Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2018 Filed Nov 21, 2018 02:02 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionCommon Stock | 419 | $82.30 | $34,483.70 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 01:57 UTC |
Ganz PeterSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · derivative · entry 10 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,548 Underlying: Common Stock · 1,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 01:57 UTC |
Ganz PeterSenior Vice President
|
Tax withholdingCommon Stock | 306 | $82.30 | $25,183.80 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,076 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 01:57 UTC |
Ganz PeterSenior Vice President
|
Exercise / conversionCommon Stock | 1,096 | $82.30 | $90,200.80 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:36 UTC |
Consiglio Vito JVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033865 · form4.xml · derivative · entry 7 Consiglio Vito J · CIK 0001755122 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,742 Underlying: Common Stock · 1,518 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 50% beginning one year from the date of grant, 25% the second year and the remaining 25% the third year, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 50% beginning one year from the date of grant, 25% the second year and the remaining 25% the third year, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:36 UTC |
Consiglio Vito JVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033865 · form4.xml · derivative · entry 6 Consiglio Vito J · CIK 0001755122 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,260 Underlying: Common Stock · 319 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:36 UTC |
Consiglio Vito JVice President
|
Tax withholdingCommon Stock | 418 | $82.34 | $34,418.12 |
DisclosureSEC source: 0001127602-18-033865 · form4.xml · nonDerivative · entry 4 Consiglio Vito J · CIK 0001755122 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:36 UTC |
Consiglio Vito JVice President
|
Exercise / conversionCommon Stock | 1,518 | $82.34 | $124,992.12 |
DisclosureSEC source: 0001127602-18-033865 · form4.xml · nonDerivative · entry 3 Consiglio Vito J · CIK 0001755122 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:36 UTC |
Consiglio Vito JVice President
|
Tax withholdingCommon Stock | 88 | $82.34 | $7,245.92 |
DisclosureSEC source: 0001127602-18-033865 · form4.xml · nonDerivative · entry 2 Consiglio Vito J · CIK 0001755122 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:36 UTC |
Consiglio Vito JVice President
|
Exercise / conversionCommon Stock | 319 | $82.34 | $26,266.46 |
DisclosureSEC source: 0001127602-18-033865 · form4.xml · nonDerivative · entry 1 Consiglio Vito J · CIK 0001755122 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:02 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033859 · form4.xml · derivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,046 Underlying: Common Stock · 6,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · balance_after: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 116 shares acquired on December 15, 2017; 122 shares acquired on March 15, 2018; 122 shares acquired on June 15, 2018 and 115 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:02 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,776 | $82.34 | $228,575.84 |
DisclosureSEC source: 0001127602-18-033859 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,014 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 31,037 shares of unvested Restricted stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 114 shares acquired on December 15, 2017; 98 shares acquired on March 15, 2018; 98 shares acquired on June 15, 2018 and 91 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:02 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 6,310 | $82.34 | $519,565.40 |
DisclosureSEC source: 0001127602-18-033859 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 31,037 shares of unvested Restricted stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 114 shares acquired on December 15, 2017; 98 shares acquired on March 15, 2018; 98 shares acquired on June 15, 2018 and 91 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:45 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033857 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,434 Underlying: Common Stock · 1,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · balance_after: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 32 shares acquired on December 15, 2017; 33 shares acquired on March 15, 2018; 33 shares acquired on June 15, 2018 and 32 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:45 UTC |
WILLIS J KEVINChief Financial Officer
|
Tax withholdingCommon Stock | 510 | $82.34 | $41,993.40 |
DisclosureSEC source: 0001127602-18-033857 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,375 F1 · balance_after: Balance includes 13,045 unvested shares of Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 39 shares acquired on December 15, 2017; 41 shares acquired on March 15, 2018; 41 shares acquired on June 15, 2018 and 38 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:45 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionCommon Stock | 1,737 | $82.34 | $143,024.58 |
DisclosureSEC source: 0001127602-18-033857 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 13,045 unvested shares of Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 39 shares acquired on December 15, 2017; 41 shares acquired on March 15, 2018; 41 shares acquired on June 15, 2018 and 38 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC |
Silverman Keith CVice President
|
