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ASAN

Asana, Inc.

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4425
SEC CIK
0001477720
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463

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202601
Sep 202607
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 4, 2021 21:17 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 17,480 $4.02 $70,269.60
Disclosure

SEC source: 0001209191-21-049713 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:06 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-049691 · doc4.xml · derivative · entry 5

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,443

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:06 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 5,910 $70.85 $418,723.50
Disclosure

SEC source: 0001209191-21-049691 · doc4.xml · nonDerivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.54 to $71.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:06 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 11,052 $70.19 $775,739.88
Disclosure

SEC source: 0001209191-21-049691 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,910

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.54 to $70.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:06 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 9,110 $69.05 $629,045.50
Disclosure

SEC source: 0001209191-21-049691 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,962

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.49 to $69.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:06 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-049691 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 11, 2022 01:16 UTC GrantClass A Common Stock 167 $71.06 $11,867.02
Disclosure

SEC source: 0001209191-22-045345 · doc4.xml · nonDerivative · entry 4

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,675

F7 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on July 30, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.

F3 · balance_after: Reflects securities beneficially owned following the reported transaction as of the applicable transaction date.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:15 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-21-047808 · doc4.xml · derivative · entry 7

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,899

Underlying: Class A Common Stock · 20,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:15 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 1,759 $69.11 $121,564.49
Disclosure

SEC source: 0001209191-21-047808 · doc4.xml · nonDerivative · entry 4

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,103

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:15 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 6,793 $68.15 $462,942.95
Disclosure

SEC source: 0001209191-21-047808 · doc4.xml · nonDerivative · entry 3

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,862

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $67.62 to $68.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:15 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 11,448 $66.81 $764,840.88
Disclosure

SEC source: 0001209191-21-047808 · doc4.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,655

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $66.20 to $67.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 21:15 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 20,000 $1.60 $32,000.00
Disclosure

SEC source: 0001209191-21-047808 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 21:20 UTC GrantClass A Common Stock 5,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046221 · doc4.xml · nonDerivative · entry 1

Lindsay Andrew · CIK 0001867702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,271

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/3 of the RSUs will vest on July 8, 2022, and 1/3 of the RSUs vest annually thereafter, subject to the Reporting Person's continuous service through such date. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the first anniversary of the vesting date of such vested RSUs and (ii) a change in control.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:52 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-21-045032 · doc4.xml · derivative · entry 5

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,900

Underlying: Class A Common Stock · 20,000 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:52 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 300 $64.16 $19,248.00
Disclosure

SEC source: 0001209191-21-045032 · doc4.xml · nonDerivative · entry 4

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,359

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.10 to $64.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:52 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 7,058 $63.45 $447,830.10
Disclosure

SEC source: 0001209191-21-045032 · doc4.xml · nonDerivative · entry 3

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,659

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.07 to $64.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:52 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 12,642 $62.35 $788,228.70
Disclosure

SEC source: 0001209191-21-045032 · doc4.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,717

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.90 to $62.79 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:52 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 20,000 $4.02 $80,400.00
Disclosure

SEC source: 0001209191-21-045032 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:51 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 26,072 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001209191-21-045029 · doc4.xml · derivative · entry 5

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,515

Underlying: Class A Common Stock · 26,072 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:51 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 400 $64.17 $25,668.00
Disclosure

SEC source: 0001209191-21-045029 · doc4.xml · nonDerivative · entry 4

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.10 to $64.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:51 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 9,230 $63.45 $585,643.50
Disclosure

SEC source: 0001209191-21-045029 · doc4.xml · nonDerivative · entry 3

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,400

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.07 to $64.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:51 UTC
Farinacci ChrisChief Operating Officer
SaleClass A Common Stock 16,442 $62.37 $1,025,487.54
Disclosure

SEC source: 0001209191-21-045029 · doc4.xml · nonDerivative · entry 2

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,630

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.90 to $62.79 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:51 UTC
Farinacci ChrisChief Operating Officer
Exercise / conversionClass A Common Stock 26,072 $0.93 $24,246.96
Disclosure

SEC source: 0001209191-21-045029 · doc4.xml · nonDerivative · entry 1

Farinacci Chris · CIK 0001823069 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:46 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
ConversionClass B Common Stock · Derivative 5,730,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045017 · doc4.xml · derivative · entry 7

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 42,030,755

Underlying: Class A Common Stock · 5,730,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:46 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
ConversionSenior Mandatory Convertible Promissory Note · Derivative 5,730,432 $0.00 Strike: $31.09 $0.00
Disclosure

SEC source: 0001209191-21-045017 · doc4.xml · derivative · entry 6

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,730,432 shares

Expires 2025-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The June Convertible Note had a principal amount of $150,000,000, a maturity date of June 26, 2025, and accrued interest at a rate of 3.5% per annum, compounded annually. The principal amount and all accrued interest through scheduled maturity converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.09 per share.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:46 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
ConversionClass B Common Stock · Derivative 11,282,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045017 · doc4.xml · derivative · entry 5

