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ASH

ASHLAND INC.

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4139
SEC CIK
0001674862
Parsed reports
626

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2021 Filed Nov 17, 2021 17:00 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 157 $108.17 $16,982.69
Disclosure

SEC source: 0001127602-21-029463 · form4.xml · nonDerivative · entry 3

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,456.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 17:00 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 54 $108.17 $5,841.18
Disclosure

SEC source: 0001127602-21-029463 · form4.xml · nonDerivative · entry 2

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,299.42

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 17:00 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 172 $108.17 $18,605.24
Disclosure

SEC source: 0001127602-21-029463 · form4.xml · nonDerivative · entry 1

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,353.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:01 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 436 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029465 · form4.xml · derivative · entry 6

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,873.528

Underlying: Common Stock · 436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:01 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 841 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029465 · form4.xml · derivative · entry 5

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,309.528

Underlying: Common Stock · 841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:01 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 150 $108.17 $16,225.50
Disclosure

SEC source: 0001127602-21-029465 · form4.xml · nonDerivative · entry 4

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,204

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:01 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 436 $108.17 $47,162.12
Disclosure

SEC source: 0001127602-21-029465 · form4.xml · nonDerivative · entry 3

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:01 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 289 $108.17 $31,261.13
Disclosure

SEC source: 0001127602-21-029465 · form4.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,918

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:01 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 841 $108.17 $90,970.97
Disclosure

SEC source: 0001127602-21-029465 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:26 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029476 · form4.xml · derivative · entry 6

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103.372

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:26 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029476 · form4.xml · derivative · entry 5

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:26 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Tax withholdingCommon Stock 33 $108.17 $3,569.61
Disclosure

SEC source: 0001127602-21-029476 · form4.xml · nonDerivative · entry 4

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,659.154

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:26 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionCommon Stock 103 $108.17 $11,141.51
Disclosure

SEC source: 0001127602-21-029476 · form4.xml · nonDerivative · entry 3

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,692.154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:26 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Tax withholdingCommon Stock 33 $108.17 $3,569.61
Disclosure

SEC source: 0001127602-21-029476 · form4.xml · nonDerivative · entry 2

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,589.154

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:26 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionCommon Stock 105 $108.17 $11,357.85
Disclosure

SEC source: 0001127602-21-029476 · form4.xml · nonDerivative · entry 1

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,622.154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:04 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,527 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029471 · form4.xml · derivative · entry 8

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,248

Underlying: Common Stock · 1,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:04 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,393 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029471 · form4.xml · derivative · entry 7

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,775

Underlying: Common Stock · 1,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:04 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 506 $108.17 $54,734.02
Disclosure

SEC source: 0001127602-21-029471 · form4.xml · nonDerivative · entry 4

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,792.701

F1 · security: Includes 3,637 shares of unvested Restricted Stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:04 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 1,527 $108.17 $165,175.59
Disclosure

SEC source: 0001127602-21-029471 · form4.xml · nonDerivative · entry 3

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,298.701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes 3,637 shares of unvested Restricted Stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:04 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 462 $108.17 $49,974.54
Disclosure

SEC source: 0001127602-21-029471 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771.701

F1 · security: Includes 3,637 shares of unvested Restricted Stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:04 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 1,393 $108.17 $150,680.81
Disclosure

SEC source: 0001127602-21-029471 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233.701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes 3,637 shares of unvested Restricted Stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:02 UTC
NOVO GUILLERMODirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,675 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029467 · form4.xml · derivative · entry 3

NOVO GUILLERMO · CIK 0001434813 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,366.487

Underlying: Common Stock · 4,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:02 UTC
NOVO GUILLERMODirector · Chairman and CEO
Tax withholdingCommon Stock 1,447 $108.17 $156,521.99
Disclosure

SEC source: 0001127602-21-029467 · form4.xml · nonDerivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,125

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:02 UTC
NOVO GUILLERMODirector · Chairman and CEO
Exercise / conversionCommon Stock 4,675 $108.17 $505,694.75
Disclosure

SEC source: 0001127602-21-029467 · form4.xml · nonDerivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 22:02 UTC Amendment
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,527 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-001210 · form4.xml · derivative · entry 8

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,248

Underlying: Common Stock · 1,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F8 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F8 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 22:02 UTC Amendment
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,393 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-001210 · form4.xml · derivative · entry 7

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,775

Underlying: Common Stock · 1,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F7 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F7 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 22:02 UTC Amendment
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 491 $108.17 $53,111.47
Disclosure

SEC source: 0000950157-21-001210 · form4.xml · nonDerivative · entry 4

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,821.701

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F4 · shares: Due to a calculation error, the amount should have been 491 instead of 506.

F5 · balance_after: Due to a calculation error, the amount in column 5 should have been 2821.701 instead of 2792.701.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 22:02 UTC Amendment
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 1,527 $108.17 $165,175.59
Disclosure

SEC source: 0000950157-21-001210 · form4.xml · nonDerivative · entry 3

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312.701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 22:02 UTC Amendment
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 448 $108.17 $48,460.16
Disclosure

SEC source: 0000950157-21-001210 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785.701

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · shares: Due to a calculation error, the amount in Column 4 should have been 448 instead of 462.

