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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2017 Filed Nov 16, 2017 18:58 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 13.196 $24.31 $320.81
Disclosure

SEC source: 0001127602-17-032364 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,168.482

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 18:57 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 3.292 $24.31 $80.03
Disclosure

SEC source: 0001127602-17-032363 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134.129

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 18:56 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.292 $24.31 $225.90
Disclosure

SEC source: 0001127602-17-032362 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,236.3074

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 18:54 UTC
Braeger Matthew RExecutive Vice President
OtherCommon Stock $0.01 Par Value 6.024 $24.31 $146.45
Disclosure

SEC source: 0001127602-17-032361 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,531.8896

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 17:22 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 10,000 $25.25 $252,500.00
Disclosure

SEC source: 0001127602-17-030578 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 521,241

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.

Read SEC document
October 25, 2017 Filed Oct 25, 2017 19:45 UTC SaleCommon Stock $0.01 Par Value 4,632 $25.70 $119,049.81
Disclosure

SEC source: 0001127602-17-030282 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,209.237

Read SEC document
October 24, 2017 Filed Nov 3, 2017 15:50 UTC
Hankerd John P.Executive Vice President
GrantCommon Stock $0.01 Par Value 3,898 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031150 · form4.xml · nonDerivative · entry 1

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,583

F1 · kind: Includes 3,898 shares of restricted stock grant which vest in four equal annual installments beginning on November 8, 2018.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 17:21 UTC
Stadler Tammy C.Principal Accounting Officer
Tax withholdingCommon Stock $0.01 Par Value 756 $25.90 $19,580.40
Disclosure

SEC source: 0001127602-17-030203 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,808.216

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 19:28 UTC
Derpinghaus Patrick JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,247 $25.90 $32,297.30
Disclosure

SEC source: 0001127602-17-030238 · form4.xml · nonDerivative · entry 1

Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,630

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 19:06 UTC GrantPhantom Stock Unit · Derivative 971.87 $25.72 Strike: $0.00 $25,000.00
Disclosure

SEC source: 0001127602-17-030236 · form4.xml · derivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,723.038

Underlying: Common Stock $0.01 Par Value · 971.87 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 19:10 UTC GrantPhantom Stock Unit · Derivative 874.683 $25.72 Strike: $0.00 $22,500.00
Disclosure

SEC source: 0001127602-17-030237 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,919.566

Underlying: Common Stock $0.01 Par Value · 874.683 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
October 16, 2017 Filed Oct 19, 2017 18:02 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 97.446 $24.55 $2,392.49
Disclosure

SEC source: 0001127602-17-030058 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,564.216

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 16, 2017 Filed Oct 19, 2017 18:01 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 104.541 $24.55 $2,566.69
Disclosure

SEC source: 0001127602-17-030057 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,855.5879

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 16, 2017 Filed Oct 19, 2017 18:00 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 13.067 $24.55 $320.82
Disclosure

SEC source: 0001127602-17-030056 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,155.286

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 16, 2017 Filed Oct 19, 2017 17:58 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.201 $24.55 $225.90
Disclosure

SEC source: 0001127602-17-030055 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,227.0154

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 18:26 UTC
Stein David LExecutive Vice President
GiftCommon Stock $0.01 Par Value 4,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029803 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 48,109

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:01 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 104.022 $23.00 $2,392.51
Disclosure

SEC source: 0001127602-17-027746 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,466.32

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:59 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 111.595 $23.00 $2,566.69
Disclosure

SEC source: 0001127602-17-027742 · form4.xml · nonDerivative · entry 2

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,751.0469

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:57 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 13.949 $23.00 $320.83
Disclosure

SEC source: 0001127602-17-027739 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,142.219

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:56 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.822 $23.00 $225.91
Disclosure

SEC source: 0001127602-17-027737 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,217.8144

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:20 UTC GrantCommon Stock $0.01 Par Value 28 $22.90 $641.20
Disclosure

SEC source: 0001127602-17-027720 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,143

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:20 UTC GrantCommon Stock $0.01 Par Value 111 $22.90 $2,541.90
Disclosure

SEC source: 0001127602-17-027720 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,115

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:19 UTC GrantCommon Stock $0.01 Par Value 28 $22.90 $641.20
Disclosure

SEC source: 0001127602-17-027719 · form4.xml · nonDerivative · entry 2

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,143

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:19 UTC GrantCommon Stock $0.01 Par Value 111 $22.90 $2,541.90
Disclosure

SEC source: 0001127602-17-027719 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,115

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:14 UTC GrantCommon Stock $0.01 Par Value 133 $22.90 $3,045.70
Disclosure

SEC source: 0001127602-17-027718 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,177