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 36,300,323

Underlying: Class A Common Stock · 11,282,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:46 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
ConversionSenior Mandatory Convertible Promissory Note · Derivative 11,282,390 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001209191-21-045017 · doc4.xml · derivative · entry 4

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 11,282,390 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The January Convertible Note had a principal amount of $300,000,000, a maturity date of January 30, 2025, and accrued interest at a rate of 3.5% per annum, compounded annually. The principal amount and all accrued interest through scheduled maturity converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.58 per share.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:46 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 99,564 $63.63 $6,335,257.32
Disclosure

SEC source: 0001209191-21-045017 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $63.29 to $64.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:46 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 60,436 $62.85 $3,798,402.60
Disclosure

SEC source: 0001209191-21-045017 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,850,436

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $62.29 to $63.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 23:56 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 4,200 $64.71 $271,782.00
Disclosure

SEC source: 0001209191-21-044163 · doc4.xml · nonDerivative · entry 6

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,790,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $64.59 to $64.80 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 23:56 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 102,592 $64.02 $6,567,939.84
Disclosure

SEC source: 0001209191-21-044163 · doc4.xml · nonDerivative · entry 5

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,785,800

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $63.58 to $64.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 29, 2021 Filed Jun 30, 2021 23:56 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 53,208 $63.26 $3,365,938.08
Disclosure

SEC source: 0001209191-21-044163 · doc4.xml · nonDerivative · entry 4

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,683,208

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $62.58 to $63.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 28, 2021 Filed Jun 30, 2021 23:56 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 85,655 $63.73 $5,458,793.15
Disclosure

SEC source: 0001209191-21-044163 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $63.40 to $64.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 28, 2021 Filed Jun 30, 2021 23:56 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 43,051 $63.11 $2,716,948.61
Disclosure

SEC source: 0001209191-21-044163 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,544,345

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $62.40 to $63.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 28, 2021 Filed Jun 30, 2021 23:56 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 31,294 $61.51 $1,924,893.94
Disclosure

SEC source: 0001209191-21-044163 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,501,294

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $61.215 to $62.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 25, 2021 Filed Jun 28, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 11,451 $63.52 $727,367.52
Disclosure

SEC source: 0001209191-21-043506 · doc4.xml · nonDerivative · entry 6

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $63.46 to $63.72 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 25, 2021 Filed Jun 28, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 84,980 $63.02 $5,355,439.60
Disclosure

SEC source: 0001209191-21-043506 · doc4.xml · nonDerivative · entry 5

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,458,549

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $62.46 to $63.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 25, 2021 Filed Jun 28, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 63,569 $62.03 $3,943,185.07
Disclosure

SEC source: 0001209191-21-043506 · doc4.xml · nonDerivative · entry 4

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,373,569

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $61.46 to $62.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 34,592 $61.27 $2,119,451.84
Disclosure

SEC source: 0001209191-21-043506 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,310,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $60.98 to $61.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 24, 2021 Filed Jun 28, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 91,523 $60.44 $5,531,650.12
Disclosure

SEC source: 0001209191-21-043506 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,275,408

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $59.98 to $60.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 24, 2021 Filed Jun 28, 2021 21:16 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 33,885 $59.20 $2,005,992.00
Disclosure

SEC source: 0001209191-21-043506 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,183,885

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $58.72 to $59.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 23, 2021 Filed Jun 24, 2021 21:06 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 1,948 $60.54 $117,931.92
Disclosure

SEC source: 0001209191-21-043078 · doc4.xml · nonDerivative · entry 9

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $60.33 to $60.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 21:06 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 56,015 $59.74 $3,346,336.10
Disclosure

SEC source: 0001209191-21-043078 · doc4.xml · nonDerivative · entry 8

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,148,052

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $59.33 to $60.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 23, 2021 Filed Jun 24, 2021 21:06 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 84,434 $58.81 $4,965,563.54
Disclosure

SEC source: 0001209191-21-043078 · doc4.xml · nonDerivative · entry 7

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,092,037

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $58.30 to $59.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 23, 2021 Filed Jun 24, 2021 21:06 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 9,300 $57.60 $535,680.00
Disclosure

SEC source: 0001209191-21-043078 · doc4.xml · nonDerivative · entry 6

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007,603

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $57.27 to $58.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 23, 2021 Filed Jun 24, 2021 21:06 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 8,303 $56.44 $468,621.32
Disclosure

SEC source: 0001209191-21-043078 · doc4.xml · nonDerivative · entry 5

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,998,303

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $56.20 to $57.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 21:06 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 2,700 $58.19 $157,113.00
Disclosure

SEC source: 0001209191-21-043078 · doc4.xml · nonDerivative · entry 4

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,990,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $58.12 to $58.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 21:06 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 52,623 $57.68 $3,035,294.64
Disclosure

SEC source: 0001209191-21-043078 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987,300

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $57.10 to $58.09 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 21:06 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 94,949 $56.55 $5,369,365.95
Disclosure

SEC source: 0001209191-21-043078 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,934,677

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $56.10 to $57.08 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 21:06 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 9,728 $55.48 $539,709.44
Disclosure

SEC source: 0001209191-21-043078 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,839,728

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $55.01 to $55.605 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.