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ASH

ASHLAND INC.

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SEC CIK
0001674862
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626

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jul 26, 2023 14:38 UTC GrantRestricted Stock Units · Derivative 288 $86.91 $25,030.08
Disclosure

SEC source: 0001127602-23-021292 · form4.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,187

Underlying: Common Stock · 288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

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June 30, 2023 Filed Aug 15, 2023 21:47 UTC
TEAL JANICEDirector
GrantCommon Stock Units · Derivative 331 $86.91 $28,767.21
Disclosure

SEC source: 0001127602-23-022576 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,984

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

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June 30, 2023 Filed Aug 15, 2023 21:45 UTC Amendment GrantCommon Stock Units · Derivative 288 $86.91 $25,030.08
Disclosure

SEC source: 0001127602-23-022573 · form4a.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,030

Underlying: Common Stock · 288 shares

Expires not disclosed

F1 · security: Item 1 was erroneously reported at Restricted Stock Units and has been corrected.

F2 · derivative.exercise_price: 1 for 1

F3 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F4 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F5 · balance_after: The number previously reported in Item 9 incorrectly reflected the number of Restricted Stock Units. Following this reported transaction, the correct number of RSUs is 1,899.

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June 13, 2023 Filed Jun 15, 2023 16:23 UTC
Drury EileenSVP and Chief Human Resources
Exercise / conversionRestricted Stock Units · Derivative 2,336 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018761 · form4.xml · derivative · entry 3

Drury Eileen · CIK 0001896343 · SVP and Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,159

Underlying: Common Stock · 2,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units June 12, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in one installment three years from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units June 12, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in one installment three years from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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June 13, 2023 Filed Jun 15, 2023 16:23 UTC
Drury EileenSVP and Chief Human Resources
Tax withholdingCommon Stock 733 $85.90 $62,964.70
Disclosure

SEC source: 0001127602-23-018761 · form4.xml · nonDerivative · entry 2

Drury Eileen · CIK 0001896343 · SVP and Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,295

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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June 13, 2023 Filed Jun 15, 2023 16:23 UTC
Drury EileenSVP and Chief Human Resources
Exercise / conversionCommon Stock 2,336 $85.90 $200,662.40
Disclosure

SEC source: 0001127602-23-018761 · form4.xml · nonDerivative · entry 1

Drury Eileen · CIK 0001896343 · SVP and Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 13:03 UTC
TEAL JANICEDirector
OtherCommon Stock Units · Derivative 280 $102.71 $28,758.80
Disclosure

SEC source: 0001127602-23-012025 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,653

Underlying: Common Stock · 280 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

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March 31, 2023 Filed Apr 4, 2023 13:01 UTC OtherCommon Stock Units · Derivative 243 $102.71 $24,958.53
Disclosure

SEC source: 0001127602-23-012023 · form4.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742

Underlying: Common Stock · 243 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:10 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $77.90 $0.00
Disclosure

SEC source: 0001127602-23-004844 · form4.xml · derivative · entry 8

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2029-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

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February 09, 2023 Filed Feb 13, 2023 21:10 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionStock Appreciation Right · Derivative 1,250 $0.00 Strike: $82.34 $0.00
Disclosure

SEC source: 0001127602-23-004844 · form4.xml · derivative · entry 7

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2028-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:10 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Tax withholdingCommon Stock 135 $107.95 $14,573.25
Disclosure

SEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 6

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,139.154

F2 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4.

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February 09, 2023 Filed Feb 13, 2023 21:10 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Disposition to issuerCommon Stock 1,082 $107.95 $116,801.90
Disclosure

SEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 5

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,274.154

F1 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock appreciation rights (SARs).

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:10 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionCommon Stock 1,500 $77.90 $116,850.00
Disclosure

SEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 4

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,356.154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:10 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Tax withholdingCommon Stock 107 $107.95 $11,550.65
Disclosure

SEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 3

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856.154

F2 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:10 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Disposition to issuerCommon Stock 953 $107.95 $102,876.35
Disclosure

SEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 2

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,963.154

F1 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock appreciation rights (SARs).

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:10 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionCommon Stock 1,250 $82.34 $102,925.00
Disclosure

SEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 1

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,916.154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 24, 2023 21:56 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
Exercise / conversionRestricted Stock Equivalents · Derivative 2,757 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007198 · form4.xml · derivative · entry 9

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash.

F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash.

