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ASAN

Asana, Inc.

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4425
SEC CIK
0001477720
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202601
Sep 202607
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2025 Filed Feb 6, 2025 00:30 UTC
CAREY SYDNEYDirector
GrantClass A Common Stock 656 $0.00 $0.00
Disclosure

SEC source: 0001477720-25-000008 · wk-form4_1738801826.xml · nonDerivative · entry 1

CAREY SYDNEY · CIK 0001278477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,016

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended January 31, 2025. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on January 31, 2025.

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February 03, 2025 Filed Feb 6, 2025 00:25 UTC GrantClass A Common Stock 609 $0.00 $0.00
Disclosure

SEC source: 0001477720-25-000006 · wk-form4_1738801546.xml · nonDerivative · entry 1

Anderson-Copperman Krista · CIK 0001936905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,816

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended January 31, 2025. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on January 31, 2025.

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January 28, 2025 Filed Jan 30, 2025 21:49 UTC
Rosenstein JustinDirector · 10% owner
SaleClass A Common Stock 179,662 $21.83 $3,922,021.46
Disclosure

SEC source: 0001477720-25-000004 · wk-form4_1738273749.xml · nonDerivative · entry 3

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,847,309

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 18, 2024.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.35 to $22.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 28, 2025 Filed Jan 30, 2025 21:49 UTC
Rosenstein JustinDirector · 10% owner
SaleClass A Common Stock 10,275 $20.85 $214,233.75
Disclosure

SEC source: 0001477720-25-000004 · wk-form4_1738273749.xml · nonDerivative · entry 2

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,026,971

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 18, 2024.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.35 to $21.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 28, 2025 Filed Jan 30, 2025 21:49 UTC
Rosenstein JustinDirector · 10% owner
SaleClass A Common Stock 10,063 $19.66 $197,838.58
Disclosure

SEC source: 0001477720-25-000004 · wk-form4_1738273749.xml · nonDerivative · entry 1

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,037,246

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 18, 2024.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.32 to $20.22 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 23, 2025 Filed Jan 27, 2025 21:44 UTC
Rosenstein JustinDirector · 10% owner
SaleClass A Common Stock 150,000 $20.01 $3,001,500.00
Disclosure

SEC source: 0001477720-25-000002 · wk-form4_1738014277.xml · nonDerivative · entry 1

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,047,309

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 18, 2024.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.48 to $20.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 26, 2024 Filed Dec 30, 2024 21:47 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 3,841 $21.84 $83,882.83
Disclosure

SEC source: 0001477720-24-000113 · wk-form4_1735595222.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 353,584

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 22, 2023.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.645 to $21.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 20, 2024 Filed Dec 26, 2024 16:28 UTC
Raimondi AnneChief Operating Officer
SaleClass A Common Stock 27,233 $21.71 $591,356.43
Disclosure

SEC source: 0001477720-24-000109 · wk-form4_1735248517.xml · nonDerivative · entry 1

Raimondi Anne · CIK 0001606158 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 733,855

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

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December 20, 2024 Filed Dec 26, 2024 21:35 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 12,908 $21.71 $280,293.35
Disclosure

SEC source: 0001477720-24-000111 · wk-form4_1735248900.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,425

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

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November 01, 2024 Filed Nov 5, 2024 22:30 UTC
CAREY SYDNEYDirector
GrantClass A Common Stock 1,172 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000099 · wk-form4_1730845832.xml · nonDerivative · entry 1

CAREY SYDNEY · CIK 0001278477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,360

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2024. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on October 31, 2024.

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November 01, 2024 Filed Nov 5, 2024 22:28 UTC GrantClass A Common Stock 1,230 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000097 · wk-form4_1730845697.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,058

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2024. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on October 31, 2024. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.

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November 01, 2024 Filed Nov 5, 2024 22:26 UTC
Cohler MattDirector
GrantClass A Common Stock 706 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000095 · wk-form4_1730845589.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,660

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2024. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on October 31, 2024.

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November 01, 2024 Filed Nov 5, 2024 22:23 UTC GrantClass A Common Stock 628 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000093 · wk-form4_1730845430.xml · nonDerivative · entry 1

D'Angelo Adam · CIK 0001823077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,891

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2024. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on October 31, 2024.

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November 01, 2024 Filed Nov 5, 2024 22:21 UTC GrantClass A Common Stock 1,088 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000091 · wk-form4_1730845282.xml · nonDerivative · entry 1

Anderson-Copperman Krista · CIK 0001936905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,207

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2024. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on October 31, 2024.

