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ASH

ASHLAND INC.

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4139
SEC CIK
0001674862
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626

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Tax withholdingCommon Stock 5,774 $80.32 $463,767.68
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 8

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,442

F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,127 $80.32 $1,054,360.64
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 7

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Tax withholdingCommon Stock 5,965 $80.32 $479,108.80
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 6

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,089

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,561 $80.32 $1,089,219.52
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 5

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Tax withholdingCommon Stock 3,110 $80.32 $249,795.20
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 4

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,493

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,070 $80.32 $567,862.40
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 3

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:02 UTC Exercise / conversionRestricted Stock Units · Derivative 821 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · derivative · entry 13

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,213

Underlying: Common Stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F10 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

F10 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:02 UTC Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · derivative · entry 12

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F9 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F9 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:02 UTC Exercise / conversionRestricted Stock Units · Derivative 470 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · derivative · entry 11

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,882

Underlying: Common Stock · 470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F8 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F8 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:02 UTC Tax withholdingCommon Stock 252 $80.32 $20,240.64
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 8

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,603

F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:02 UTC Exercise / conversionCommon Stock 821 $80.32 $65,942.72
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 7

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:02 UTC Tax withholdingCommon Stock 260 $80.32 $20,883.20
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 6

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,034

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:02 UTC Exercise / conversionCommon Stock 848 $80.32 $68,111.36
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 5

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:02 UTC Tax withholdingCommon Stock 144 $80.32 $11,566.08
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 4

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,446

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:02 UTC Exercise / conversionCommon Stock 470 $80.32 $37,750.40
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 3

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 01:57 UTC
Ganz PeterSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,249 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034042 · form4.xml · derivative · entry 13

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,756

Underlying: Common Stock · 2,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F10 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

F10 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 01:57 UTC
Ganz PeterSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,323 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034042 · form4.xml · derivative · entry 12

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,005

Underlying: Common Stock · 2,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F9 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F9 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 01:57 UTC
Ganz PeterSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034042 · form4.xml · derivative · entry 11

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,328

Underlying: Common Stock · 1,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F8 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F8 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 01:57 UTC
Ganz PeterSenior Vice President
Tax withholdingCommon Stock 964 $80.32 $77,428.48
Disclosure

SEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 9

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,712

F5 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 01:57 UTC
Ganz PeterSenior Vice President
Exercise / conversionCommon Stock 2,249 $80.32 $180,639.68
Disclosure

SEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 8

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 01:57 UTC
Ganz PeterSenior Vice President
Tax withholdingCommon Stock 996 $80.32 $79,998.72
Disclosure

SEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 7

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,427

F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 01:57 UTC
Ganz PeterSenior Vice President
Exercise / conversionCommon Stock 2,323 $80.32 $186,583.36
Disclosure

SEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 6

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 01:57 UTC
Ganz PeterSenior Vice President
Tax withholdingCommon Stock 523 $80.32 $42,007.36
Disclosure

SEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 5

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,100

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 01:57 UTC
Ganz PeterSenior Vice President
Exercise / conversionCommon Stock 1,220 $80.32 $97,990.40
Disclosure

SEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 4

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 01:57 UTC
Ganz PeterSenior Vice President
Tax withholdingCommon Stock 3,673 $80.32 $295,015.36
Disclosure

SEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 3

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,403

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 547 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · derivative · entry 9

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549

Underlying: Common Stock · 547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F6 · derivative.exercise_date: Restricted Stock Units granted on 11/16/16 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of three equal annual installments beginning 1 year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F6 · derivative.expiration_date: Restricted Stock Units granted on 11/16/16 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of three equal annual installments beginning 1 year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 188 $82.30 $15,472.40
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 547 $82.30 $45,018.10
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 483 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · derivative · entry 11

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,306

Underlying: Common Stock · 483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F8 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F8 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Tax withholdingCommon Stock 133 $82.30 $10,945.90
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 2

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,024

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Exercise / conversionCommon Stock 483 $82.30 $39,750.90
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 1

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionStock Appreciation Right · Derivative 917 $0.00 Strike: $57.96 $0.00
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · derivative · entry 17

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919

Underlying: Common Stock · 917 shares

Expires 2026-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018.

F11 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F11 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionRestricted Stock Units · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · derivative · entry 16

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,112

Underlying: Common Stock · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F10 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F10 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
SaleCommon Stock 322 $81.57 $26,265.54
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 5

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,167

F3 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Tax withholdingCommon Stock 741 $81.94 $60,717.54
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 4

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,489

F2 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 11 below.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionCommon Stock 917 $57.96 $53,149.32
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 3

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 16, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Tax withholdingCommon Stock 67 $82.30 $5,514.10
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 2

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,313

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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November 16, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionCommon Stock 193 $82.30 $15,883.90
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 1

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,739 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · derivative · entry 13

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,695

Underlying: Common Stock · 1,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F9 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F9 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 16, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
SaleCommon Stock 1,227 $81.57 $100,086.39
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 3

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,376

F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.

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November 16, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 511 $82.30 $42,055.30
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,603

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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November 16, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 1,739 $82.30 $143,119.70
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,282 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · derivative · entry 9

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,764

Underlying: Common Stock · 6,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 16, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Tax withholdingCommon Stock 2,763 $82.30 $227,394.90
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 2

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,533

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,282 $82.30 $517,008.60
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:09 UTC
Consiglio Vito JVice President
Exercise / conversionRestricted Stock Units · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034048 · form4.xml · derivative · entry 4

Consiglio Vito J · CIK 0001755122 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,549

Underlying: Common Stock · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 16, 2018 Filed Nov 21, 2018 02:09 UTC
Consiglio Vito JVice President
Tax withholdingCommon Stock 54 $82.30 $4,444.20
Disclosure

SEC source: 0001127602-18-034048 · form4.xml · nonDerivative · entry 2

Consiglio Vito J · CIK 0001755122 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:09 UTC
Consiglio Vito JVice President
Exercise / conversionCommon Stock 193 $82.30 $15,883.90
Disclosure

SEC source: 0001127602-18-034048 · form4.xml · nonDerivative · entry 1

Consiglio Vito J · CIK 0001755122 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:02 UTC Exercise / conversionRestricted Stock Units · Derivative 419 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · derivative · entry 10

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,352

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 16, 2018 Filed Nov 21, 2018 02:02 UTC Tax withholdingCommon Stock 129 $82.30 $10,616.70
Disclosure

SEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 2

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,120

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.