Tapewire

NYSE · USD

ASB

ASSOCIATED BANC-CORP

Export transactions ↓
Tapewire entity
2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2017 Filed Jun 19, 2017 19:37 UTC OtherCommon Stock $0.01 Par Value 3.129 $25.42 $79.55
Disclosure

SEC source: 0001127602-17-021725 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,466.194

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
June 12, 2017 Filed Jun 21, 2017 17:53 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 0.4 $25.43 $10.17
Disclosure

SEC source: 0001127602-17-021944 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,066.604

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
June 12, 2017 Filed Jun 21, 2017 17:45 UTC
BOHN WILLIAM MExecutive Vice President
OtherCommon Stock $0.01 Par Value 85.385 $25.43 $2,171.00
Disclosure

SEC source: 0001127602-17-021941 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,146.263

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
May 15, 2017 Filed May 17, 2017 19:50 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.064 $24.92 $225.89
Disclosure

SEC source: 0001127602-17-018465 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,180.1154

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2017 Filed May 17, 2017 19:49 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 12.873 $24.92 $320.82
Disclosure

SEC source: 0001127602-17-018462 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,088.679

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2017 Filed May 17, 2017 19:47 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 102.988 $24.92 $2,566.67
Disclosure

SEC source: 0001127602-17-018460 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,263.5749

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 12, 2017 Filed May 16, 2017 14:39 UTC
Yee JamesExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 3,848 $24.60 $94,660.80
Disclosure

SEC source: 0001127602-17-018181 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,674

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
May 12, 2017 Filed May 23, 2017 15:34 UTC Amendment
Yee JamesExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,107 $24.60 $27,232.20
Disclosure

SEC source: 0001127602-17-019140 · form4a.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,567

F1 · kind: Due to a clerical error, the shares surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock were under reported.

Read SEC document
May 09, 2017 Filed May 11, 2017 14:49 UTC
Schmidt Paul GregoryExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 179 $25.50 $4,564.50
Disclosure

SEC source: 0001127602-17-017641 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,286

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:17 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 10,000 $24.81 $248,100.00
Disclosure

SEC source: 0001127602-17-016373 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 541,241

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.

Read SEC document
April 28, 2017 Filed May 1, 2017 17:18 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 7,600 $25.11 $190,805.60
Disclosure

SEC source: 0001127602-17-015931 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 52,409

Read SEC document
April 28, 2017 Filed May 1, 2017 17:18 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 400 $25.10 $10,040.00
Disclosure

SEC source: 0001127602-17-015931 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 60,009

Read SEC document
April 25, 2017 Filed Apr 26, 2017 20:48 UTC GrantCommon Stock $0.01 Par Value 3,952 $25.30 $99,985.60
Disclosure

SEC source: 0001127602-17-015541 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,952

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
April 25, 2017 Filed Apr 26, 2017 20:11 UTC
Yee JamesExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,330 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001127602-17-015534 · form4.xml · derivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

Underlying: Common Stock $0.01 Par Value · 2,330 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
April 25, 2017 Filed Apr 26, 2017 20:11 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,330 $25.46 $59,321.80
Disclosure

SEC source: 0001127602-17-015534 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,522

Read SEC document
April 25, 2017 Filed Apr 26, 2017 20:11 UTC
Yee JamesExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 2,330 $17.67 $41,171.10
Disclosure

SEC source: 0001127602-17-015534 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 17:30 UTC
Piotrowski Christopher C.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 197 $24.95 $4,915.15
Disclosure

SEC source: 0001127602-17-015416 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,160.5869

F1 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 18:53 UTC GrantPhantom Stock Unit · Derivative 734.708 $23.80 Strike: $0.00 $17,486.05
Disclosure

SEC source: 0001127602-17-015254 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,243.43

Underlying: Common Stock $0.01 Par Value · 734.708 shares

Expires not disclosed

F1 · kind: "Stock units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 18:51 UTC GrantPhantom Stock Unit · Derivative 944.624 $23.80 Strike: $0.00 $22,482.05
Disclosure

SEC source: 0001127602-17-015253 · form4.xml · derivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,616.607

Underlying: Common Stock $0.01 Par Value · 944.624 shares

Expires not disclosed

F1 · kind: "Stock units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 17:09 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 109.402 $23.46 $2,566.68
Disclosure

SEC source: 0001127602-17-015034 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,357.5869

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 17:08 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 13.675 $23.46 $320.83
Disclosure

SEC source: 0001127602-17-015033 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,075.806

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 17:05 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.629 $23.46 $225.91
Disclosure

SEC source: 0001127602-17-015032 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,171.0514

