 331 $86.97 $28,787.07
Disclosure

SEC source: 0000950170-24-111504 · ownership.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,510

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 20:30 UTC
WILLIS J KEVINSVP and CFO
SaleCommon Stock 5,487 $87.88 $482,197.56
Disclosure

SEC source: 0000950170-24-104041 · ownership.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,052

F1 · kind: This transaction was effcted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:30 UTC
WILLIS J KEVINSVP and CFO
Exercise / conversionStock Appreciation Right · Derivative 24,672 $0.00 Strike: $59.95 $0.00
Disclosure

SEC source: 0000950170-24-104041 · ownership.xml · derivative · entry 4

WILLIS J KEVIN · CIK 0001575329 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,672 shares

Expires 2024-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Appreciation Rights previously granted to the reporting person on November 12, 2014, which became fully exercisable on November 12, 2015, and are scheduled to expire on December 12, 2024.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:30 UTC
WILLIS J KEVINSVP and CFO
Exercise / conversionCommon Stock 5,487 $59.95 $328,945.65
Disclosure

SEC source: 0000950170-24-104041 · ownership.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 16:30 UTC
Assis Alessandra FaccinSVP and GM, Life Sciences
GrantRestricted Stock Units · Derivative 14,970 $96.19 $1,439,964.30
Disclosure

SEC source: 0000950170-24-087318 · ownership.xml · derivative · entry 1

Assis Alessandra Faccin · CIK 0001931500 · SVP and GM, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,970

Underlying: Common Stock · 14,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of ASH Common Stock.

F2 · derivative.exercise_date: The shares in this grant will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: The shares in this grant will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
July 25, 2024 Filed Aug 13, 2024 16:30 UTC Amendment
Assis Alessandra FaccinSVP and GM, Life Sciences
GrantRestricted Stock Units · Derivative 15,234 $94.52 $1,439,917.68
Disclosure

SEC source: 0000950170-24-096324 · ownership.xml · derivative · entry 1

Assis Alessandra Faccin · CIK 0001931500 · SVP and GM, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,234

Underlying: Common Stock · 15,234 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of ASH Common Stock.

F2 · derivative.exercise_date: The shares in this grant will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: The shares in this grant will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · balance_after: The original Form 4, filed on July 29, 2024, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a grant of Restricted Stock Units (RSUs) that occurred on July 26, 2024 as a total of 14,970 shares acquired when in fact a grant of 15,234 RSUs occurred on July 25, 2024. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an addition in the number of shares reported as beneficially owned by the reporting person by 264 shares.

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June 28, 2024 Filed Jul 1, 2024 20:30 UTC GrantCommon Stock Units · Derivative 132 $94.49 $12,472.68
Disclosure

SEC source: 0000950170-24-079662 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 132 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:30 UTC
TEAL JANICEDirector
GrantCommon Stock Units · Derivative 304 $94.49 $28,724.96
Disclosure

SEC source: 0000950170-24-079664 · ownership.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,113

Underlying: Common Stock · 304 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:30 UTC GrantCommon Stock Units · Derivative 265 $94.49 $25,039.85
Disclosure

SEC source: 0000950170-24-079663 · ownership.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,182

Underlying: Common Stock · 265 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:37 UTC
MUSA OSAMA MSVP and CTO
Exercise / conversionStock Appreciation Right · Derivative 6,968 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0000950170-24-057360 · ownership.xml · derivative · entry 6

MUSA OSAMA M · CIK 0001759443 · SVP and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,968 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These Stock Appreciation Rights were granted on November 18, 2015, and vested over a three-year period, with 50% vesting on November 18, 2016, and 25% vesting on November 18, 2017, and November 18, 2018.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:37 UTC
MUSA OSAMA MSVP and CTO
Exercise / conversionStock Appreciation Right · Derivative 2,730 $0.00 Strike: $59.95 $0.00
Disclosure

SEC source: 0000950170-24-057360 · ownership.xml · derivative · entry 5

MUSA OSAMA M · CIK 0001759443 · SVP and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,730 shares

