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ASAN

Asana, Inc.

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4425
SEC CIK
0001477720
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202601
Sep 202607
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 116,139 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 17

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 232,258

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F14 · ownership.nature: Shares owned directly by Mitchell H. Lasky's family trust

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 16

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,964

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F13 · ownership.direct: Shares owned directly by Peter H. Fenton

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 2,391 $28.51 $68,176.73
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 15

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 118,999

F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F12 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 3,676 $27.90 $102,551.95
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 14

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 121,390

F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F12 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 65,572 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 13

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 125,066

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F12 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 89,039 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 12

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,067

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F11 · ownership.direct: Shares owned directly by Robert C. Kagle.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 718 $28.51 $20,472.98
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 11

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 70,826

F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F10 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 1,102 $27.90 $30,743.27
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 10

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 71,544

F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F10 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 37,235 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 9

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 72,646

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F10 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 241,769 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 8

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 483,519

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F9 · ownership.nature: Shares owned directly by entities controlled by Kevin R. Harvey.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 2,391 $28.51 $68,176.73
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 7

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,339

F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F6 · ownership.direct: Shares owned directly by William Gurley.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 3,676 $27.90 $102,551.95
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 6

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,730

F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F6 · ownership.direct: Shares owned directly by William Gurley.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 113,746 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 5

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,406

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F6 · ownership.direct: Shares owned directly by William Gurley.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 14,358 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 4

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,716

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F5 · ownership.nature: Shares owned directly by entities controlled by J. William Gurley.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 147,808 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 3

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 295,604

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F4 · ownership.nature: Shares owned directly by entities controlled by Bruce W. Dunlevie.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 111,914 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 2

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 223,818

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F3 · ownership.nature: Shares owned directly by entities controlled by Alexandre Balkanski.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 2,800,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 1

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 645,265

F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F1 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:13 UTC OtherClass A Common Stock 2,800,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135840 · tm2038519d1_4.xml · nonDerivative · entry 1

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 645,265

F1 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:15 UTC
Cohler MattDirector · 10% owner
OtherClass A Common Stock 110,156 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135843 · tm2038519d3_4.xml · nonDerivative · entry 3

Cohler Matt · CIK 0001572685 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 220,293

F1 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F3 · ownership.nature: Shares owned directly by Matthew Cohler's family trust.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:15 UTC
Cohler MattDirector · 10% owner
OtherClass A Common Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135843 · tm2038519d3_4.xml · nonDerivative · entry 2

Cohler Matt · CIK 0001572685 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,964

F1 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:15 UTC
Cohler MattDirector · 10% owner
OtherClass A Common Stock 2,800,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135843 · tm2038519d3_4.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 645,265

F1 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
December 11, 2020 Filed Jul 2, 2021 21:25 UTC Amendment
Cohler MattDirector
OtherClass A Common Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-089001 · tm2121149d2_4a.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F2 · ownership.direct: The original Form 4 filed on December 15, 2020 (the "Original Form 4") is amended by this Form 4 amendment to correct an administrative error, which incorrectly reported that 5,982 shares of Class A Common Stock were distributed to the Reporting Person. Such shares were distributed to the Reporting Person's trust on December 11, 2020 and the Original Form 4 correctly reported the aggregate amount of shares owned by the Reporting Person's trust.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 21:32 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
OtherClass A Common Stock 4,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063243 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,147,046

F1 · kind: Represents shares received by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust) pursuant to a pro rata distribution, for no consideration, of shares of Class A Common Stock of the Issuer.

F2 · ownership.nature: The shares are held of record by Moskovitz Trust.

Read SEC document
December 10, 2020 Filed Apr 21, 2021 23:03 UTC OtherClass A Common Stock 2,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027869 · doc4.xml · nonDerivative · entry 3

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,295

F2 · shares: Represents shares received by Norrington Advisory Services, LLC pursuant to a pro rata distribution, for no consideration, of shares of Class A Common Stock of the Issuer.

F3 · ownership.nature: The shares are held of record by Norrington Advisory Services, LLC.

Read SEC document
December 10, 2020 Filed Apr 21, 2021 23:03 UTC OtherClass A Common Stock 9,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027869 · doc4.xml · nonDerivative · entry 2

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,034

F1 · shares: Represents shares received by the Reporting Person pursuant to a pro rata distribution, for no consideration, of shares of Class A Common Stock of the Issuer.