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 13:55 UTC
Lau Timothy JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 2,405 $23.75 $57,118.75
Disclosure

SEC source: 0001127602-17-014604 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,038.355

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:40 UTC GrantCommon Stock $0.01 Par Value 46 $24.95 $1,147.70
Disclosure

SEC source: 0001127602-17-012125 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:44 UTC GrantCommon Stock $0.01 Par Value 25 $24.95 $623.75
Disclosure

SEC source: 0001127602-17-012129 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,047

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:44 UTC GrantCommon Stock $0.01 Par Value 97 $24.95 $2,420.15
Disclosure

SEC source: 0001127602-17-012129 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,022

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:42 UTC GrantCommon Stock $0.01 Par Value 117 $24.95 $2,919.15
Disclosure

SEC source: 0001127602-17-012127 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,092

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:43 UTC GrantCommon Stock $0.01 Par Value 25 $24.95 $623.75
Disclosure

SEC source: 0001127602-17-012128 · form4.xml · nonDerivative · entry 2

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,047

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:43 UTC GrantCommon Stock $0.01 Par Value 97 $24.95 $2,420.15
Disclosure

SEC source: 0001127602-17-012128 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,022

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:41 UTC GrantCommon Stock $0.01 Par Value 25 $24.95 $623.75
Disclosure

SEC source: 0001127602-17-012126 · form4.xml · nonDerivative · entry 3

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,463.065

F3 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:41 UTC GrantCommon Stock $0.01 Par Value 97 $24.95 $2,420.15
Disclosure

SEC source: 0001127602-17-012126 · form4.xml · nonDerivative · entry 2

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,438.065

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:37 UTC GrantCommon Stock $0.01 Par Value 25 $24.95 $623.75
Disclosure

SEC source: 0001127602-17-012123 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,047

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:37 UTC GrantCommon Stock $0.01 Par Value 97 $24.95 $2,420.15
Disclosure

SEC source: 0001127602-17-012123 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,022

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:38 UTC GrantCommon Stock $0.01 Par Value 25 $24.95 $623.75
Disclosure

SEC source: 0001127602-17-012124 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,547

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:38 UTC GrantCommon Stock $0.01 Par Value 97 $24.95 $2,420.15
Disclosure

SEC source: 0001127602-17-012124 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,522

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:35 UTC GrantCommon Stock $0.01 Par Value 43 $24.95 $1,072.85
Disclosure

SEC source: 0001127602-17-012122 · form4.xml · nonDerivative · entry 2

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,707.237

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:35 UTC GrantCommon Stock $0.01 Par Value 97 $24.95 $2,420.15
Disclosure

SEC source: 0001127602-17-012122 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,664.237

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:34 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 95 $24.95 $2,370.25
Disclosure

SEC source: 0001127602-17-012121 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,250

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:33 UTC GrantCommon Stock $0.01 Par Value 25 $24.95 $623.75
Disclosure

SEC source: 0001127602-17-012120 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,547

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:33 UTC GrantCommon Stock $0.01 Par Value 97 $24.95 $2,420.15
Disclosure

SEC source: 0001127602-17-012120 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,522

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:32 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.017 $25.05 $225.90
Disclosure

SEC source: 0001127602-17-012119 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,161.4224

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:29 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 102.45 $25.05 $2,566.68
Disclosure

SEC source: 0001127602-17-012116 · form4.xml · nonDerivative · entry 2

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,248.1849

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:26 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 12.806 $25.05 $320.83
Disclosure

SEC source: 0001127602-17-012112 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,062.131

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:04 UTC
Hanson Breck F.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 30,913 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-17-011366 · form4.xml · derivative · entry 9

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 30,913 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:04 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 2,005 $25.20 $50,526.00
Disclosure

SEC source: 0001127602-17-011366 · form4.xml · nonDerivative · entry 7

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,349

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:04 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 7,841 $25.18 $197,397.18
Disclosure

SEC source: 0001127602-17-011366 · form4.xml · nonDerivative · entry 6

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,354

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:04 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 5,397 $25.15 $135,734.55
Disclosure

SEC source: 0001127602-17-011366 · form4.xml · nonDerivative · entry 5

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,195

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:04 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 4,989 $25.13 $125,348.63
Disclosure

SEC source: 0001127602-17-011366 · form4.xml · nonDerivative · entry 4

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,592

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:04 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 5,000 $25.10 $125,500.00
Disclosure

SEC source: 0001127602-17-011366 · form4.xml · nonDerivative · entry 3

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,581

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:04 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 5,681 $25.05 $142,309.05
Disclosure

SEC source: 0001127602-17-011366 · form4.xml · nonDerivative · entry 2

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,581

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.