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Nasdaq · USD

ARVN

ARVINAS, INC.

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5355
SEC CIK
0001655759
Parsed reports
284

Last 12 months

Inside the activity.

1 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 2026013
Mar 202611
Apr 202600
May 202606
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2021 Filed Jun 12, 2021 00:07 UTC
Houston John GDirector · President and CEO
SaleCommon Stock 14,487 $82.46 $1,194,531.38
Disclosure

SEC source: 0000899243-21-023375 · doc4.xml · nonDerivative · entry 6

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,643

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2020.

F6 · price: The price reported in this Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $82.0800 to $82.7600, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

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June 10, 2021 Filed Jun 12, 2021 00:07 UTC
Houston John GDirector · President and CEO
SaleCommon Stock 11,784 $81.75 $963,375.00
Disclosure

SEC source: 0000899243-21-023375 · doc4.xml · nonDerivative · entry 5

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,130

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.0800 to $82.0750, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (5).

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June 10, 2021 Filed Jun 12, 2021 00:07 UTC
Houston John GDirector · President and CEO
SaleCommon Stock 17,615 $80.52 $1,418,356.28
Disclosure

SEC source: 0000899243-21-023375 · doc4.xml · nonDerivative · entry 4

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,914

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.0000 to $80.9400, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

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June 10, 2021 Filed Jun 12, 2021 00:07 UTC
Houston John GDirector · President and CEO
Exercise / conversionCommon Stock 43,886 $16.00 $702,176.00
Disclosure

SEC source: 0000899243-21-023375 · doc4.xml · nonDerivative · entry 3

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 30, 2020.

Read SEC document
June 09, 2021 Filed Jun 12, 2021 00:07 UTC
Houston John GDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000899243-21-023375 · doc4.xml · derivative · entry 7

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,620

Underlying: Common Stock · 700 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 30, 2020.

F7 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested on March 31, 2019, with the remainder of the shares vesting in equal monthly installments following March 31, 2019 through March 31, 2022.

Read SEC document
June 09, 2021 Filed Jun 12, 2021 00:07 UTC
Houston John GDirector · President and CEO
SaleCommon Stock 700 $80.15 $56,103.53
Disclosure

SEC source: 0000899243-21-023375 · doc4.xml · nonDerivative · entry 2

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,643

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.0950 to $80.2150, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (3).

Read SEC document
June 09, 2021 Filed Jun 12, 2021 00:07 UTC
Houston John GDirector · President and CEO
Exercise / conversionCommon Stock 700 $16.00 $11,200.00
Disclosure

SEC source: 0000899243-21-023375 · doc4.xml · nonDerivative · entry 1

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 30, 2020.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 00:00 UTC GrantStock Option (right to buy) · Derivative 7,511 $0.00 Strike: $78.53 $0.00
Disclosure

SEC source: 0001209191-21-039674 · doc4.xml · derivative · entry 1

Kennedy Edward Moore Jr. · CIK 0001753859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Underlying: Common Stock · 7,511 shares

Expires 2021-06-07

F1 · derivative.exercise_date: This option award was granted on June 8, 2021. The shares underlying the award shall vest in full on June 8, 2022 or, if earlier, the date of the first meeting of the board of directors of the Issuer held after the Issuer's next annual meeting of stockholders.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:00 UTC GrantStock Option (right to buy) · Derivative 7,511 $0.00 Strike: $78.53 $0.00
Disclosure

SEC source: 0001209191-21-039672 · doc4.xml · derivative · entry 1

SHANNON TIMOTHY M · CIK 0001207114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Underlying: Common Stock · 7,511 shares

Expires 2031-06-07

F1 · derivative.exercise_date: This option award was granted on June 8, 2021. The shares underlying the award shall vest in full on June 8, 2022 or, if earlier, the date of the first meeting of the board of directors of the Issuer held after the Issuer's next annual meeting of stockholders.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:00 UTC GrantStock Option (right to buy) · Derivative 7,511 $0.00 Strike: $78.53 $0.00
Disclosure