Expires 2024-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Stock Appreciation Rights were granted on November 12, 2014, and vested over a three-year period, with 50% vesting on November 12, 2015, and 25% vesting on November 12, 2016, and November 12, 2017.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:37 UTC
MUSA OSAMA MSVP and CTO
Tax withholdingCommon Stock 5,116 $97.56 $499,116.96
Disclosure

SEC source: 0000950170-24-057360 · ownership.xml · nonDerivative · entry 4

MUSA OSAMA M · CIK 0001759443 · SVP and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,745

F2 · kind: Represents an acquisition by the Reporting Person of 1,852 net shares of the Issuer, after exercise price and tax liability withholdings, upon an exercise of stock appreciation rights.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:37 UTC
MUSA OSAMA MSVP and CTO
Exercise / conversionCommon Stock 6,968 $59.41 $413,968.88
Disclosure

SEC source: 0000950170-24-057360 · ownership.xml · nonDerivative · entry 3

MUSA OSAMA M · CIK 0001759443 · SVP and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:37 UTC
MUSA OSAMA MSVP and CTO
Tax withholdingCommon Stock 2,007 $97.56 $195,802.92
Disclosure

SEC source: 0000950170-24-057360 · ownership.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · SVP and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,893

F1 · kind: Represents an acquisition by the Reporting Person of 723 net shares of the Issuer, after exercise price and tax liability withholdings, upon an exercise of stock appreciation rights.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:37 UTC
MUSA OSAMA MSVP and CTO
Exercise / conversionCommon Stock 2,730 $59.95 $163,663.50
Disclosure

SEC source: 0000950170-24-057360 · ownership.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · SVP and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2024 Filed May 20, 2024 20:15 UTC
MINICUCCI JAMES P.SVP and GM, Personal Care
Exercise / conversionRestricted Stock Units · Derivative 1,364 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062399 · ownership.xml · derivative · entry 3

MINICUCCI JAMES P. · CIK 0001989580 · SVP and GM, Personal Care

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,463

Underlying: Common Stock · 1,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · shares: Balance includes additional restricted stock units acquired in lieu of cash dividends.

F5 · derivative.exercise_date: On May 18, 2023, the Reporting Person was granted 6,708 restricted stock units, vesting over a three-year period, with 20% vesting on May 8, 2024, 20% vesting on May 8, 2025, and 60% vesting on May 8, 2026, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: On May 18, 2023, the Reporting Person was granted 6,708 restricted stock units, vesting over a three-year period, with 20% vesting on May 8, 2024, 20% vesting on May 8, 2025, and 60% vesting on May 8, 2026, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · balance_after: Balance includes additional restricted stock units acquired in lieu of cash dividends.

Read SEC document
May 08, 2024 Filed May 20, 2024 20:15 UTC
MINICUCCI JAMES P.SVP and GM, Personal Care
Tax withholdingCommon Stock 428 $97.56 $41,755.68
Disclosure

SEC source: 0000950170-24-062399 · ownership.xml · nonDerivative · entry 2

MINICUCCI JAMES P. · CIK 0001989580 · SVP and GM, Personal Care

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936

F1 · date: Due to a delay in the receipt of information from the third-party administrator, these transactions are being reported late.

F3 · shares: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Balance includes additional restricted stock units acquired in lieu of cash dividends.

Read SEC document
May 08, 2024 Filed May 20, 2024 20:15 UTC
MINICUCCI JAMES P.SVP and GM, Personal Care
Exercise / conversionCommon Stock 1,364 $97.56 $133,071.84
Disclosure

SEC source: 0000950170-24-062399 · ownership.xml · nonDerivative · entry 1

MINICUCCI JAMES P. · CIK 0001989580 · SVP and GM, Personal Care

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Due to a delay in the receipt of information from the third-party administrator, these transactions are being reported late.

F2 · balance_after: Balance includes additional restricted stock units acquired in lieu of cash dividends.

