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ASAN

Asana, Inc.

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4425
SEC CIK
0001477720
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202601
Sep 202607
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2021 Filed Dec 3, 2021 22:30 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 17,480 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-21-067930 · doc4.xml · derivative · entry 7

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,500

Underlying: Class A Common Stock · 17,480 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:30 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 2,535 $104.34 $264,501.90
Disclosure

SEC source: 0001209191-21-067930 · doc4.xml · nonDerivative · entry 6

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,359

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $104.04 to $104.87 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2021 Filed Dec 3, 2021 22:30 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 2,600 $103.30 $268,580.00
Disclosure

SEC source: 0001209191-21-067930 · doc4.xml · nonDerivative · entry 5

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,894

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $103.027 to $103.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2021 Filed Dec 3, 2021 22:30 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 894 $102.29 $91,447.26
Disclosure

SEC source: 0001209191-21-067930 · doc4.xml · nonDerivative · entry 4

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,494

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $102.02 to $102.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:30 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 3,508 $101.47 $355,956.76
Disclosure

SEC source: 0001209191-21-067930 · doc4.xml · nonDerivative · entry 3

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,388

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:30 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 7,943 $100.60 $799,065.80
Disclosure

SEC source: 0001209191-21-067930 · doc4.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,896

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:30 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 17,480 $4.02 $70,269.60
Disclosure

SEC source: 0001209191-21-067930 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2021 Filed Nov 26, 2021 22:51 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 121,928 $100.00 $12,192,800.00
Disclosure

SEC source: 0001209191-21-066945 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,589,676

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $99.83 to $100.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 23, 2021 Filed Nov 26, 2021 22:51 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 250,000 $100.00 $25,000,000.00
Disclosure

SEC source: 0001209191-21-066945 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467,748

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $99.825 to $100.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · derivative · entry 14

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,899

Underlying: Class A Common Stock · 20,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 2,576 $134.22 $345,750.72
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 11

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,103

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F11 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.00 to $134.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 2,450 $133.24 $326,438.00
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 10

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,679

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $133.00 to $133.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 100 $129.93 $12,993.00
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 9

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,129

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $129.93 to $129.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 3,476 $129.04 $448,543.04
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 8

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,229

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $128.75 to $129.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 5,720 $128.29 $733,818.80
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 7

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,705

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $127.75 to $128.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 1,360 $127.05 $172,788.00
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 6

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,425

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $126.74 to $127.72 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 1,052 $126.32 $132,888.64
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 5

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,785

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $125.74 to $126.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 1,340 $125.02 $167,526.80
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 4

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,837

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $124.66 to $125.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 980 $124.02 $121,539.60
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 3

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,177

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $123.64 to $124.58 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 946 $123.25 $116,594.50
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,157

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $122.62 to $123.585 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:20 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 20,000 $1.60 $32,000.00
Disclosure

SEC source: 0001209191-21-066549 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:32 UTC
Raimondi AnneChief Operating Officer
GrantClass A Common Stock 174,961 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065683 · doc4.xml · nonDerivative · entry 1

Raimondi Anne · CIK 0001606158 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,655

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 35% of the RSUs vest on September 20, 2022, 7.5% of the RSUs vest in four equal quarterly installments beginning on December 20, 2022, 5% of the RSUs vest in four equal quarterly installments beginning on December 20, 2023, and 3.75% of the RSUs vest in four equal quarterly installments beginning on December 20, 2024. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the first anniversary of the vesting date of such vested RSUs and (ii) a change in control.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 17:14 UTC GrantClass A Common Stock 2,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063663 · doc4.xml · nonDerivative · entry 1

Singh Amit K. · CIK 0001756093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,732

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/3 of the RSUs will vest on November 5, 2022, and 1/3 of the RSUs vest annually thereafter, subject to the Reporting Person's continuous service through such date. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the first anniversary of the vesting date of such vested RSUs and (ii) a change in control.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 18:46 UTC
Raimondi AnneChief Operating Officer
GrantClass A Common Stock 34 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062805 · doc4.xml · nonDerivative · entry 1

Raimondi Anne · CIK 0001606158 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,694

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2021. The Reporting Person served as a director of the Issuer until August 30, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on November 1, 2021 and prorated based on the Reporting Person's actual period of service as a director during the quarter.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 23:18 UTC
Cohler MattDirector
GrantClass A Common Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062828 · doc4.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on November 1, 2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 23:14 UTC
Rosenstein JustinDirector · 10% owner
GrantClass A Common Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062823 · doc4.xml · nonDerivative · entry 1