SEC source: 0001209191-21-039671 · doc4.xml · derivative · entry 1

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Underlying: Common Stock · 7,511 shares

Expires 2021-06-07

F1 · derivative.exercise_date: This option award was granted on June 8, 2021. The shares underlying the award shall vest in full on June 8, 2022 or, if earlier, the date of the first meeting of the board of directors of the Issuer held after the Issuer's next annual meeting of stockholders.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 00:00 UTC GrantStock Option (right to buy) · Derivative 7,511 $0.00 Strike: $78.53 $0.00
Disclosure

SEC source: 0001209191-21-039677 · doc4.xml · derivative · entry 1

Norwalk Leslie V · CIK 0001533568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Underlying: Common Stock · 7,511 shares

Expires 2021-06-07

F1 · derivative.exercise_date: This option award was granted on June 8, 2021. The shares underlying the award shall vest in full on June 8, 2022 or, if earlier, the date of the first meeting of the board of directors of the Issuer held after the Issuer's next annual meeting of stockholders.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 00:00 UTC GrantStock Option (right to buy) · Derivative 7,511 $0.00 Strike: $78.53 $0.00
Disclosure

SEC source: 0001209191-21-039678 · doc4.xml · derivative · entry 1

Ratcliffe Liam · CIK 0001547100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Underlying: Common Stock · 7,511 shares

Expires 2021-06-07

F1 · derivative.exercise_date: This option award was granted on June 8, 2021. The shares underlying the award shall vest in full on June 8, 2022 or, if earlier, the date of the first meeting of the board of directors of the Issuer held after the Issuer's next annual meeting of stockholders.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 00:00 UTC
Bain LindaDirector
GrantStock Option (right to buy) · Derivative 7,511 $0.00 Strike: $78.53 $0.00
Disclosure

SEC source: 0001209191-21-039673 · doc4.xml · derivative · entry 1

Bain Linda · CIK 0001578407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Underlying: Common Stock · 7,511 shares

Expires 2021-06-07

F1 · derivative.exercise_date: This option award was granted on June 8, 2021. The shares underlying the award shall vest in full on June 8, 2022 or, if earlier, the date of the first meeting of the board of directors of the Issuer held after the Issuer's next annual meeting of stockholders.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 00:00 UTC GrantStock Option (right to buy) · Derivative 7,511 $0.00 Strike: $78.53 $0.00
Disclosure

SEC source: 0001209191-21-039679 · doc4.xml · derivative · entry 1

Smaldone Alsup Laurie · CIK 0001589602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Underlying: Common Stock · 7,511 shares

Expires 2021-06-07

F1 · derivative.exercise_date: This option award was granted on June 8, 2021. The shares underlying the award shall vest in full on June 8, 2022 or, if earlier, the date of the first meeting of the board of directors of the Issuer held after the Issuer's next annual meeting of stockholders.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 00:00 UTC GrantStock Option (right to buy) · Derivative 7,511 $0.00 Strike: $78.53 $0.00
Disclosure

SEC source: 0001209191-21-039675 · doc4.xml · derivative · entry 1

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Underlying: Common Stock · 7,511 shares

Expires 2021-06-07

F1 · derivative.exercise_date: This option award was granted on June 8, 2021. The shares underlying the award shall vest in full on June 8, 2022 or, if earlier, the date of the first meeting of the board of directors of the Issuer held after the Issuer's next annual meeting of stockholders.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 00:00 UTC GrantStock Option (right to buy) · Derivative 7,511 $0.00 Strike: $78.53 $0.00
Disclosure

SEC source: 0001209191-21-039676 · doc4.xml · derivative · entry 1

Margus Bradley Albert · CIK 0001753491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Underlying: Common Stock · 7,511 shares

Expires 2021-06-07

F1 · derivative.exercise_date: This option award was granted on June 8, 2021. The shares underlying the award shall vest in full on June 8, 2022 or, if earlier, the date of the first meeting of the board of directors of the Issuer held after the Issuer's next annual meeting of stockholders.