Read SEC document
May 06, 2024 Filed May 8, 2024 18:03 UTC GrantRestricted Stock Units · Derivative 1,010 $97.34 $98,313.40
Disclosure

SEC source: 0000950170-24-055990 · ownership.xml · derivative · entry 1

Kulkarni Ashish K · CIK 0002022490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Common Stock · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units granted under Ashland's Omnibus Incentive Plan. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of Restricted Stock Units granted under Ashland's Omnibus Incentive Plan. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

Read SEC document
April 15, 2024 Filed Apr 17, 2024 20:15 UTC
Tozier ScottDirector
GrantRestricted Stock Units · Derivative 1,143 $93.57 $106,950.51
Disclosure

SEC source: 0000950170-24-045121 · ownership.xml · derivative · entry 1

Tozier Scott · CIK 0001511133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143

Underlying: Common Stock · 1,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:15 UTC GrantCommon Stock Units · Derivative 128 $97.37 $12,463.36
Disclosure

SEC source: 0000950170-24-039332 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128

Underlying: Common Stock · 128 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:15 UTC
TEAL JANICEDirector
GrantCommon Stock Units · Derivative 295 $97.37 $28,724.15
Disclosure

SEC source: 0000950170-24-039330 · ownership.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,751

Underlying: Common Stock · 295 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:15 UTC GrantCommon Stock Units · Derivative 257 $97.37 $25,024.09
Disclosure

SEC source: 0000950170-24-039333 · ownership.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,909

Underlying: Common Stock · 257 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 21:15 UTC
LAMPKIN ROBIN E.SVP, Gen Counsel and Secrty.
SaleCommon Stock 844 $92.54 $78,103.76
Disclosure

SEC source: 0000950170-24-017121 · ownership.xml · nonDerivative · entry 1

LAMPKIN ROBIN E. · CIK 0001989313 · SVP, Gen Counsel and Secrty.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,883

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2023.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:35 UTC GrantRestricted Stock Units · Derivative 1,897 $79.05 $149,957.85
Disclosure

SEC source: 0000950170-24-007540 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 1,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:37 UTC GrantRestricted Stock Units · Derivative 1,897 $79.05 $149,957.85
Disclosure

SEC source: 0000950170-24-007546 · ownership.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,828

Underlying: Common Stock · 1,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:37 UTC GrantRestricted Stock Units · Derivative 1,897 $79.05 $149,957.85
Disclosure

SEC source: 0000950170-24-007544 · ownership.xml · derivative · entry 1

Harrison Suzan F. · CIK 0001706044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,828

Underlying: Common Stock · 1,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units granted under Ashland's Omnibus Incentive Plan. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of Restricted Stock Units granted under Ashland's Omnibus Incentive Plan. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:37 UTC
MAIN SUEDirector
GrantRestricted Stock Units · Derivative 1,897 $79.05 $149,957.85
Disclosure

SEC source: 0000950170-24-007543 · ownership.xml · derivative · entry 1

MAIN SUE · CIK 0001284967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,370

Underlying: Common Stock · 1,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:36 UTC
TEAL JANICEDirector
GrantRestricted Stock Units · Derivative 1,897 $79.05 $149,957.85
Disclosure

SEC source: 0000950170-24-007542 · ownership.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,943

Underlying: Common Stock · 1,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:36 UTC GrantRestricted Stock Units · Derivative 1,897 $79.05 $149,957.85
Disclosure

SEC source: 0000950170-24-007541 · ownership.xml · derivative · entry 1

Peribere Jerome A · CIK 0001484527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,468

Underlying: Common Stock · 1,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:35 UTC GrantRestricted Stock Units · Derivative 1,897 $79.05 $149,957.85
Disclosure

SEC source: 0000950170-24-007539 · ownership.xml · derivative · entry 1

Pedreiro Sergio · CIK 0001578928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Common Stock · 1,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:34 UTC GrantRestricted Stock Units · Derivative 1,897 $79.05 $149,957.85
Disclosure

SEC source: 0000950170-24-007538 · ownership.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 1,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:01 UTC
CHONG MINSVP, Gen. Mgr.
Exercise / conversionRestricted Stock Units · Derivative 6,900 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-002075 · ownership.xml · derivative · entry 3

CHONG MIN · CIK 0001801471 · SVP, Gen. Mgr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3, which became fully vested in one installment four years following the grant date.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3, which became fully vested in one installment four years following the grant date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:01 UTC
CHONG MINSVP, Gen. Mgr.
Tax withholdingCommon Stock 1,853 $83.70 $155,096.10
Disclosure