F3 · balance_after: Due to a calculation error, the amount in column 5 should have been 1785.702 instead of 1771.701.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 22:02 UTC Amendment
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 1,393 $108.17 $150,680.81
Disclosure

SEC source: 0000950157-21-001210 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233.701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:58 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-21-026689 · form4.xml · derivative · entry 4

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:58 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 376 $89.62 $33,697.12
Disclosure

SEC source: 0001127602-21-026689 · form4.xml · nonDerivative · entry 3

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,366

F3 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are reported in this Form 4.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:58 UTC
MUSA OSAMA MSr. Vice President
Disposition to issuerCommon Stock 834 $89.62 $74,743.08
Disclosure

SEC source: 0001127602-21-026689 · form4.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,742

F2 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock acquisition rights (SARs).

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:58 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 2,000 $37.37 $74,740.00
Disclosure

SEC source: 0001127602-21-026689 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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September 30, 2021 Filed Oct 1, 2021 20:30 UTC
TEAL JANICEDirector
OtherCommon Stock Units · Derivative 323 $89.12 $28,785.76
Disclosure

SEC source: 0001127602-21-026316 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,301

Underlying: Common Stock · 323 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

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September 10, 2021 Filed Sep 13, 2021 20:42 UTC
WILLIS J KEVINChief Financial Officer
SaleCommon Stock 1,104 $94.30 $104,107.20
Disclosure

SEC source: 0001127602-21-025216 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2021.

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September 03, 2021 Filed Sep 8, 2021 21:55 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionStock Appreciation Right · Derivative 2,307 $0.00 Strike: $29.50 $0.00
Disclosure

SEC source: 0001127602-21-025030 · form4.xml · derivative · entry 6

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,307 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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September 03, 2021 Filed Sep 8, 2021 21:55 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 475 $93.50 $44,412.50
Disclosure

SEC source: 0001127602-21-025030 · form4.xml · nonDerivative · entry 3

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,929

F3 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that was reported in this Form 4.

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September 03, 2021 Filed Sep 8, 2021 21:55 UTC
WILLIS J KEVINChief Financial Officer
Disposition to issuerCommon Stock 727 $93.50 $67,974.50
Disclosure

SEC source: 0001127602-21-025030 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,404

F2 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock acquisition rights (SARs).

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September 03, 2021 Filed Sep 8, 2021 21:55 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 2,307 $29.50 $68,056.50
Disclosure

SEC source: 0001127602-21-025030 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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August 03, 2021 Filed Aug 5, 2021 16:06 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
Exercise / conversionRestricted Stock Units · Derivative 265 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023150 · form4.xml · derivative · entry 3

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,703.45

Underlying: Common Stock · 265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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August 03, 2021 Filed Aug 5, 2021 16:06 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
Tax withholdingCommon Stock 83 $83.41 $6,923.03
Disclosure

SEC source: 0001127602-21-023150 · form4.xml · nonDerivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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August 03, 2021 Filed Aug 5, 2021 16:06 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
Exercise / conversionCommon Stock 265 $83.41 $22,103.65
Disclosure

SEC source: 0001127602-21-023150 · form4.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:28 UTC
TEAL JANICEDirector
OtherCommon Stock Units · Derivative 329 $88.00 $28,952.00
Disclosure

SEC source: 0001127602-21-021029 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,946.156

Underlying: Common Stock · 329 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 16:34 UTC
BONI ERIC NPrincipal Accounting Officer
SaleCommon Stock 2,429 $93.88 $228,034.52
Disclosure

SEC source: 0001127602-21-019271 · form4.xml · nonDerivative · entry 3

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,146

F1 · shares: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2021.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 16:34 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionStock Appreciation Right · Derivative 5,085 $0.00 Strike: $29.50 $0.00
Disclosure

SEC source: 0001127602-21-019271 · form4.xml · derivative · entry 5

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,085 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2021.

F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

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June 02, 2021 Filed Jun 4, 2021 16:34 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 2,656 $95.42 $253,435.52
Disclosure

SEC source: 0001127602-21-019271 · form4.xml · nonDerivative · entry 2

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,575

F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 4 below.

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June 02, 2021 Filed Jun 4, 2021 16:34 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 5,085 $95.42 $485,210.70
Disclosure

SEC source: 0001127602-21-019271 · form4.xml · nonDerivative · entry 1

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2021.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:57 UTC
TEAL JANICEDirector
OtherCommon Stock Units · Derivative 324 $88.77 $28,761.48
Disclosure

SEC source: 0001127602-21-012641 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,558

Underlying: Common Stock · 324 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:39 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionStock Appreciation Right · Derivative 425 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-21-012423 · form4.xml · derivative · entry 8

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 425 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.