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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2020 Filed Jun 17, 2020 18:20 UTC GrantCommon Stock $0.01 Par Value 125 $14.65 $1,831.25
Disclosure

SEC source: 0001127602-20-019872 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,477

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 18:20 UTC GrantCommon Stock $0.01 Par Value 293 $14.65 $4,292.45
Disclosure

SEC source: 0001127602-20-019872 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,352

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 18:17 UTC GrantCommon Stock $0.01 Par Value 75 $14.65 $1,098.75
Disclosure

SEC source: 0001127602-20-019870 · form4.xml · nonDerivative · entry 3

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,878

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2020 Filed Jun 17, 2020 18:17 UTC GrantCommon Stock $0.01 Par Value 125 $14.65 $1,831.25
Disclosure

SEC source: 0001127602-20-019870 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,803

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 18:17 UTC GrantCommon Stock $0.01 Par Value 293 $14.65 $4,292.45
Disclosure

SEC source: 0001127602-20-019870 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,678

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 18:09 UTC GrantCommon Stock $0.01 Par Value 75 $14.65 $1,098.75
Disclosure

SEC source: 0001127602-20-019868 · form4.xml · nonDerivative · entry 3

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,269.237

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2020 Filed Jun 17, 2020 18:09 UTC GrantCommon Stock $0.01 Par Value 125 $14.65 $1,831.25
Disclosure

SEC source: 0001127602-20-019868 · form4.xml · nonDerivative · entry 2

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,194.237

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 18:09 UTC GrantCommon Stock $0.01 Par Value 344 $14.65 $5,039.60
Disclosure

SEC source: 0001127602-20-019868 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,069.237

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 17:47 UTC GrantCommon Stock $0.01 Par Value 75 $14.65 $1,098.75
Disclosure

SEC source: 0001127602-20-019866 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,844

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2020 Filed Jun 17, 2020 17:39 UTC GrantCommon Stock $0.01 Par Value 75 $14.65 $1,098.75
Disclosure

SEC source: 0001127602-20-019864 · form4.xml · nonDerivative · entry 2

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,519

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2020 Filed Jun 17, 2020 17:39 UTC GrantCommon Stock $0.01 Par Value 124 $14.65 $1,816.60
Disclosure

SEC source: 0001127602-20-019864 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,444

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 17:33 UTC
FLYNN PHILIP BDirector · President & CEO
GrantCommon Stock $0.01 Par Value 1,472 $14.65 $21,564.80
Disclosure

SEC source: 0001127602-20-019862 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,530

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:50 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 95.675 $14.21 $1,359.06
Disclosure

SEC source: 0001127602-20-019859 · form4.xml · nonDerivative · entry 2

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,526.0983

F3 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

F2 · ownership.direct: Includes 2,031 shares of Restricted Stock and 577 shares time-based Restricted Stock Units which both vest in four equal installments commencing one year from date of grant.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:50 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 34.7576 $14.38 $499.78
Disclosure

SEC source: 0001127602-20-019859 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,430.4233

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

F2 · ownership.direct: Includes 2,031 shares of Restricted Stock and 577 shares time-based Restricted Stock Units which both vest in four equal installments commencing one year from date of grant.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 15:20 UTC
BOHN WILLIAM MExecutive Vice President
GrantCommon Stock $0.01 Par Value 307 $14.65 $4,497.55
Disclosure

SEC source: 0001127602-20-019831 · form4.xml · nonDerivative · entry 2

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,487.29

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 15:20 UTC
BOHN WILLIAM MExecutive Vice President
OtherCommon Stock $0.01 Par Value 410.015 $14.21 $5,824.30
Disclosure

SEC source: 0001127602-20-019831 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,180.29

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:30 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 75 $14.65 $1,098.75
Disclosure

SEC source: 0001127602-20-019853 · form4.xml · nonDerivative · entry 3

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,487

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:30 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 125 $14.65 $1,831.25
Disclosure

SEC source: 0001127602-20-019853 · form4.xml · nonDerivative · entry 2

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,412

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:30 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 216 $14.65 $3,164.40
Disclosure

SEC source: 0001127602-20-019853 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,287

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 15:13 UTC GrantCommon Stock $0.01 Par Value 75 $14.65 $1,098.75
Disclosure

SEC source: 0001127602-20-019829 · form4.xml · nonDerivative · entry 3

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,378

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
June 15, 2020 Filed Jun 17, 2020 15:13 UTC GrantCommon Stock $0.01 Par Value 125 $14.65 $1,831.25
Disclosure

SEC source: 0001127602-20-019829 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,303

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 15:13 UTC GrantCommon Stock $0.01 Par Value 293 $14.65 $4,292.45
Disclosure

SEC source: 0001127602-20-019829 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,178

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 17:12 UTC PurchaseNon-Cumulative Perpetual Preferred Stock, Series F (ASBPRF) 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001127602-20-019410 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,000

F1 · shares: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

F1 · balance_after: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

F2 · ownership.direct: As trustee of a trust

Read SEC document
June 09, 2020 Filed Jun 11, 2020 17:09 UTC PurchaseNon-Cumulative Perpetual Preferred Stock, Series F (ASBPRF) 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001127602-20-019407 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

F1 · balance_after: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

Read SEC document
June 09, 2020 Filed Jun 11, 2020 17:01 UTC
Lau Timothy JExecutive Vice President
PurchaseNon-Cumulative Perpetual Preferred Stock, Series F (ASBPRF) 1,000 $25.00 $25,000.00
Disclosure

