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ASAN

Asana, Inc.

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4425
SEC CIK
0001477720
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202601
Sep 202607
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 5, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 400 $103.32 $41,328.00
Disclosure

SEC source: 0001209191-21-059661 · doc4.xml · nonDerivative · entry 6

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,344

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $103.13 to $103.51 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 500 $102.48 $51,240.00
Disclosure

SEC source: 0001209191-21-059661 · doc4.xml · nonDerivative · entry 5

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,744

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $102.13 to $103.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 1,200 $100.64 $120,768.00
Disclosure

SEC source: 0001209191-21-059661 · doc4.xml · nonDerivative · entry 4

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,244

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $100.45 to $100.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 13,193 $100.06 $1,320,091.58
Disclosure

SEC source: 0001209191-21-059661 · doc4.xml · nonDerivative · entry 3

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,444

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $99.45 to $100.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 1,202 $99.10 $119,118.20
Disclosure

SEC source: 0001209191-21-059661 · doc4.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,637

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.365 to $99.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 17,480 $4.02 $70,269.60
Disclosure

SEC source: 0001209191-21-059661 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 21:34 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
GiftClass B Common Stock · Derivative 50,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058559 · doc4.xml · derivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,178,424

Underlying: Class A Common Stock · 50,832 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · kind: The Reporting Person transferred the shares as a gift to Justin Rosenstein.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held of record by Justin Rosenstein Trust 2. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust 2 and may be deemed to have voting power and dispositive power over the shares held by the trust.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 21:26 UTC
Rosenstein JustinDirector · 10% owner
GiftClass B Common Stock · Derivative 50,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058548 · doc4.xml · derivative · entry 1

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,775,285

Underlying: Class A Common Stock · 50,832 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · kind: The Reporting Person received the shares as a gift from Justin Rosenstein Trust 2.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F3 · balance_after: Includes 293,011 shares of Class B common stock that are held by the Reporting Person that were previously held of record by Justin Michael Rosenstein TTEE Justin Michael Rosenstein REV TR DTD 11/24/08 and distributed to the Reporting Person on October 7, 2020.

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September 21, 2021 Filed Sep 23, 2021 22:17 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-21-057489 · doc4.xml · derivative · entry 10

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,899

Underlying: Class A Common Stock · 20,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 2,383 $120.98 $288,295.34
Disclosure

SEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 7

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,103

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $120.58 to $121.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 1,400 $119.82 $167,748.00
Disclosure

SEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 6

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,486

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $119.50 to $120.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 4,200 $118.93 $499,506.00
Disclosure

SEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 5

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,886

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $118.44 to $119.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 1,730 $117.94 $204,036.20
Disclosure

SEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 4

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,086

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $117.44 to $118.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 4,941 $116.50 $575,626.50
Disclosure

SEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 3

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,816

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $116.18 to $117.0875 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 5,346 $115.71 $618,585.66
Disclosure

SEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,757

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $115.17 to $116.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 22:17 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 20,000 $1.60 $32,000.00
Disclosure

SEC source: 0001209191-21-057489 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 00:27 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 13,915 $100.00 $1,391,500.00
Disclosure

SEC source: 0001209191-21-056268 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,713,915

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $99.98 to $100.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 235,109 $99.94 $23,496,793.46
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 13

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F14 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $99.17 to $100.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 14,891 $98.19 $1,462,147.29
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 12

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,464,891

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F13 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $98.00 to $98.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 47,202 $97.78 $4,615,411.56
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 11

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F12 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $97.44 to $98.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 97,892 $96.94 $9,489,650.48
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 10

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,402,798

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F11 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $96.43 to $97.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 65,018 $96.14 $6,250,830.52
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 9

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,304,906

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $95.43 to $96.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 22,158 $94.74 $2,099,248.92
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 8

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,239,888

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $94.32 to $95.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 9,451 $93.68 $885,369.68
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 7

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217,730

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $93.30 to $94.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 8,279 $92.59 $766,552.61
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 6

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,208,279

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $92.17 to $92.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 3,072 $95.27 $292,669.44
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 5

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200,000

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $95.12 to $95.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 44,786 $94.48 $4,231,381.28
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 4

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,196,928

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $94.10 to $94.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 82,875 $93.45 $7,744,668.75
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,152,142

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $93.06 to $94.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 101,676 $92.64 $9,419,264.64
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,069,267

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $92.06 to $93.058 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 08, 2021 Filed Sep 10, 2021 23:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 17,591 $91.73 $1,613,622.43
Disclosure