Exercise / conversionStock Appreciation Right · Derivative | 2,950 | $0.00 Strike: $67.16 | $0.00 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · derivative · entry 9 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,950 Underlying: Common Stock · 2,950 shares Expires 2027-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC |
Silverman Keith CVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · derivative · entry 8 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,305 Underlying: Common Stock · 1,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 50% beginning one year from the date of grant, 25% the second year and the remaining 25% the third year, provided that the Reporting Person remains in continuous employment with the Issuer. F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 50% beginning one year from the date of grant, 25% the second year and the remaining 25% the third year, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · balance_after: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 16 shares acquired on December 15, 2017; 17 shares acquired on March 15, 2018; 17 shares acquired on June 15, 2018 and 17 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC |
Silverman Keith CVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · derivative · entry 7 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,228 Underlying: Common Stock · 370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · balance_after: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 16 shares acquired on December 15, 2017; 17 shares acquired on March 15, 2018; 17 shares acquired on June 15, 2018 and 17 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 2,950 | $67.16 | $198,122.00 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · nonDerivative · entry 5 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 659 | $82.34 | $54,262.06 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · nonDerivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,865 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 1,923 | $82.34 | $158,339.82 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · nonDerivative · entry 3 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 127 | $82.34 | $10,457.18 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 370 | $82.34 | $30,465.80 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:10 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033846 · form4.xml · derivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,789 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · balance_after: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 9 shares acquired on December 15, 2017; 10 shares acquired on March 15, 2018; 10 shares acquired on June 15, 2018 and 9 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:10 UTC |
Schumann Anne T.Senior Vice President
|
Tax withholdingCommon Stock | 153 | $82.34 | $12,598.02 |
DisclosureSEC source: 0001127602-18-033846 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,674 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 8,163 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 24 shares acquired on December 15, 2017; 25 shares acquired on March 15, 2018; 25 shares acquired on June 15, 2018 and 24 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:10 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionCommon Stock | 556 | $82.34 | $45,781.04 |
DisclosureSEC source: 0001127602-18-033846 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 8,163 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 24 shares acquired on December 15, 2017; 25 shares acquired on March 15, 2018; 25 shares acquired on June 15, 2018 and 24 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 00:59 UTC |
Ganz PeterSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033843 · form4.xml · derivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,644 Underlying: Common Stock · 1,079 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · balance_after: Balance includes additional restricted stock units acquired in lieu of cash dividends, 20 of which were acquired on December 15, 2017, 20 on March 15, 2018, 20 on June 15, 2018 and 21 on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 00:59 UTC |
Ganz PeterSenior Vice President
|
Tax withholdingCommon Stock | 301 | $82.34 | $24,784.34 |
DisclosureSEC source: 0001127602-18-033843 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,286 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 11,173 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 33 shares acquired on December 15, 2017; 35 shares acquired on March 15, 2018; 35 shares acquired on June 15, 2018 and 33 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 00:59 UTC |
Ganz PeterSenior Vice President
|
Exercise / conversionCommon Stock | 1,079 | $82.34 | $88,844.86 |
DisclosureSEC source: 0001127602-18-033843 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 11,173 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 33 shares acquired on December 15, 2017; 35 shares acquired on March 15, 2018; 35 shares acquired on June 15, 2018 and 33 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionRestricted Stock Units · Derivative | 421 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033844 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,771 Underlying: Common Stock · 421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · balance_after: Balance includes shares of restricted stock units acquired in lieu of cash dividends, 7 shares acquired on December 15, 2017; 8 shares acquired on March 15, 2018; 8 shares acquired on June 15, 2018 and 8 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC |
HEITMAN WILLIAM JController
|
Tax withholdingCommon Stock | 129 | $82.34 | $10,621.86 |
DisclosureSEC source: 0001127602-18-033844 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,830 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionCommon Stock | 421 | $82.34 | $34,665.14 |
