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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2020 Filed Nov 16, 2020 20:18 UTC
Ahern Patrick EdwardExecutive Vice President
SaleCommon Stock $0.01 Par Value 3,000 $15.39 $46,155.00
Disclosure

SEC source: 0001127602-20-029094 · form4.xml · nonDerivative · entry 2

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,896

Read SEC document
November 13, 2020 Filed Nov 16, 2020 20:18 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 3,000 $15.05 $45,150.00
Disclosure

SEC source: 0001127602-20-029094 · form4.xml · nonDerivative · entry 1

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 16:14 UTC GrantPhantom Stock Unit · Derivative 1,529.272 $13.71 Strike: $0.00 $20,966.32
Disclosure

SEC source: 0001127602-20-027357 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,454.614

Underlying: Common Stock $0.01 Par Value · 1,529.272 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 16:16 UTC GrantPhantom Stock Unit · Derivative 1,529.272 $13.71 Strike: $0.00 $20,966.32
Disclosure

SEC source: 0001127602-20-027358 · form4.xml · derivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,516.413

Underlying: Common Stock $0.01 Par Value · 1,529.272 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 16:09 UTC GrantPhantom Stock Unit · Derivative 1,349.358 $13.71 Strike: $0.00 $18,499.70
Disclosure

SEC source: 0001127602-20-027356 · form4.xml · derivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,337.597

Underlying: Common Stock $0.01 Par Value · 1,349.358 shares

Expires not disclosed

F1 · kind: "Share Units" awarded under Directors' Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:33 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 91.2029 $13.42 $1,223.76
Disclosure

SEC source: 0001127602-20-027073 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,675.4642

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:18 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 179.8435 $13.42 $2,413.14
Disclosure

SEC source: 0001127602-20-027072 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,580.9924

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:06 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 23.2285 $13.42 $311.68
Disclosure

SEC source: 0001127602-20-027067 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,124.1768

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 18:49 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 8.3619 $13.42 $112.20
Disclosure

SEC source: 0001127602-20-027061 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750.3217

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 18:43 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 37.247 $13.42 $499.78
Disclosure

SEC source: 0001127602-20-027059 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,781.5903

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:28 UTC
Stadler Tammy C.Principal Accounting Officer
Tax withholdingCommon Stock $0.01 Par Value 3,800 $12.66 $48,108.00
Disclosure

SEC source: 0001127602-20-025641 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,401.1489

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from vesting of restricted stock due to reporting person's retirement eligibility with the issuer.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:25 UTC GrantCommon Stock $0.01 Par Value 140 $13.27 $1,857.80
Disclosure

SEC source: 0001127602-20-025252 · form4.xml · nonDerivative · entry 3

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,742

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:25 UTC GrantCommon Stock $0.01 Par Value 327 $13.27 $4,339.29
Disclosure

SEC source: 0001127602-20-025252 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,602

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:25 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025252 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,275

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:21 UTC GrantCommon Stock $0.01 Par Value 140 $13.27 $1,857.80
Disclosure

SEC source: 0001127602-20-025250 · form4.xml · nonDerivative · entry 3

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,042

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:21 UTC GrantCommon Stock $0.01 Par Value 327 $13.27 $4,339.29
Disclosure

SEC source: 0001127602-20-025250 · form4.xml · nonDerivative · entry 2

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,902

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:21 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025250 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,575

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:18 UTC GrantCommon Stock $0.01 Par Value 140 $13.27 $1,857.80
Disclosure

SEC source: 0001127602-20-025248 · form4.xml · nonDerivative · entry 3

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,356

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:18 UTC GrantCommon Stock $0.01 Par Value 313 $13.27 $4,153.51
Disclosure

SEC source: 0001127602-20-025248 · form4.xml · nonDerivative · entry 2

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,216

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:18 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025248 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,903

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:13 UTC GrantCommon Stock $0.01 Par Value 140 $13.27 $1,857.80
Disclosure

SEC source: 0001127602-20-025244 · form4.xml · nonDerivative · entry 3

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,102

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:13 UTC GrantCommon Stock $0.01 Par Value 327 $13.27 $4,339.29
Disclosure

