Last 12 months
Inside the activity.
0 purchase rows · 28 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2019 Filed Feb 11, 2019 21:12 UTC |
Kitowski Nicole MExecutive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 192 | $22.40 | $4,300.80 |
DisclosureSEC source: 0001127602-19-005077 · form4.xml · nonDerivative · entry 2 Kitowski Nicole M · CIK 0001721176 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,034.0962 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:12 UTC |
Kitowski Nicole MExecutive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 206 | $22.40 | $4,614.40 |
DisclosureSEC source: 0001127602-19-005077 · form4.xml · nonDerivative · entry 1 Kitowski Nicole M · CIK 0001721176 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,226.0962 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:10 UTC |
Hankerd John P.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 304 | $22.40 | $6,809.60 |
DisclosureSEC source: 0001127602-19-005075 · form4.xml · nonDerivative · entry 4 Hankerd John P. · CIK 0001714229 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,027 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:10 UTC |
Hankerd John P.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 324 | $22.40 | $7,257.60 |
DisclosureSEC source: 0001127602-19-005075 · form4.xml · nonDerivative · entry 3 Hankerd John P. · CIK 0001714229 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,331 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:10 UTC |
Hankerd John P.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 334 | $22.40 | $7,481.60 |
DisclosureSEC source: 0001127602-19-005075 · form4.xml · nonDerivative · entry 2 Hankerd John P. · CIK 0001714229 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,655 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:10 UTC |
Hankerd John P.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 435 | $22.40 | $9,744.00 |
DisclosureSEC source: 0001127602-19-005075 · form4.xml · nonDerivative · entry 1 Hankerd John P. · CIK 0001714229 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,989 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:09 UTC |
FLYNN PHILIP BDirector · President & CEO
|
Tax withholdingCommon Stock $0.01 Par Value | 2,914 | $22.40 | $65,273.60 |
DisclosureSEC source: 0001127602-19-005074 · form4.xml · nonDerivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,057 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:09 UTC |
FLYNN PHILIP BDirector · President & CEO
|
Tax withholdingCommon Stock $0.01 Par Value | 3,029 | $22.40 | $67,849.60 |
DisclosureSEC source: 0001127602-19-005074 · form4.xml · nonDerivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,971 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:09 UTC |
FLYNN PHILIP BDirector · President & CEO
|
Tax withholdingCommon Stock $0.01 Par Value | 4,226 | $22.40 | $94,662.40 |
DisclosureSEC source: 0001127602-19-005074 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,000 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:09 UTC |
FLYNN PHILIP BDirector · President & CEO
|
Tax withholdingCommon Stock $0.01 Par Value | 4,207 | $22.40 | $94,236.80 |
DisclosureSEC source: 0001127602-19-005074 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,226 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:05 UTC |
Docter Judith MExecutive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 234 | $22.40 | $5,241.60 |
DisclosureSEC source: 0001127602-19-005071 · form4.xml · nonDerivative · entry 1 Docter Judith M · CIK 0001344171 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,143.7098 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:07 UTC |
Erickson Randall J.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 439 | $22.40 | $9,833.60 |
DisclosureSEC source: 0001127602-19-005073 · form4.xml · nonDerivative · entry 4 Erickson Randall J. · CIK 0001180800 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,856 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:07 UTC |
Erickson Randall J.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 456 | $22.40 | $10,214.40 |
DisclosureSEC source: 0001127602-19-005073 · form4.xml · nonDerivative · entry 3 Erickson Randall J. · CIK 0001180800 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,295 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:07 UTC |
Erickson Randall J.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 636 | $22.40 | $14,246.40 |
DisclosureSEC source: 0001127602-19-005073 · form4.xml · nonDerivative · entry 2 Erickson Randall J. · CIK 0001180800 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,751 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:07 UTC |
Erickson Randall J.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 474 | $22.40 | $10,617.60 |
DisclosureSEC source: 0001127602-19-005073 · form4.xml · nonDerivative · entry 1 Erickson Randall J. · CIK 0001180800 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,387 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:00 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Tax withholdingCommon Stock $0.01 Par Value | 690 | $22.40 | $15,456.00 |
DisclosureSEC source: 0001127602-19-005066 · form4.xml · nonDerivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,682 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:00 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Tax withholdingCommon Stock $0.01 Par Value | 734 | $22.40 | $16,441.60 |
DisclosureSEC source: 0001127602-19-005066 · form4.xml · nonDerivative · entry 3 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,372 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:00 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Tax withholdingCommon Stock $0.01 Par Value | 980 | $22.40 | $21,952.00 |
DisclosureSEC source: 0001127602-19-005066 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,106 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:00 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Tax withholdingCommon Stock $0.01 Par Value | 988 | $22.40 | $22,131.20 |