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:12 UTC GrantCommon Stock $0.01 Par Value 28 $22.90 $641.20
Disclosure

SEC source: 0001127602-17-027717 · form4.xml · nonDerivative · entry 3

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,565.71

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:12 UTC GrantCommon Stock $0.01 Par Value 111 $22.90 $2,541.90
Disclosure

SEC source: 0001127602-17-027717 · form4.xml · nonDerivative · entry 2

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,537.71

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:05 UTC GrantCommon Stock $0.01 Par Value 55 $22.90 $1,259.50
Disclosure

SEC source: 0001127602-17-027714 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,753

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:03 UTC GrantCommon Stock $0.01 Par Value 28 $22.90 $641.20
Disclosure

SEC source: 0001127602-17-027713 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,143

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:03 UTC GrantCommon Stock $0.01 Par Value 111 $22.90 $2,541.90
Disclosure

SEC source: 0001127602-17-027713 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,115

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:01 UTC GrantCommon Stock $0.01 Par Value 28 $22.90 $641.20
Disclosure

SEC source: 0001127602-17-027712 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,143

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:01 UTC GrantCommon Stock $0.01 Par Value 111 $22.90 $2,541.90
Disclosure

SEC source: 0001127602-17-027712 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,115

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:00 UTC GrantCommon Stock $0.01 Par Value 48 $22.90 $1,099.20
Disclosure

SEC source: 0001127602-17-027711 · form4.xml · nonDerivative · entry 2

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,841.237

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 19:00 UTC GrantCommon Stock $0.01 Par Value 111 $22.90 $2,541.90
Disclosure

SEC source: 0001127602-17-027711 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,793.237

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:59 UTC GrantCommon Stock $0.01 Par Value 24 $22.90 $549.60
Disclosure

SEC source: 0001127602-17-027710 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:54 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 109 $22.90 $2,496.10
Disclosure

SEC source: 0001127602-17-027709 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,289

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:52 UTC GrantCommon Stock $0.01 Par Value 28 $22.90 $641.20
Disclosure

SEC source: 0001127602-17-027708 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,643

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:52 UTC GrantCommon Stock $0.01 Par Value 111 $22.90 $2,541.90
Disclosure

SEC source: 0001127602-17-027708 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,615

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 13, 2017 Filed Sep 19, 2017 21:01 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 0.45 $22.71 $10.22
Disclosure

SEC source: 0001127602-17-027746 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,362.298

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 13, 2017 Filed Sep 19, 2017 20:59 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 32.082 $22.73 $729.16
Disclosure

SEC source: 0001127602-17-027742 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,639.4519

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 13, 2017 Filed Sep 19, 2017 20:55 UTC
BOHN WILLIAM MExecutive Vice President
OtherCommon Stock $0.01 Par Value 99.531 $22.73 $2,262.14
Disclosure

SEC source: 0001127602-17-027735 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,882.794

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 13, 2017 Filed Sep 19, 2017 19:12 UTC OtherCommon Stock $0.01 Par Value 3.516 $22.73 $79.92
Disclosure

SEC source: 0001127602-17-027717 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,426.71

Read SEC document
August 15, 2017 Filed Aug 16, 2017 15:04 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 104.865 $22.82 $2,392.49
Disclosure

SEC source: 0001127602-17-025698 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,361.848

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 15:02 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 112.5 $22.82 $2,566.69
Disclosure

SEC source: 0001127602-17-025697 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,607.3699

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 15:01 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 14.062 $22.82 $320.82
Disclosure

SEC source: 0001127602-17-025696 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,128.27

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 14:59 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.901 $22.82 $225.89
Disclosure

SEC source: 0001127602-17-025695 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207.9924

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:53 UTC
Piotrowski Christopher C.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,234 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001127602-17-025389 · form4.xml · derivative · entry 9

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,703

Underlying: Common Stock $0.01 Par Value · 5,234 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:53 UTC
Piotrowski Christopher C.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,984 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001127602-17-025389 · form4.xml · derivative · entry 8

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,984

Underlying: Common Stock $0.01 Par Value · 10,984 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016.

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August 08, 2017 Filed Aug 10, 2017 15:53 UTC
Piotrowski Christopher C.Executive Vice President
SaleCommon Stock $0.01 Par Value 5,234 $23.58 $123,391.55
Disclosure

SEC source: 0001127602-17-025389 · form4.xml · nonDerivative · entry 7

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,494.8699

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August 08, 2017 Filed Aug 10, 2017 15:53 UTC
Piotrowski Christopher C.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 5,234 $17.38 $90,966.92
Disclosure

SEC source: 0001127602-17-025389 · form4.xml · nonDerivative · entry 6

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,728.8699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.