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244,449

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on November 1, 2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:56 UTC GrantClass A Common Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062809 · doc4.xml · nonDerivative · entry 1

D'Angelo Adam · CIK 0001823077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,522

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on November 1, 2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:50 UTC
CAREY SYDNEYDirector
GrantClass A Common Stock 103 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062807 · doc4.xml · nonDerivative · entry 1

CAREY SYDNEY · CIK 0001278477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,677

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on November 1, 2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 17,480 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-21-062800 · doc4.xml · derivative · entry 7

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,980

Underlying: Class A Common Stock · 17,480 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 1,203 $137.96 $165,965.88
Disclosure

SEC source: 0001209191-21-062800 · doc4.xml · nonDerivative · entry 6

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,359

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $137.81 to $138.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 600 $137.02 $82,212.00
Disclosure

SEC source: 0001209191-21-062800 · doc4.xml · nonDerivative · entry 5

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,562

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $136.78 to $137.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 2,099 $136.15 $285,778.85
Disclosure

SEC source: 0001209191-21-062800 · doc4.xml · nonDerivative · entry 4

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,162

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $135.75 to $136.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 6,710 $134.99 $905,782.90
Disclosure

SEC source: 0001209191-21-062800 · doc4.xml · nonDerivative · entry 3

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,261

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.75 to $135.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 01, 2021 Filed Nov 3, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 6,868 $134.12 $921,136.16
Disclosure

SEC source: 0001209191-21-062800 · doc4.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,971

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $133.67 to $134.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 01, 2021 Filed Nov 3, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionClass A Common Stock 17,480 $4.02 $70,269.60
Disclosure

SEC source: 0001209191-21-062800 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 29, 2021 Filed Aug 11, 2022 01:16 UTC GrantClass A Common Stock 114 $135.80 $15,481.20
Disclosure

SEC source: 0001209191-22-045345 · doc4.xml · nonDerivative · entry 5

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,789

F8 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on October 29, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.

F3 · balance_after: Reflects securities beneficially owned following the reported transaction as of the applicable transaction date.

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October 21, 2021 Filed Oct 25, 2021 23:20 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-21-061562 · doc4.xml · derivative · entry 10

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,899

Underlying: Class A Common Stock · 20,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

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October 21, 2021 Filed Oct 25, 2021 23:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 293 $136.16 $39,894.88
Disclosure

SEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 7

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,103

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $136.12 to $136.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 21, 2021 Filed Oct 25, 2021 23:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 2,659 $135.36 $359,922.24
Disclosure

SEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 6

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,396

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $135.08 to $135.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 21, 2021 Filed Oct 25, 2021 23:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 7,285 $134.51 $979,905.35
Disclosure

SEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 5

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,055

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.00 to $134.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 21, 2021 Filed Oct 25, 2021 23:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 2,600 $133.19 $346,294.00
Disclosure

SEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 4

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,340

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $132.94 to $133.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 21, 2021 Filed Oct 25, 2021 23:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 2,314 $132.30 $306,142.20
Disclosure

SEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 3

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,940

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $131.93 to $132.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 21, 2021 Filed Oct 25, 2021 23:20 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 4,849 $130.82 $634,346.18
Disclosure

SEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,254

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $130.50 to $131.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 21, 2021 Filed Oct 25, 2021 23:20 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 20,000 $1.60 $32,000.00
Disclosure

SEC source: 0001209191-21-061562 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2021 Filed Oct 7, 2021 22:10 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 3,833 $100.00 $383,300.00
Disclosure

SEC source: 0001209191-21-059978 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,217,748

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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October 04, 2021 Filed Oct 5, 2021 23:14 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 250,000 $100.00 $25,000,000.00
Disclosure

SEC source: 0001209191-21-059688 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,213,915

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $99.84 to $100.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 5, 2021 23:14 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 227,168 $100.00 $22,716,800.00
Disclosure

SEC source: 0001209191-21-059688 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963,915

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $99.765 to $100.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 5, 2021 23:14 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 22,832 $99.21 $2,265,162.72
Disclosure

SEC source: 0001209191-21-059688 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,736,747

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $98.67 to $99.655 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 5, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 17,480 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-21-059661 · doc4.xml · derivative · entry 8

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,460

Underlying: Class A Common Stock · 17,480 shares

Expires 2029-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:38 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 985 $104.15 $102,587.75
Disclosure

SEC source: 0001209191-21-059661 · doc4.xml · nonDerivative · entry 7

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,359

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $104.13 to $104.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.