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September 23, 2024 Filed Sep 24, 2024 22:23 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 4,977 $11.79 $58,662.41
Disclosure

SEC source: 0001477720-24-000086 · wk-form4_1727216602.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 370,333

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.665 to $11.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 23, 2024 Filed Sep 25, 2024 23:22 UTC Amendment
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 4,977 $11.79 $58,662.41
Disclosure

SEC source: 0001477720-24-000090 · wk-form4a_1727306523.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 370,333

F1 · kind: On September 24, 2024, the Reporting Person filed a Form 4 which inadvertently omitted a footnote detailing the Reporting Person's Rule 10b5-1 trading plan under which these sales were made. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 22, 2023. All other information reported in the original Form 4 is correct.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.665 to $11.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 23, 2024 Filed Sep 25, 2024 22:51 UTC
Rosenstein JustinDirector · 10% owner
GiftClass B Common Stock · Derivative 847,458 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000088 · wk-form4_1727304707.xml · derivative · entry 3

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 847,458

Underlying: Class A Common Stock · 847,458 shares

Expires not disclosed

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F3 · kind: The Reporting Person transferred the shares as a gift to Justin Rosenstein 2024 Grantor Retained Annuity Trust.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held of record by Justin Rosenstein 2024 Grantor Retained Annuity Trust. The Reporting Person is the grantor and trustee of Justin Rosenstein 2024 Grantor Retained Annuity Trust and may be deemed to have voting power and dispositive power over the shares held by the trust.

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September 23, 2024 Filed Sep 25, 2024 22:51 UTC
Rosenstein JustinDirector · 10% owner
GiftClass B Common Stock · Derivative 847,458 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000088 · wk-form4_1727304707.xml · derivative · entry 2

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,566,532

Underlying: Class A Common Stock · 847,458 shares

Expires not disclosed

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F3 · kind: The Reporting Person transferred the shares as a gift to Justin Rosenstein 2024 Grantor Retained Annuity Trust.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 22:51 UTC
Rosenstein JustinDirector · 10% owner
GiftClass A Common Stock 550,000 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000088 · wk-form4_1727304707.xml · nonDerivative · entry 1

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,197,309

F1 · shares: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to National Philanthropic Trust. The Reporting Person does not exercise voting or investment control, directly or indirectly, over National Philanthropic Trust or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by National Philanthropic Trust.

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September 20, 2024 Filed Sep 24, 2024 18:16 UTC
Raimondi AnneChief Operating Officer
SaleClass A Common Stock 29,807 $11.99 $357,385.93
Disclosure

SEC source: 0001477720-24-000084 · wk-form4_1727216196.xml · nonDerivative · entry 1

Raimondi Anne · CIK 0001606158 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 761,088

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

F2 · balance_after: Includes 1 additional share of Class A Common Stock acquired under the Asana, Inc. 2020 Employee Stock Purchase Plan on September 13, 2024. This transaction is exempt from Rule 16b-3(c).

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September 20, 2024 Filed Sep 24, 2024 22:23 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 9,308 $11.99 $111,602.92
Disclosure

SEC source: 0001477720-24-000086 · wk-form4_1727216602.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,310

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

F2 · balance_after: Includes 468 additional shares of Class A Common Stock acquired under the Asana, Inc. 2020 Employee Stock Purchase Plan on September 13, 2024. This transaction is exempt from Rule 16b-3(c).

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September 11, 2024 Filed Sep 13, 2024 21:28 UTC
Parekh Sonalee ElizabethChief Financial Officer
GrantClass A Common Stock 1,126,127 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000082 · wk-form4_1726262904.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,126,127

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 35% of the RSUs vest on September 20, 2025, a total of 30% of the RSUs vest quarterly in four equal installments beginning on December 20, 2025, a total of 20% of the RSUs vest quarterly in four equal installments beginning on December 20, 2026, and the remaining 15% of the RSUs vest quarterly in four equal installments beginning on December 20, 2027.

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August 01, 2024 Filed Aug 5, 2024 21:07 UTC
CAREY SYDNEYDirector
GrantClass A Common Stock 962 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000068 · wk-form4_1722892062.xml · nonDerivative · entry 1

CAREY SYDNEY · CIK 0001278477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,188

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2024. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 31, 2024.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:04 UTC GrantClass A Common Stock 893 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000066 · wk-form4_1722891863.xml · nonDerivative · entry 1

Anderson-Copperman Krista · CIK 0001936905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,119

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2024. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 31, 2024.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:01 UTC GrantClass A Common Stock 515 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000064 · wk-form4_1722891663.xml · nonDerivative · entry 1

D'Angelo Adam · CIK 0001823077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,263

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2024. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 31, 2024.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:57 UTC GrantClass A Common Stock 1,009 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000062 · wk-form4_1722891419.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,828

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2024. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 31, 2024. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.

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August 01, 2024 Filed Aug 5, 2024 20:52 UTC
Cohler MattDirector
GrantClass A Common Stock 579 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000060 · wk-form4_1722891120.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,954

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2024. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 31, 2024.

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July 26, 2024 Filed Jul 29, 2024 22:09 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · derivative · entry 8

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 700,899

Underlying: Class A Common Stock · 5,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

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July 26, 2024 Filed Jul 29, 2024 22:09 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 5,000 $15.30 $76,500.00
Disclosure

SEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · nonDerivative · entry 4

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,063,909

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 22:09 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 5,000 $1.60 $8,000.00
Disclosure

SEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · nonDerivative · entry 3

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,068,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 22:09 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · derivative · entry 7

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 705,899

Underlying: Class A Common Stock · 5,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 22:09 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 5,000 $15.00 $75,000.00
Disclosure

SEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,063,909

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 22:09 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 5,000 $1.60 $8,000.00
Disclosure

SEC source: 0001477720-24-000058 · wk-form4_1722290940.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,068,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person.