SEC source: 0001127602-20-019405 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

F1 · balance_after: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

Read SEC document
June 09, 2020 Filed Jun 11, 2020 16:54 UTC
GERKEN R JAYDirector
PurchaseNon-Cumulative Perpetual Preferred Stock, Series F (ASBPRF) 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001127602-20-019403 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

F1 · balance_after: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

Read SEC document
June 09, 2020 Filed Jun 11, 2020 16:49 UTC PurchaseNon-Cumulative Perpetual Preferred Stock, Series F (ASBPRF) 4,000 $25.00 $100,000.00
Disclosure

SEC source: 0001127602-20-019401 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,000

F1 · shares: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

F1 · balance_after: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

F2 · ownership.direct: As trustee of a trust.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 16:46 UTC PurchaseNon-Cumulative Perpetual Preferred Stock, Series F (ASBPRF) 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001127602-20-019399 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,000

F1 · shares: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

F1 · balance_after: Represents a purchase of Depositary Shares representing 1/40th interest in a share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F, of Associated Banc-Corp (ASBPRF).

Read SEC document
May 18, 2020 Filed May 19, 2020 17:15 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 93.7603 $13.05 $1,223.76
Disclosure

SEC source: 0001127602-20-017090 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,910.1762

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:12 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 184.8866 $13.05 $2,413.14
Disclosure

SEC source: 0001127602-20-017087 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,494.5465

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:08 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 23.8799 $13.05 $311.68
Disclosure

SEC source: 0001127602-20-017083 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,010.0021

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:05 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 8.5964 $13.05 $112.20
Disclosure

SEC source: 0001127602-20-017078 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,709.2206

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:01 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 38.2914 $13.05 $499.78
Disclosure

SEC source: 0001127602-20-017074 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,395.6657

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 17:21 UTC GrantPhantom Stock Unit · Derivative 1,489.904 $12.58 Strike: $0.00 $18,749.99
Disclosure

SEC source: 0001127602-20-014196 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,616.232

Underlying: Common Stock $0.01 Par Value · 1,489.904 shares

Expires not disclosed

F1 · kind: "Stock units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 17:04 UTC GrantPhantom Stock Unit · Derivative 1,489.904 $12.58 Strike: $0.00 $18,749.99
Disclosure

SEC source: 0001127602-20-014191 · form4.xml · derivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,414.564

Underlying: Common Stock $0.01 Par Value · 1,489.904 shares

Expires not disclosed

F1 · kind: "Share Units" awarded under Directors' Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 17:08 UTC GrantPhantom Stock Unit · Derivative 1,688.558 $12.58 Strike: $0.00 $21,250.00
Disclosure

SEC source: 0001127602-20-014193 · form4.xml · derivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,796.059

Underlying: Common Stock $0.01 Par Value · 1,688.558 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 15:50 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 102.6128 $11.93 $1,223.76
Disclosure

SEC source: 0001127602-20-013777 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,816.4159

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 15:45 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 202.3428 $11.93 $2,413.14
Disclosure

SEC source: 0001127602-20-013775 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,309.6599

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 15:37 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 26.1345 $11.93 $311.68
Disclosure

SEC source: 0001127602-20-013770 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,986.1222

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 15:34 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.408 $11.93 $112.20
Disclosure

SEC source: 0001127602-20-013768 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,700.6242

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 15:30 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 41.9068 $11.93 $499.78
Disclosure

SEC source: 0001127602-20-013766 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,357.3743

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 17:53 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 47.8031 $12.80 $611.88
Disclosure

SEC source: 0001127602-20-011400 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,713.8031

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 17:47 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 188.5266 $12.80 $2,413.14
Disclosure

SEC source: 0001127602-20-011397 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,107.3171

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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March 18, 2020 Filed Mar 19, 2020 17:22 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 24.35 $12.80 $311.68
Disclosure

SEC source: 0001127602-20-011394 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,959.9877

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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March 18, 2020 Filed Mar 19, 2020 17:13 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 8.7656 $12.80 $112.20
Disclosure

SEC source: 0001127602-20-011392 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,691.2162

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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March 18, 2020 Filed Mar 19, 2020 16:55 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 39.0453 $12.80 $499.78
Disclosure

SEC source: 0001127602-20-011391 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,315.4675

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

F2 · ownership.direct: Includes 2,031 shares of Restricted Stock and 577 shares time-based Restricted Stock Units which both vest in four equal installments commencing one year from date of grant.

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March 16, 2020 Filed Mar 18, 2020 18:14 UTC GrantCommon Stock $0.01 Par Value 86 $12.52 $1,076.72
Disclosure

SEC source: 0001127602-20-011215 · form4.xml · nonDerivative · entry 4

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,860.826

F4 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

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March 16, 2020 Filed Mar 18, 2020 18:14 UTC GrantCommon Stock $0.01 Par Value 144 $12.52 $1,802.88
Disclosure

SEC source: 0001127602-20-011215 · form4.xml · nonDerivative · entry 3

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,774.826

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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March 16, 2020 Filed Mar 18, 2020 18:14 UTC OtherCommon Stock $0.01 Par Value 10.351 $12.39 $128.22
Disclosure

SEC source: 0001127602-20-011215 · form4.xml · nonDerivative · entry 2

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,630.826

F2 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

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March 16, 2020 Filed Mar 18, 2020 18:14 UTC GrantCommon Stock $0.01 Par Value 339 $12.52 $4,244.28
Disclosure

SEC source: 0001127602-20-011215 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,620.475

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.