Last 12 months
Inside the activity.
0 purchase rows · 28 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2021 Filed Jun 17, 2021 16:05 UTC |
Nettles Cory LDirector
|
GrantCommon Stock $0.01 Par Value | 229 | $22.17 | $5,076.93 |
DisclosureSEC source: 0001127602-21-020134 · form4.xml · nonDerivative · entry 1 Nettles Cory L · CIK 0001323628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,645 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:59 UTC |
Schmidt Paul GregoryExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 219 | $22.17 | $4,855.23 |
DisclosureSEC source: 0001127602-21-020132 · form4.xml · nonDerivative · entry 1 Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,715 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:51 UTC |
Utz John A.Executive Vice President
|
GrantCommon Stock $0.01 Par Value | 103 | $22.17 | $2,283.51 |
DisclosureSEC source: 0001127602-21-020130 · form4.xml · nonDerivative · entry 2 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,055.4004 F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:51 UTC |
Utz John A.Executive Vice President
|
OtherCommon Stock $0.01 Par Value | 55.8183 | $21.92 | $1,223.76 |
DisclosureSEC source: 0001127602-21-020130 · form4.xml · nonDerivative · entry 1 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,952.4004 F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:06 UTC |
VAN LITH KARENDirector
|
GrantCommon Stock $0.01 Par Value | 54 | $22.17 | $1,197.18 |
DisclosureSEC source: 0001127602-21-020111 · form4.xml · nonDerivative · entry 3 VAN LITH KAREN · CIK 0001265627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,295 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:06 UTC |
VAN LITH KARENDirector
|
GrantCommon Stock $0.01 Par Value | 49 | $22.17 | $1,086.33 |
DisclosureSEC source: 0001127602-21-020111 · form4.xml · nonDerivative · entry 2 VAN LITH KAREN · CIK 0001265627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,241 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:06 UTC |
VAN LITH KARENDirector
|
GrantCommon Stock $0.01 Par Value | 238 | $22.17 | $5,276.46 |
DisclosureSEC source: 0001127602-21-020111 · form4.xml · nonDerivative · entry 1 VAN LITH KAREN · CIK 0001265627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,192 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:57 UTC |
BERGSTROM JOHN FDirector
|
GrantCommon Stock $0.01 Par Value | 54 | $22.17 | $1,197.18 |
DisclosureSEC source: 0001127602-21-020104 · form4.xml · nonDerivative · entry 3 BERGSTROM JOHN F · CIK 0001196937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,849 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:57 UTC |
BERGSTROM JOHN FDirector
|
GrantCommon Stock $0.01 Par Value | 49 | $22.17 | $1,086.33 |
DisclosureSEC source: 0001127602-21-020104 · form4.xml · nonDerivative · entry 2 BERGSTROM JOHN F · CIK 0001196937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,795 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:57 UTC |
BERGSTROM JOHN FDirector
|
GrantCommon Stock $0.01 Par Value | 238 | $22.17 | $5,276.46 |
DisclosureSEC source: 0001127602-21-020104 · form4.xml · nonDerivative · entry 1 BERGSTROM JOHN F · CIK 0001196937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,746 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:00 UTC |
KLAPPA GALE EDirector
|
GrantCommon Stock $0.01 Par Value | 54 | $22.17 | $1,197.18 |
DisclosureSEC source: 0001127602-21-020106 · form4.xml · nonDerivative · entry 3 KLAPPA GALE E · CIK 0001195320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,232 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:00 UTC |
KLAPPA GALE EDirector
|
GrantCommon Stock $0.01 Par Value | 49 | $22.17 | $1,086.33 |
DisclosureSEC source: 0001127602-21-020106 · form4.xml · nonDerivative · entry 2 KLAPPA GALE E · CIK 0001195320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,178 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 15:00 UTC |
KLAPPA GALE EDirector
|
GrantCommon Stock $0.01 Par Value | 90 | $22.17 | $1,995.30 |
DisclosureSEC source: 0001127602-21-020106 · form4.xml · nonDerivative · entry 1 KLAPPA GALE E · CIK 0001195320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,129 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:54 UTC |
JEFFE ROBERT ADirector
|
GrantCommon Stock $0.01 Par Value | 54 | $22.17 | $1,197.18 |
DisclosureSEC source: 0001127602-21-020102 · form4.xml · nonDerivative · entry 3 JEFFE ROBERT A · CIK 0001233165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,849 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:54 UTC |
JEFFE ROBERT ADirector
|
GrantCommon Stock $0.01 Par Value | 49 | $22.17 | $1,086.33 |
DisclosureSEC source: 0001127602-21-020102 · form4.xml · nonDerivative · entry 2 JEFFE ROBERT A · CIK 0001233165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,795 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:54 UTC |
JEFFE ROBERT ADirector
|
GrantCommon Stock $0.01 Par Value | 238 | $22.17 | $5,276.46 |
DisclosureSEC source: 0001127602-21-020102 · form4.xml · nonDerivative · entry 1 JEFFE ROBERT A · CIK 0001233165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,746 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:38 UTC |
KAMERICK EILEEN ADirector
|
GrantCommon Stock $0.01 Par Value | 54 | $22.17 | $1,197.18 |
DisclosureSEC source: 0001127602-21-020099 · form4.xml · nonDerivative · entry 3 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,855 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:38 UTC |
KAMERICK EILEEN ADirector
|
GrantCommon Stock $0.01 Par Value | 49 | $22.17 | $1,086.33 |