Read SEC document
October 09, 2020 Filed Oct 14, 2020 20:29 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
OtherClass B Common Stock · Derivative 17,988 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054781 · doc4.xml · derivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,017,933

Underlying: Class A Common Stock · 17,988 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · kind: Represents shares received by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust) pursuant to a pro rata distribution by Moskovitz Investment, for no consideration, of shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held of record by Moskovitz Trust.

Read SEC document
October 09, 2020 Filed Oct 14, 2020 20:29 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
OtherClass B Common Stock · Derivative 42,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054781 · doc4.xml · derivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,578 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · kind: Represents a pro rata distribution by Moskovitz Investment Holdings, LLC (Moskovitz Investment). Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment, have shared voting and dispositive power with respect to these shares.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held of record by Moskovitz Investment.

Read SEC document
October 07, 2020 Filed Oct 7, 2020 22:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,602 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-20-054220 · doc4.xml · derivative · entry 9

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,000

Underlying: Class A Common Stock · 1,602 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
October 07, 2020 Filed Oct 7, 2020 22:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 1,602 $26.49 $42,436.98
Disclosure

SEC source: 0001209191-20-054220 · doc4.xml · nonDerivative · entry 6

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

Read SEC document
October 07, 2020 Filed Oct 7, 2020 22:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 1,602 $4.02 $6,440.04
Disclosure

SEC source: 0001209191-20-054220 · doc4.xml · nonDerivative · entry 5

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:50 UTC ConversionClass B Common Stock · Derivative 1,078,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054480 · doc4.xml · derivative · entry 2

D'Angelo Adam · CIK 0001823077 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 48,410

Underlying: Class A Common Stock · 1,078,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Adam D'Angelo Trustee Adam D'Angelo Revocable Trust Dtd 3/13/08 (D'Angelo Revocable Trust).

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by D'Angelo Revocable Trust.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:50 UTC ConversionClass A Common Stock 1,078,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054480 · doc4.xml · nonDerivative · entry 1

D'Angelo Adam · CIK 0001823077 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,078,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Adam D'Angelo Trustee Adam D'Angelo Revocable Trust Dtd 3/13/08 (D'Angelo Revocable Trust).

F2 · ownership.nature: The shares are held of record by D'Angelo Revocable Trust.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 22:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-20-054220 · doc4.xml · derivative · entry 8

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,602

Underlying: Class A Common Stock · 5,000 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 22:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 5,000 $26.01 $130,050.00
Disclosure

SEC source: 0001209191-20-054220 · doc4.xml · nonDerivative · entry 4

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 22:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 5,000 $4.02 $20,100.00
Disclosure

SEC source: 0001209191-20-054220 · doc4.xml · nonDerivative · entry 3

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 22:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 3,398 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-20-054220 · doc4.xml · derivative · entry 7

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,602

Underlying: Class A Common Stock · 3,398 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 22:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 3,398 $25.52 $86,716.96
Disclosure

SEC source: 0001209191-20-054220 · doc4.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 22:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 3,398 $4.02 $13,659.96
Disclosure

SEC source: 0001209191-20-054220 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 217 $27.25 $5,913.68
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 18

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 59,494

F11 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $27.11 to a high of $27.35, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points.

F15 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 5,850 $26.61 $155,651.54
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 17

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 59,711

F10 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $26.09 to a high of $27.05, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F15 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 66 $27.25 $1,798.63
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 14

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,411

F11 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $27.11 to a high of $27.35, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points.

F13 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 1,753 $26.61 $46,642.25
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 13

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,477

F10 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $26.09 to a high of $27.05, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F13 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 217 $27.25 $5,913.68
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 10

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,660

F11 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $27.11 to a high of $27.35, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points.

F9 · ownership.direct: Shares owned directly by William Gurley.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
SaleClass A Common Stock 5,850 $26.61 $155,651.54
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 9

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,877

F10 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $26.09 to a high of $27.05, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F9 · ownership.direct: Shares owned directly by William Gurley.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 11,965 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 21

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,965

F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F18 · ownership.direct: Shares owned directly by Mitchell H. Lasky.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 116,119 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 20

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,119

F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F17 · ownership.nature: Shares owned directly by Mitchell H. Lasky's family trust

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September 30, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 19

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,982

F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F16 · ownership.direct: Shares owned directly by Peter H. Fenton

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September 30, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 65,561 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 16

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 65,561

F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F15 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 89,028 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 15

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,028

F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F14 · ownership.direct: Shares owned directly by Robert C. Kagle.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass A Common Stock 37,230 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 12

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,230

F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F13 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.