F4 · derivative.exercise_date: Grant of cash-settled Restricted Stock Equivalents on February 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. One hundred percent of the shares awarded vested February 3, 2023.

F4 · derivative.expiration_date: Grant of cash-settled Restricted Stock Equivalents on February 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. One hundred percent of the shares awarded vested February 3, 2023.

Read SEC document
February 03, 2023 Filed Feb 24, 2023 21:56 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
Exercise / conversionRestricted Stock Equivalents · Derivative 273 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007198 · form4.xml · derivative · entry 8

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash.

F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash.

F3 · derivative.exercise_date: Grant of cash-settled Restricted Stock Equivalents on February 3,2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The s hares in this grant vest in three equal annual installments beginning one year from the date of the grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of cash-settled Restricted Stock Equivalents on February 3,2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The s hares in this grant vest in three equal annual installments beginning one year from the date of the grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
February 03, 2023 Filed Feb 24, 2023 21:56 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
Exercise / conversionRestricted Stock Equivalents · Derivative 2,022 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007198 · form4.xml · derivative · entry 7

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash.

F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash.

F2 · derivative.exercise_date: Reporting Person's 2020-2022 Performance Stock Equivalents converted to time-based cash settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

F2 · derivative.expiration_date: Reporting Person's 2020-2022 Performance Stock Equivalents converted to time-based cash settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

Read SEC document
February 03, 2023 Filed Feb 24, 2023 21:56 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
Disposition to issuerCommon Stock 2,757 $105.31 $290,339.67
Disclosure

SEC source: 0001127602-23-007198 · form4.xml · nonDerivative · entry 6

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Read SEC document
February 03, 2023 Filed Feb 24, 2023 21:56 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
Exercise / conversionCommon Stock 2,757 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007198 · form4.xml · nonDerivative · entry 5

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash.

Read SEC document
February 03, 2023 Filed Feb 24, 2023 21:56 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
Disposition to issuerCommon Stock 273 $105.31 $28,749.63
Disclosure

SEC source: 0001127602-23-007198 · form4.xml · nonDerivative · entry 4

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Read SEC document
February 03, 2023 Filed Feb 24, 2023 21:56 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
Exercise / conversionCommon Stock 273 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007198 · form4.xml · nonDerivative · entry 3

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash.

Read SEC document
February 03, 2023 Filed Feb 24, 2023 21:56 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
Disposition to issuerCommon Stock 2,022 $105.31 $212,936.82
Disclosure

SEC source: 0001127602-23-007198 · form4.xml · nonDerivative · entry 2

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Read SEC document
February 03, 2023 Filed Feb 24, 2023 21:56 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
Exercise / conversionCommon Stock 2,022 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007198 · form4.xml · nonDerivative · entry 1

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash.

Read SEC document
January 24, 2023 Filed Jan 27, 2023 01:18 UTC GrantRestricted Stock Units · Derivative 1,365 $109.85 $149,945.25
Disclosure

SEC source: 0001127602-23-002391 · form4.xml · derivative · entry 1

CUMMINS BRENDAN · CIK 0001550092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,588

Underlying: Common Stock · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: Cash settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Cash settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes 77 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2022, 72 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2022, 76 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 68 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:44 UTC GrantRestricted Stock Units · Derivative 1,365 $109.85 $149,945.25
Disclosure

SEC source: 0001127602-23-002350 · form4.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899

Underlying: Common Stock · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes 2 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 2 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:36 UTC GrantRestricted Stock Units · Derivative 1,365 $109.85 $149,945.25
Disclosure

SEC source: 0001127602-23-002342 · form4.xml · derivative · entry 1

Joseph Wetteny · CIK 0001285781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,872

Underlying: Common Stock · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes 8 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2022, 8 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2022, 8 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 7 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022,

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January 24, 2023 Filed Jan 26, 2023 22:33 UTC GrantRestricted Stock Units · Derivative 1,365 $109.85 $149,945.25
Disclosure

SEC source: 0001127602-23-002339 · form4.xml · derivative · entry 1

Harrison Suzan F. · CIK 0001706044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899

Underlying: Common Stock · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes 2 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 2 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022.

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January 24, 2023 Filed Jan 26, 2023 22:31 UTC GrantRestricted Stock Units · Derivative 1,365 $109.85 $149,945.25
Disclosure

SEC source: 0001127602-23-002335 · form4.xml · derivative · entry 1

IHLENFELD JAY V · CIK 0001205395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,043

Underlying: Common Stock · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes 8678 Restricted Stock Units mandatorily deferred pursuant to the Ashland's Deferred Compensation Plan for Non-Employee Directors. Balance also includes 32 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2022, 31 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2022, 32 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 29 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022.