DisclosureSEC source: 0001127602-18-033844 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:11 UTC |
Consiglio Vito JVice President
|
GrantRestricted Stock Units · Derivative | 2,250 | $82.34 | $185,265.00 |
DisclosureSEC source: 0001127602-18-033590 · form4.xml · derivative · entry 2 Consiglio Vito J · CIK 0001755122 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,579 Underlying: Common Stock · 2,250 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:11 UTC |
Consiglio Vito JVice President
|
GrantStock Appreciation Right · Derivative | 10,250 | $82.34 Strike: $82.34 | $843,985.00 |
DisclosureSEC source: 0001127602-18-033590 · form4.xml · derivative · entry 1 Consiglio Vito J · CIK 0001755122 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,250 Underlying: Common Stock · 10,250 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:10 UTC |
Ganz PeterSenior Vice President
|
GrantRestricted Stock Units · Derivative | 2,500 | $82.34 | $205,850.00 |
DisclosureSEC source: 0001127602-18-033589 · form4.xml · derivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,723 Underlying: Common Stock · 2,500 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:10 UTC |
Ganz PeterSenior Vice President
|
GrantStock Appreciation Right · Derivative | 11,400 | $82.34 Strike: $82.34 | $938,676.00 |
DisclosureSEC source: 0001127602-18-033589 · form4.xml · derivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 Underlying: Common Stock · 11,400 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:09 UTC |
HEITMAN WILLIAM JController
|
GrantRestricted Stock Units · Derivative | 950 | $82.34 | $78,223.00 |
DisclosureSEC source: 0001127602-18-033588 · form4.xml · derivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,192 Underlying: Common Stock · 950 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:09 UTC |
HEITMAN WILLIAM JController
|
GrantStock Appreciation Right · Derivative | 4,300 | $82.34 Strike: $82.34 | $354,062.00 |
DisclosureSEC source: 0001127602-18-033588 · form4.xml · derivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Underlying: Common Stock · 4,300 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:07 UTC |
Silverman Keith CVice President
|
GrantRestricted Stock Units · Derivative | 1,150 | $82.34 | $94,691.00 |
DisclosureSEC source: 0001127602-18-033586 · form4.xml · derivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,598 Underlying: Common Stock · 1,150 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:07 UTC |
Silverman Keith CVice President
|
GrantStock Appreciation Right · Derivative | 5,050 | $82.34 Strike: $82.34 | $415,817.00 |
DisclosureSEC source: 0001127602-18-033586 · form4.xml · derivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Underlying: Common Stock · 5,050 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:08 UTC |
Schumann Anne T.Senior Vice President
|
GrantRestricted Stock Units · Derivative | 2,100 | $82.34 | $172,914.00 |
DisclosureSEC source: 0001127602-18-033587 · form4.xml · derivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,345 Underlying: Common Stock · 2,100 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:08 UTC |
Schumann Anne T.Senior Vice President
|
GrantStock Appreciation Right · Derivative | 9,550 | $82.34 Strike: $82.34 | $786,347.00 |
DisclosureSEC source: 0001127602-18-033587 · form4.xml · derivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,550 Underlying: Common Stock · 9,550 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:06 UTC |
WILLIS J KEVINChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 4,000 | $82.34 | $329,360.00 |
DisclosureSEC source: 0001127602-18-033585 · form4.xml · derivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,171 Underlying: Common Stock · 4,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:06 UTC |
WILLIS J KEVINChief Financial Officer
|
GrantStock Appreciation Right · Derivative | 18,200 | $82.34 Strike: $82.34 | $1,498,588.00 |
DisclosureSEC source: 0001127602-18-033585 · form4.xml · derivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 Underlying: Common Stock · 18,200 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:04 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 14,100 | $82.34 | $1,160,994.00 |
DisclosureSEC source: 0001127602-18-033584 · form4.xml · derivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,356 Underlying: Common Stock · 14,100 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:04 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
GrantStock Appreciation Right · Derivative | 64,350 | $82.34 Strike: $82.34 | $5,298,579.00 |
DisclosureSEC source: 0001127602-18-033584 · form4.xml · derivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,350 Underlying: Common Stock · 64,350 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 15:11 UTC Amendment |
Silverman Keith CVice President
|
Exercise / conversionStock Appreciation Right · Derivative | 2,950 | $0.00 Strike: $67.16 | $0.00 |
DisclosureSEC source: 0001127602-18-033884 · form4a.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,950 Underlying: Common Stock · 2,950 shares Expires 2027-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 15:11 UTC Amendment |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 2,628 | $80.53 | $211,632.84 |
DisclosureSEC source: 0001127602-18-033884 · form4a.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,187 F2 · kind: Due to a clerical error, payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 4 below was not filed with the original Form 4 on 11/19/2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 15:11 UTC Amendment |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 2,950 | $67.16 | $198,122.00 |
DisclosureSEC source: 0001127602-18-033884 · form4a.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.