SEC source: 0001127602-20-025244 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,962

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:13 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025244 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,635

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:16 UTC GrantCommon Stock $0.01 Par Value 140 $13.27 $1,857.80
Disclosure

SEC source: 0001127602-20-025246 · form4.xml · nonDerivative · entry 3

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,294

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:16 UTC GrantCommon Stock $0.01 Par Value 86 $13.27 $1,141.22
Disclosure

SEC source: 0001127602-20-025246 · form4.xml · nonDerivative · entry 2

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,154

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:16 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025246 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,068

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:10 UTC GrantCommon Stock $0.01 Par Value 140 $13.27 $1,857.80
Disclosure

SEC source: 0001127602-20-025242 · form4.xml · nonDerivative · entry 3

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,428

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:10 UTC GrantCommon Stock $0.01 Par Value 327 $13.27 $4,339.29
Disclosure

SEC source: 0001127602-20-025242 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,288

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 22:10 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025242 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,961

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:36 UTC GrantCommon Stock $0.01 Par Value 140 $13.27 $1,857.80
Disclosure

SEC source: 0001127602-20-025232 · form4.xml · nonDerivative · entry 3

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,876.237

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:36 UTC GrantCommon Stock $0.01 Par Value 384 $13.27 $5,095.68
Disclosure

SEC source: 0001127602-20-025232 · form4.xml · nonDerivative · entry 2

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,736.237

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:36 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025232 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,352.237

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:27 UTC GrantCommon Stock $0.01 Par Value 139 $13.27 $1,844.53
Disclosure

SEC source: 0001127602-20-025228 · form4.xml · nonDerivative · entry 2

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,741

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:27 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025228 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,602

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:29 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025230 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,927

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:23 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 140 $13.27 $1,857.80
Disclosure

SEC source: 0001127602-20-025226 · form4.xml · nonDerivative · entry 3

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,951

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:23 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 241 $13.27 $3,198.07
Disclosure

SEC source: 0001127602-20-025226 · form4.xml · nonDerivative · entry 2

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,811

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:23 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025226 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,570

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:12 UTC GrantCommon Stock $0.01 Par Value 68 $13.27 $902.36
Disclosure

SEC source: 0001127602-20-025219 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,951

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:12 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025219 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,883

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:04 UTC GrantCommon Stock $0.01 Par Value 140 $13.27 $1,857.80
Disclosure

SEC source: 0001127602-20-025215 · form4.xml · nonDerivative · entry 3

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,928

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:04 UTC GrantCommon Stock $0.01 Par Value 327 $13.27 $4,339.29
Disclosure

SEC source: 0001127602-20-025215 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,788

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:04 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025215 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,461

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:52 UTC GrantCommon Stock $0.01 Par Value 140 $13.27 $1,857.80
Disclosure

SEC source: 0001127602-20-025207 · form4.xml · nonDerivative · entry 4

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,923.097

F4 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:52 UTC GrantCommon Stock $0.01 Par Value 327 $13.27 $4,339.29
Disclosure

SEC source: 0001127602-20-025207 · form4.xml · nonDerivative · entry 3

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,783.097

F3 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:52 UTC GrantCommon Stock $0.01 Par Value 83 $13.27 $1,101.41
Disclosure

SEC source: 0001127602-20-025207 · form4.xml · nonDerivative · entry 2

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,456.097

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:52 UTC OtherCommon Stock $0.01 Par Value 10.114 $13.02 $131.73
Disclosure

SEC source: 0001127602-20-025207 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,373.097

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

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September 15, 2020 Filed Sep 16, 2020 20:47 UTC
FLYNN PHILIP BDirector · President & CEO
GrantCommon Stock $0.01 Par Value 1,645 $13.27 $21,829.15
Disclosure

SEC source: 0001127602-20-025201 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,175

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

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September 15, 2020 Filed Sep 16, 2020 20:44 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 332 $13.27 $4,405.64
Disclosure

SEC source: 0001127602-20-025198 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,568

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

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September 15, 2020 Filed Sep 16, 2020 20:40 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 129 $13.27 $1,711.83
Disclosure

SEC source: 0001127602-20-025196 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,590

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.