DisclosureSEC source: 0001127602-19-005066 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,086 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 20:54 UTC |
BOHN WILLIAM MExecutive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 225 | $22.40 | $5,040.00 |
DisclosureSEC source: 0001127602-19-005061 · form4.xml · nonDerivative · entry 4 BOHN WILLIAM M · CIK 0001192634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,565.966 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 20:54 UTC |
BOHN WILLIAM MExecutive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 310 | $22.40 | $6,944.00 |
DisclosureSEC source: 0001127602-19-005061 · form4.xml · nonDerivative · entry 3 BOHN WILLIAM M · CIK 0001192634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,790.966 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 20:54 UTC |
BOHN WILLIAM MExecutive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 414 | $22.40 | $9,273.60 |
DisclosureSEC source: 0001127602-19-005061 · form4.xml · nonDerivative · entry 2 BOHN WILLIAM M · CIK 0001192634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,100.966 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 20:54 UTC |
BOHN WILLIAM MExecutive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 391 | $22.40 | $8,758.40 |
DisclosureSEC source: 0001127602-19-005061 · form4.xml · nonDerivative · entry 1 BOHN WILLIAM M · CIK 0001192634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,514.966 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 20:12 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 37,411 | $0.00 Strike: $17.02 | $0.00 |
DisclosureSEC source: 0001127602-19-004776 · form4.xml · derivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 37,411 shares Expires 2024-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 20:12 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Tax withholdingCommon Stock $0.01 Par Value | 31,113 | $22.62 | $703,776.06 |
DisclosureSEC source: 0001127602-19-004776 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,372 F1 · kind: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 20:12 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Exercise / conversionCommon Stock $0.01 Par Value | 37,411 | $17.02 | $636,735.22 |
DisclosureSEC source: 0001127602-19-004776 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:46 UTC |
Stadler Tammy C.Principal Accounting Officer
|
SaleCommon Stock $0.01 Par Value | 3,500 | $22.25 | $77,886.90 |
DisclosureSEC source: 0001127602-19-004496 · form4.xml · nonDerivative · entry 1 Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,589.3316 Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:47 UTC |
FLYNN PHILIP BDirector · President & CEO
|
GrantPhantom Stock Unit · Derivative | 106,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004669 · form4.xml · derivative · entry 5 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,802 Underlying: Common Stock $0.01 Par Value · 106,802 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof. F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 106,802 shares of common stock and received instead 106,802 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. F5 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition. F6 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:47 UTC |
FLYNN PHILIP BDirector · President & CEO
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 169,857 | $22.01 Strike: $22.01 | $3,738,552.57 |
DisclosureSEC source: 0001127602-19-004669 · form4.xml · derivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,857 Underlying: Common Stock $0.01 Par Value · 169,857 shares Expires 2029-02-05 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:47 UTC |
FLYNN PHILIP BDirector · President & CEO
|
GrantCommon Stock $0.01 Par Value | 37,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004669 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,433 F2 · kind: Includes 37,729 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:47 UTC |
FLYNN PHILIP BDirector · President & CEO
|
Disposition to issuerCommon Stock $0.01 Par Value | 17,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-004669 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,704 F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 106,802 shares of common stock and received instead 106,802 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:03 UTC |
Piotrowski Christopher C.Executive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 19,088 | $22.01 Strike: $22.01 | $420,126.88 |
DisclosureSEC source: 0001127602-19-004683 · form4.xml · derivative · entry 3 Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,088 Underlying: Common Stock $0.01 Par Value · 19,088 shares Expires 2029-02-05 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:03 UTC |
Piotrowski Christopher C.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 3,927 | $22.01 | $86,433.27 |
DisclosureSEC source: 0001127602-19-004683 · form4.xml · nonDerivative · entry 2 Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,338.5193 F2 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:03 UTC |
Piotrowski Christopher C.Executive Vice President
|
GrantCommon Stock $0.01 Par Value | 14,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004683 · form4.xml · nonDerivative · entry 1 Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,265.5193 F1 · kind: Includes 9,948 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 4,781 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:00 UTC |
Hankerd John P.Executive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 23,294 | $22.01 Strike: $22.01 | $512,700.94 |
DisclosureSEC source: 0001127602-19-004679 · form4.xml · derivative · entry 2 Hankerd John P. · CIK 0001714229 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,294 Underlying: Common Stock $0.01 Par Value · 23,294 shares Expires 2029-02-05 F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:00 UTC |