DisclosureSEC source: 0001127602-21-020099 · form4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,801 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:38 UTC |
KAMERICK EILEEN ADirector
|
GrantCommon Stock $0.01 Par Value | 238 | $22.17 | $5,276.46 |
DisclosureSEC source: 0001127602-21-020099 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,752 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:34 UTC |
Stein David LExecutive Vice President
|
OtherNon-Cumulative Perpetual Preferred Stock, Series C (ASBPRC) | 1,000 | $25.38 | $25,382.80 |
DisclosureSEC source: 0001127602-21-020097 · form4.xml · nonDerivative · entry 2 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:34 UTC |
Stein David LExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 80 | $22.17 | $1,773.60 |
DisclosureSEC source: 0001127602-21-020097 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,949 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:31 UTC |
GERKEN R JAYDirector
|
OtherNon-Cumulative Perpetual Preferred Stock, Series C (ASBPRC) | 4,000 | $25.38 | $101,531.20 |
DisclosureSEC source: 0001127602-21-020094 · form4.xml · nonDerivative · entry 4 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:31 UTC |
GERKEN R JAYDirector
|
GrantCommon Stock $0.01 Par Value | 54 | $22.17 | $1,197.18 |
DisclosureSEC source: 0001127602-21-020094 · form4.xml · nonDerivative · entry 3 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,199 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:31 UTC |
GERKEN R JAYDirector
|
GrantCommon Stock $0.01 Par Value | 49 | $22.17 | $1,086.33 |
DisclosureSEC source: 0001127602-21-020094 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,145 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 14:31 UTC |
GERKEN R JAYDirector
|
GrantCommon Stock $0.01 Par Value | 185 | $22.17 | $4,101.45 |
DisclosureSEC source: 0001127602-21-020094 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,096 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 11, 2021 Filed Jun 17, 2021 16:32 UTC |
DeWitt AngieExecutive Vice President
|
OtherCommon Stock $0.01 Par Value | 73.686 | $22.31 | $1,643.72 |
DisclosureSEC source: 0001127602-21-020146 · form4.xml · nonDerivative · entry 1 DeWitt Angie · CIK 0001756987 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,926.6774 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 11, 2021 Filed Jun 17, 2021 16:19 UTC |
Stadler Tammy C.Principal Accounting Officer
|
OtherCommon Stock $0.01 Par Value | 0.78 | $22.32 | $17.41 |
DisclosureSEC source: 0001127602-21-020140 · form4.xml · nonDerivative · entry 1 Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,855.7767 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 15:54 UTC |
Harmening Andrew JDirector · President & CEO
|
SaleCommon Stock $0.01 Par Value | 51,352 | $22.90 | $1,175,899.18 |
DisclosureSEC source: 0001127602-21-018874 · form4.xml · nonDerivative · entry 1 Harmening Andrew J · CIK 0001705661 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,817 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.7750 to $23.2000, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 15:49 UTC |
VAN LITH KARENDirector
|
SaleCommon Stock $0.01 Par Value | 4,500 | $22.92 | $103,131.00 |
DisclosureSEC source: 0001127602-21-018871 · form4.xml · nonDerivative · entry 1 VAN LITH KAREN · CIK 0001265627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,954 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.895 to $22.945, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:24 UTC |
Lau Timothy JExecutive Vice President
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,612 | $0.00 Strike: $17.24 | $0.00 |
DisclosureSEC source: 0001127602-21-018628 · form4.xml · derivative · entry 6 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 3,612 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:24 UTC |
Lau Timothy JExecutive Vice President
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,139 | $0.00 Strike: $17.67 | $0.00 |
DisclosureSEC source: 0001127602-21-018628 · form4.xml · derivative · entry 5 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 6,139 shares Expires 2024-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:24 UTC |
Lau Timothy JExecutive Vice President
|
Exercise / conversionCommon Stock $0.01 Par Value | 3,612 | $17.24 | $62,270.88 |
DisclosureSEC source: 0001127602-21-018628 · form4.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,631.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:24 UTC |
Lau Timothy JExecutive Vice President
|
SaleCommon Stock $0.01 Par Value | 9,751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-018628 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,019.355 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.180 to $23.185, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 15:24 UTC |
Lau Timothy JExecutive Vice President
|
Exercise / conversionCommon Stock $0.01 Par Value | 6,139 | $17.67 | $108,476.13 |
DisclosureSEC source: 0001127602-21-018628 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,770.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:49 UTC Amendment |
Lau Timothy JExecutive Vice President
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,612 | $0.00 Strike: $17.24 | $0.00 |
DisclosureSEC source: 0001127602-21-018883 · form4a.xml · derivative · entry 6 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 3,612 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:49 UTC Amendment |
Lau Timothy JExecutive Vice President
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,139 | $0.00 Strike: $17.67 | $0.00 |