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July 17, 2024 Filed Jul 19, 2024 20:47 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001477720-24-000056 · wk-form4_1721422032.xml · derivative · entry 5

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 710,899

Underlying: Class A Common Stock · 10,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

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July 17, 2024 Filed Jul 19, 2024 20:47 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001477720-24-000056 · wk-form4_1721422032.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,050,284

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.

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July 17, 2024 Filed Jul 19, 2024 20:47 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 10,000 $1.60 $16,000.00
Disclosure

SEC source: 0001477720-24-000056 · wk-form4_1721422032.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,060,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 24, 2024 Filed Jun 25, 2024 20:33 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 4,999 $12.95 $64,737.05
Disclosure

SEC source: 0001477720-24-000054 · wk-form4_1719347612.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 384,150

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 22, 2023.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.78 to $13.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 20, 2024 Filed Jun 24, 2024 20:03 UTC
Raimondi AnneChief Operating Officer
SaleClass A Common Stock 26,588 $11.44 $304,086.96
Disclosure

SEC source: 0001477720-24-000052 · wk-form4_1719273815.xml · nonDerivative · entry 1

Raimondi Anne · CIK 0001606158 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790,894

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

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June 20, 2024 Filed Jun 24, 2024 23:59 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 28,856 $11.44 $330,026.07
Disclosure

SEC source: 0001477720-24-000050 · wk-form4_1719273551.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,284

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

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June 20, 2024 Filed Jun 24, 2024 23:56 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 9,000 $11.44 $102,933.00
Disclosure

SEC source: 0001477720-24-000048 · wk-form4_1719273357.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,149

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

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June 18, 2024 Filed Jun 20, 2024 21:33 UTC
Rosenstein JustinDirector · 10% owner
GiftClass A Common Stock 603,802 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000034 · wk-form4_1718919196.xml · nonDerivative · entry 2

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,747,309

F2 · shares: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to National Philanthropic Trust. The Reporting Person does not exercise voting or investment control, directly or indirectly, over National Philanthropic Trust or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by National Philanthropic Trust.

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June 17, 2024 Filed Jun 20, 2024 21:44 UTC GrantClass A Common Stock 14,583 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000046 · wk-form4_1718919889.xml · nonDerivative · entry 1

Anderson-Copperman Krista · CIK 0001936905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,226

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 17, 2025 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date.

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June 17, 2024 Filed Jun 20, 2024 21:43 UTC
CAREY SYDNEYDirector
GrantClass A Common Stock 14,583 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000044 · wk-form4_1718919797.xml · nonDerivative · entry 1

CAREY SYDNEY · CIK 0001278477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,226

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 17, 2025 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date.

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June 17, 2024 Filed Jun 20, 2024 21:41 UTC GrantClass A Common Stock 14,583 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000042 · wk-form4_1718919691.xml · nonDerivative · entry 1

D'Angelo Adam · CIK 0001823077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,748

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 17, 2025 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date.

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June 17, 2024 Filed Jun 20, 2024 21:39 UTC GrantClass A Common Stock 14,583 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000040 · wk-form4_1718919590.xml · nonDerivative · entry 1

Lindsay Andrew · CIK 0001867702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,291

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 17, 2025 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date.

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June 17, 2024 Filed Jun 20, 2024 21:38 UTC GrantClass A Common Stock 14,583 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000038 · wk-form4_1718919492.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,819

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 17, 2025 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such RSUs to a future date in accordance with the terms of such plan and the Reporting Person's plan election.

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June 17, 2024 Filed Jun 20, 2024 21:36 UTC
Cohler MattDirector
GrantClass A Common Stock 14,583 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000036 · wk-form4_1718919355.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,583

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 17, 2025 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date.

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June 17, 2024 Filed Jun 20, 2024 21:33 UTC
Rosenstein JustinDirector · 10% owner
GrantClass A Common Stock 14,583 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000034 · wk-form4_1718919196.xml · nonDerivative · entry 1

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,351,111

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 17, 2025 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date.

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May 23, 2024 Filed May 28, 2024 16:40 UTC
Raimondi AnneCHIEF OPERATING OFFICER
GrantClass A Common Stock 325,252 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014682 · form4-05282024_080550.xml · nonDerivative · entry 1

Raimondi Anne · CIK 0001606158 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 817,482

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest and settle into shares of Class A Common Stock on June 20, 2024, and 1/16 of the RSUs vest and settle into shares of Class A Stock quarterly thereafter.

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May 23, 2024 Filed May 28, 2024 20:43 UTC
LACEY ELEANOR BGC, CORPORATE SECRETARY
GrantClass A Common Stock 177,410 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014686 · form4-05282024_080510.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,149

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest and settle into shares of Class A Common Stock on June 20, 2024, and 1/16 of the RSUs vest and settle into shares of Class A Stock quarterly thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.