SEC source: 0001209191-21-055565 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,967,591

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $91.06 to $92.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 01, 2021 Filed Sep 3, 2021 22:28 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 17,480 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-21-054878 · doc4.xml · derivative · entry 6

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,940

Underlying: Class A Common Stock · 17,480 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

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September 01, 2021 Filed Sep 3, 2021 22:28 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 2,868 $78.09 $223,962.12
Disclosure

SEC source: 0001209191-21-054878 · doc4.xml · nonDerivative · entry 5

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,359

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $77.89 to $78.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 01, 2021 Filed Sep 3, 2021 22:28 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 6,350 $77.14 $489,839.00
Disclosure

SEC source: 0001209191-21-054878 · doc4.xml · nonDerivative · entry 4

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,227

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 01, 2021 Filed Sep 3, 2021 22:28 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 5,663 $76.18 $431,407.34
Disclosure

SEC source: 0001209191-21-054878 · doc4.xml · nonDerivative · entry 3

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,577

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.77 to $76.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 01, 2021 Filed Sep 3, 2021 22:28 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 2,599 $75.27 $195,626.73
Disclosure

SEC source: 0001209191-21-054878 · doc4.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,240

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $74.77 to $75.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 01, 2021 Filed Sep 3, 2021 22:28 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 17,480 $4.02 $70,269.60
Disclosure

SEC source: 0001209191-21-054878 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2021 Filed Aug 25, 2021 22:28 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-21-053360 · doc4.xml · derivative · entry 7

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,899

Underlying: Class A Common Stock · 20,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

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August 23, 2021 Filed Aug 25, 2021 22:28 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 5,055 $75.70 $382,663.50
Disclosure

SEC source: 0001209191-21-053360 · doc4.xml · nonDerivative · entry 4

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,103

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.45 to $76.295 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 23, 2021 Filed Aug 25, 2021 22:28 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 10,694 $75.12 $803,333.28
Disclosure

SEC source: 0001209191-21-053360 · doc4.xml · nonDerivative · entry 3

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $74.45 to $75.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 23, 2021 Filed Aug 25, 2021 22:28 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 4,251 $73.94 $314,318.94
Disclosure

SEC source: 0001209191-21-053360 · doc4.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,852

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.43 to $74.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 23, 2021 Filed Aug 25, 2021 22:28 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 20,000 $1.60 $32,000.00
Disclosure

SEC source: 0001209191-21-053360 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 02, 2021 Filed Aug 4, 2021 19:22 UTC GrantClass A Common Stock 213 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049791 · doc4.xml · nonDerivative · entry 1

Raimondi Anne · CIK 0001606158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,660

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 30, 2021.

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August 02, 2021 Filed Aug 5, 2021 00:49 UTC
Cohler MattDirector
GrantClass A Common Stock 144 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049815 · doc4.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 30, 2021.

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August 02, 2021 Filed Aug 4, 2021 21:46 UTC
Rosenstein JustinDirector · 10% owner
GrantClass A Common Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049726 · doc4.xml · nonDerivative · entry 1

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244,394

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 30, 2021.

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August 02, 2021 Filed Aug 4, 2021 21:37 UTC
CAREY SYDNEYDirector
GrantClass A Common Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049722 · doc4.xml · nonDerivative · entry 1

CAREY SYDNEY · CIK 0001278477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,574

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 30, 2021.

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August 02, 2021 Filed Aug 4, 2021 21:30 UTC GrantClass A Common Stock 126 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049720 · doc4.xml · nonDerivative · entry 1

D'Angelo Adam · CIK 0001823077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,448

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 30, 2021.

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August 02, 2021 Filed Aug 4, 2021 21:17 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 17,480 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-21-049713 · doc4.xml · derivative · entry 5

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,420

Underlying: Class A Common Stock · 17,480 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

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August 02, 2021 Filed Aug 4, 2021 21:17 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 4,462 $70.72 $315,552.64
Disclosure

SEC source: 0001209191-21-049713 · doc4.xml · nonDerivative · entry 4

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,359

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.50 to $71.06 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 02, 2021 Filed Aug 4, 2021 21:17 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 6,618 $70.15 $464,252.70
Disclosure

SEC source: 0001209191-21-049713 · doc4.xml · nonDerivative · entry 3

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,821

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 02, 2021 Filed Aug 4, 2021 21:17 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 6,400 $69.07 $442,048.00
Disclosure

SEC source: 0001209191-21-049713 · doc4.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,439

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.49 to $69.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.