DisclosureSEC source: 0001127602-21-018883 · form4a.xml · derivative · entry 5 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 6,139 shares Expires 2024-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:49 UTC Amendment |
Lau Timothy JExecutive Vice President
|
Exercise / conversionCommon Stock $0.01 Par Value | 3,612 | $17.24 | $62,270.88 |
DisclosureSEC source: 0001127602-21-018883 · form4a.xml · nonDerivative · entry 3 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,631.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:49 UTC Amendment |
Lau Timothy JExecutive Vice President
|
Exercise / conversionCommon Stock $0.01 Par Value | 6,139 | $17.67 | $108,476.13 |
DisclosureSEC source: 0001127602-21-018883 · form4a.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,770.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:49 UTC Amendment |
Lau Timothy JExecutive Vice President
|
SaleCommon Stock $0.01 Par Value | 9,751 | $23.18 | $226,053.53 |
DisclosureSEC source: 0001127602-21-018883 · form4a.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,019.355 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.180 to $23.185, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. F2 · price: The weighted average price was inadvertently left out on the original Form 4 filing on 6/2/2021. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 15:03 UTC |
Harmening Andrew JDirector · President & CEO
|
Tax withholdingCommon Stock $0.01 Par Value | 33,414 | $22.99 | $768,187.86 |
DisclosureSEC source: 0001127602-21-018624 · form4.xml · nonDerivative · entry 1 Harmening Andrew J · CIK 0001705661 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,169 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of shares granted as a portion of the reporting person's Sign-on Grant. Read SEC document |
| May 27, 2021 Filed May 28, 2021 15:44 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 23,339 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001127602-21-018289 · form4.xml · derivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 23,339 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017. Read SEC document |
| May 27, 2021 Filed May 28, 2021 15:44 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Tax withholdingCommon Stock $0.01 Par Value | 19,420 | $23.08 | $448,213.60 |
DisclosureSEC source: 0001127602-21-018289 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,321 F1 · kind: Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options. Read SEC document |
| May 27, 2021 Filed May 28, 2021 15:44 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Exercise / conversionCommon Stock $0.01 Par Value | 23,339 | $17.38 | $405,631.82 |
DisclosureSEC source: 0001127602-21-018289 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 18, 2021 15:46 UTC |
Utz John A.Executive Vice President
|
OtherCommon Stock $0.01 Par Value | 52.7642 | $23.19 | $1,223.76 |
DisclosureSEC source: 0001127602-21-017122 · form4.xml · nonDerivative · entry 1 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,896.5821 F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 17, 2021 Filed May 18, 2021 15:44 UTC |
Stadler Tammy C.Principal Accounting Officer
|
OtherCommon Stock $0.01 Par Value | 106.7132 | $23.19 | $2,475.00 |
DisclosureSEC source: 0001127602-21-017120 · form4.xml · nonDerivative · entry 1 Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,854.9967 F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 17, 2021 Filed May 18, 2021 15:41 UTC |
Meinolf MichaelExecutive Vice President
|
OtherCommon Stock $0.01 Par Value | 67.1892 | $23.19 | $1,558.32 |
DisclosureSEC source: 0001127602-21-017118 · form4.xml · nonDerivative · entry 1 Meinolf Michael · CIK 0001753047 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,517.41 F1 · security: Includes 1,731 shares attributable to the time-based portion of RSUs granted February 27, 2017 and vests 25% in annual installments over a four year period beginning February 8, 2018. F2 · security: Includes shares awarded in connection with a Restricted Stock Award Plan which vests in four equal annual installments. F3 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 17, 2021 Filed May 18, 2021 15:32 UTC |
Kitowski Nicole MExecutive Vice President
|
OtherCommon Stock $0.01 Par Value | 4.98 | $23.19 | $115.50 |
DisclosureSEC source: 0001127602-21-017116 · form4.xml · nonDerivative · entry 1 Kitowski Nicole M · CIK 0001721176 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,690.278 F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 17, 2021 Filed May 18, 2021 14:59 UTC |
DeWitt AngieExecutive Vice President
|
OtherCommon Stock $0.01 Par Value | 22.2912 | $23.19 | $517.00 |
DisclosureSEC source: 0001127602-21-017113 · form4.xml · nonDerivative · entry 1 DeWitt Angie · CIK 0001756987 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,852.9914 F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 11, 2021 Filed May 11, 2021 19:55 UTC |
Stein David LExecutive Vice President
|
SaleCommon Stock $0.01 Par Value | 2,995 | $22.76 | $68,166.20 |
DisclosureSEC source: 0001127602-21-016215 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 36,218 Read SEC document |
| May 10, 2021 Filed May 11, 2021 15:00 UTC |
Kitowski Nicole MExecutive Vice President
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 8,049 | $0.00 Strike: $20.32 | $0.00 |
DisclosureSEC source: 0001127602-21-016171 · form4.xml · derivative · entry 6 Kitowski Nicole M · CIK 0001721176 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,148 Underlying: Common Stock $0.01 Par Value · 8,049 shares Expires 2030-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.