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January 24, 2023 Filed Jan 26, 2023 22:29 UTC GrantRestricted Stock Units · Derivative 1,365 $109.85 $149,945.25
Disclosure

SEC source: 0001127602-23-002330 · form4.xml · derivative · entry 1

Peribere Jerome A · CIK 0001484527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,429

Underlying: Common Stock · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes 24 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2022, 22 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2022, 23 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 21 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022.

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January 24, 2023 Filed Jan 26, 2023 22:23 UTC
MAIN SUEDirector
GrantRestricted Stock Units · Derivative 1,365 $109.85 $149,945.25
Disclosure

SEC source: 0001127602-23-002326 · form4.xml · derivative · entry 1

MAIN SUE · CIK 0001284967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,315

Underlying: Common Stock · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes 27 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2022, 25 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2022, 26 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 23 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022.

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January 24, 2023 Filed Jan 26, 2023 22:21 UTC
TEAL JANICEDirector
GrantRestricted Stock Units · Derivative 1,365 $109.85 $149,945.25
Disclosure

SEC source: 0001127602-23-002324 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,695

Underlying: Common Stock · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes 65 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2022, 61 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2022, 64 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 57 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022.

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January 03, 2023 Filed Jan 5, 2023 16:44 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
Exercise / conversionRestricted Stock Units · Derivative 326 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000903 · form4.xml · derivative · entry 9

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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January 03, 2023 Filed Jan 5, 2023 16:44 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
Exercise / conversionRestricted Stock Units · Derivative 2,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000903 · form4.xml · derivative · entry 8

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:44 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
Exercise / conversionRestricted Stock Units · Derivative 2,405 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000903 · form4.xml · derivative · entry 7

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

F4 · derivative.expiration_date: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:44 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
Tax withholdingCommon Stock 94 $108.42 $10,191.48
Disclosure

SEC source: 0001127602-23-000903 · form4.xml · nonDerivative · entry 6

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,538.008

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:44 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
Exercise / conversionCommon Stock 326 $108.42 $35,344.92
Disclosure

SEC source: 0001127602-23-000903 · form4.xml · nonDerivative · entry 5

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,632.008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:44 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
Tax withholdingCommon Stock 777 $108.42 $84,242.34
Disclosure

SEC source: 0001127602-23-000903 · form4.xml · nonDerivative · entry 4

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,306.008

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:44 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
Exercise / conversionCommon Stock 2,715 $108.42 $294,360.30
Disclosure

SEC source: 0001127602-23-000903 · form4.xml · nonDerivative · entry 3

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,083.008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:44 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
Tax withholdingCommon Stock 763 $108.42 $82,724.46
Disclosure

SEC source: 0001127602-23-000903 · form4.xml · nonDerivative · entry 2

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,368.008

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:44 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
Exercise / conversionCommon Stock 2,405 $108.42 $260,750.10
Disclosure

SEC source: 0001127602-23-000903 · form4.xml · nonDerivative · entry 1

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131.008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:11 UTC OtherCommon Stock Units · Derivative 267 $107.53 $28,710.51
Disclosure

SEC source: 0001127602-23-000738 · form4.xml · derivative · entry 1

DEMPSEY WILLIAM G · CIK 0001239422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Common Stock · 267 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:05 UTC OtherCommon Stock Units · Derivative 232 $107.53 $24,946.96
Disclosure

SEC source: 0001127602-23-000736 · form4.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497

Underlying: Common Stock · 232 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 00:37 UTC
TEAL JANICEDirector
OtherCommon Stock Units · Derivative 267 $107.53 $28,710.51
Disclosure

SEC source: 0001127602-23-000734 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,886

Underlying: Common Stock · 267 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:32 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionRestricted Stock Units · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · derivative · entry 6

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:32 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Tax withholdingCommon Stock 13 $106.31 $1,382.03
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · nonDerivative · entry 4

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,068

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:32 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionCommon Stock 27 $106.31 $2,870.37
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · nonDerivative · entry 3

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:32 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionRestricted Stock Units · Derivative 9,115 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · derivative · entry 5

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 9,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:32 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Tax withholdingCommon Stock 4,189 $106.31 $445,332.59
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · nonDerivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,054

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.