Hankerd John P.Executive Vice President
|
GrantCommon Stock $0.01 Par Value | 6,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004679 · form4.xml · nonDerivative · entry 1 Hankerd John P. · CIK 0001714229 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,424 F1 · kind: Includes 6,201 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:01 UTC |
Kitowski Nicole MExecutive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 22,000 | $22.01 Strike: $22.01 | $484,220.00 |
DisclosureSEC source: 0001127602-19-004680 · form4.xml · derivative · entry 4 Kitowski Nicole M · CIK 0001721176 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock $0.01 Par Value · 22,000 shares Expires 2029-02-05 F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:01 UTC |
Kitowski Nicole MExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 5,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004680 · form4.xml · nonDerivative · entry 1 Kitowski Nicole M · CIK 0001721176 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,432.0962 F1 · kind: Includes 5,565 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:29 UTC |
Stein David LExecutive Vice President
|
GrantPhantom Stock Unit · Derivative | 9,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004686 · form4.xml · derivative · entry 8 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,856 Underlying: Common Stock $0.01 Par Value · 9,856 shares Expires not disclosed F5 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof. F6 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition. F7 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:29 UTC |
Stein David LExecutive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 25,559 | $22.01 Strike: $22.01 | $562,553.59 |
DisclosureSEC source: 0001127602-19-004686 · form4.xml · derivative · entry 7 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,559 Underlying: Common Stock $0.01 Par Value · 25,559 shares Expires 2029-02-05 F4 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:29 UTC |
Stein David LExecutive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 2,796 | $22.01 | $61,539.96 |
DisclosureSEC source: 0001127602-19-004686 · form4.xml · nonDerivative · entry 3 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,599 F3 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:29 UTC |
Stein David LExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 15,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004686 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,395 F2 · kind: Includes 8,438 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 6,803 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:29 UTC |
Stein David LExecutive Vice President
|
Disposition to issuerCommon Stock $0.01 Par Value | 1,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-004686 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,154 F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 16,874 shares of common stock and received instead 16,874 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:04 UTC |
Schmidt Paul GregoryExecutive Vice President
|
GrantPhantom Stock Unit · Derivative | 12,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004684 · form4.xml · derivative · entry 4 Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,815 Underlying: Common Stock $0.01 Par Value · 12,815 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof. F5 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition. F6 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:04 UTC |
Schmidt Paul GregoryExecutive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 20,382 | $22.01 Strike: $22.01 | $448,607.82 |
DisclosureSEC source: 0001127602-19-004684 · form4.xml · derivative · entry 3 Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,382 Underlying: Common Stock $0.01 Par Value · 20,382 shares Expires 2029-02-05 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:04 UTC |
Schmidt Paul GregoryExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 6,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004684 · form4.xml · nonDerivative · entry 2 Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,773 F2 · kind: Includes 6,576 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:04 UTC |
Schmidt Paul GregoryExecutive Vice President
|
Disposition to issuerCommon Stock $0.01 Par Value | 2,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-004684 · form4.xml · nonDerivative · entry 1 Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,197 F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 12,815 shares of common stock and received instead 12,815 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:02 UTC |
Meinolf MichaelExecutive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 20,706 | $22.01 Strike: $22.01 | $455,739.06 |
DisclosureSEC source: 0001127602-19-004682 · form4.xml · derivative · entry 2 Meinolf Michael · CIK 0001753047 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,706 Underlying: Common Stock $0.01 Par Value · 20,706 shares Expires 2029-02-05 F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:02 UTC |
Meinolf MichaelExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 4,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004682 · form4.xml · nonDerivative · entry 1 Meinolf Michael · CIK 0001753047 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,963 F1 · kind: Includes 4,656 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:02 UTC |
Lau Timothy JExecutive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 22,000 | $22.01 Strike: $22.01 | $484,220.00 |
DisclosureSEC source: 0001127602-19-004681 · form4.xml · derivative · entry 4 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock $0.01 Par Value · 22,000 shares Expires 2029-02-05 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.