SEC source: 0000950170-24-002075 · ownership.xml · nonDerivative · entry 2

CHONG MIN · CIK 0001801471 · SVP, Gen. Mgr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,947

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:01 UTC
CHONG MINSVP, Gen. Mgr.
Exercise / conversionCommon Stock 6,900 $83.70 $577,530.00
Disclosure

SEC source: 0000950170-24-002075 · ownership.xml · nonDerivative · entry 1

CHONG MIN · CIK 0001801471 · SVP, Gen. Mgr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 11, 2024 16:15 UTC Amendment
CHONG MINSVP, Gen. Mgr.
Tax withholdingCommon Stock 2,077 $83.70 $173,844.90
Disclosure

SEC source: 0000950170-24-003914 · ownership.xml · nonDerivative · entry 1

CHONG MIN · CIK 0001801471 · SVP, Gen. Mgr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,723

F1 · balance_after: After filing the original Form 4, it was determined that shares were not withheld for taxes in a particular jurisdiction. The number reported herein reflects the reporting person's holdings after adjusting for the proper withholding.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:44 UTC
TEAL JANICEDirector
GrantCommon Stock Units · Derivative 341 $84.31 $28,749.71
Disclosure

SEC source: 0000950170-24-001371 · ownership.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,403

Underlying: Common Stock · 341 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:42 UTC GrantCommon Stock Units · Derivative 297 $84.31 $25,040.07
Disclosure

SEC source: 0000950170-24-001368 · ownership.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,646

Underlying: Common Stock · 297 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 19:18 UTC
BONI ERIC NPrincipal Accounting Officer
SaleCommon Stock 843 $82.38 $69,446.34
Disclosure

SEC source: 0000950170-23-069140 · ownership.xml · nonDerivative · entry 2

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,072

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 19:18 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionStock Appreciation Right · Derivative 2,825 $0.00 Strike: $47.63 $0.00
Disclosure

SEC source: 0000950170-23-069140 · ownership.xml · derivative · entry 4

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,825 shares

Expires 2023-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Appreciation Rights previously granted to the reporting person on November 13, 2013, which became fully exercisable on November 13, 2016, and are scheduled to expire on December 13, 2023.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 19:18 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 843 $47.63 $40,152.09
Disclosure

SEC source: 0000950170-23-069140 · ownership.xml · nonDerivative · entry 1

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 22:48 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionStock Appreciation Right · Derivative 2,825 $0.00 Strike: $47.63 $0.00
Disclosure

SEC source: 0001127602-23-028489 · form4.xml · derivative · entry 3

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,825 shares

Expires 2023-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These Stock Appreciation Rights were granted on November 13, 2013, and vested over a three-year period, with 50% vesting on November 13, 2014, and 25% vesting on November 13, 2015, and November 13, 2016.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 22:48 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 2,092 $47.63 $99,641.96
Disclosure

SEC source: 0001127602-23-028489 · form4.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,170

F1 · kind: Represents an acquisition by the Reporting Person of 733 net shares of the Issuer, after exercise price and tax liability withholdings, upon an exercise of stock appreciation rights.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 22:48 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 2,825 $47.36 $133,792.00
Disclosure

SEC source: 0001127602-23-028489 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 21:22 UTC
Drury EileenSr VP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-065689 · ownership.xml · derivative · entry 11

Drury Eileen · CIK 0001896343 · Sr VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 21:22 UTC
Drury EileenSr VP, Human Resources
Tax withholdingCommon Stock 267 $78.32 $20,911.44
Disclosure

SEC source: 0000950170-23-065689 · ownership.xml · nonDerivative · entry 8

Drury Eileen · CIK 0001896343 · Sr VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,453

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 21:22 UTC
Drury EileenSr VP, Human Resources
Exercise / conversionCommon Stock 540 $78.32 $42,292.80
Disclosure

SEC source: 0000950170-23-065689 · ownership.xml · nonDerivative · entry 7

Drury Eileen · CIK 0001896343 · Sr VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 21:20 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 267 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-065688 · ownership.xml · derivative · entry 12

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267

Underlying: Common Stock · 267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 21:20 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 77 $78.32 $6,030.64
Disclosure

SEC source: 0000950170-23-065688 · ownership.xml · nonDerivative · entry 8

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,072

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.