Read SEC document
April 06, 2021 Filed Jan 29, 2022 02:00 UTC GiftCommon Stock 29,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003588 · doc5.xml · nonDerivative · entry 1

Kennedy Edward Moore Jr. · CIK 0001753859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,385

F1 · shares: On April 6, 2021, the reporting person transferred 29,333 shares of the Registrant's common stock to a family trust, for which the reporting person acts as a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

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April 05, 2021 Filed Apr 7, 2021 18:00 UTC
Taylor IanChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 15,789 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-21-025942 · doc4.xml · derivative · entry 6

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,601

Underlying: Common Stock · 15,789 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested on June 28, 2019, with the remainder of the shares vesting in equal monthly installments following June 28, 2019 through June 28, 2022.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 18:00 UTC
Taylor IanChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 9,211 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-21-025942 · doc4.xml · derivative · entry 5

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,211 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of June 1, 2017, with the remainder of the shares vesting in equal monthly installments following June 1, 2017 through June 1, 2020.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 18:00 UTC
Taylor IanChief Scientific Officer
SaleCommon Stock 4,450 $67.56 $300,642.00
Disclosure

SEC source: 0001209191-21-025942 · doc4.xml · nonDerivative · entry 4

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,645

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.31 to $68.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 18:00 UTC
Taylor IanChief Scientific Officer
SaleCommon Stock 16,450 $66.80 $1,098,860.00
Disclosure

SEC source: 0001209191-21-025942 · doc4.xml · nonDerivative · entry 3

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,095

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.31 to $67.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 18:00 UTC
Taylor IanChief Scientific Officer
SaleCommon Stock 4,100 $66.01 $270,641.00
Disclosure

SEC source: 0001209191-21-025942 · doc4.xml · nonDerivative · entry 2

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,545

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.30 to $66.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 18:00 UTC
Taylor IanChief Scientific Officer
Exercise / conversionCommon Stock 25,000 $16.00 $400,000.00
Disclosure

SEC source: 0001209191-21-025942 · doc4.xml · nonDerivative · entry 1

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 21:04 UTC
Taylor IanChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 2,685 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009202 · doc4.xml · derivative · entry 4

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,371

Underlying: Common Stock · 2,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: On March 1, 2019, the reporting person was granted 10,742 Restricted Stock Units, vesting in four equal annual installments beginning March 1, 2020.

F5 · derivative.expiration_date: On March 1, 2019, the reporting person was granted 10,742 Restricted Stock Units, vesting in four equal annual installments beginning March 1, 2020.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 21:04 UTC
Taylor IanChief Scientific Officer
SaleCommon Stock 894 $77.45 $69,239.85
Disclosure

SEC source: 0000899243-21-009202 · doc4.xml · nonDerivative · entry 2

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,645

F2 · shares: This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.

F3 · price: The broker sold shares of the Issuer's common stock for certain employees following the vesting of previously granted Restricted Stock Units, including the common stock reported on this Form 4 by the reporting person, at an average price of $77.4495.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 21:04 UTC
Taylor IanChief Scientific Officer
Exercise / conversionCommon Stock 2,685 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009202 · doc4.xml · nonDerivative · entry 1

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 21:02 UTC
Cassidy Sean AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,792 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009199 · doc4.xml · derivative · entry 4

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,582

Underlying: Common Stock · 4,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: On March 1, 2019, the reporting person was granted 19,165 Restricted Stock Units, vesting in four equal annual installments beginning March 1, 2020.

F5 · derivative.expiration_date: On March 1, 2019, the reporting person was granted 19,165 Restricted Stock Units, vesting in four equal annual installments beginning March 1, 2020.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 21:02 UTC
Cassidy Sean AChief Financial Officer
SaleCommon Stock 2,221 $77.45 $172,015.34
Disclosure

SEC source: 0000899243-21-009199 · doc4.xml · nonDerivative · entry 2

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,249

F2 · shares: This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.

F3 · price: The broker sold shares of the Issuer's common stock for certain employees following the vesting of previously granted Restricted Stock Units, including the common stock reported on this Form 4 by the reporting person, at an average price of $77.4495.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 21:02 UTC
Cassidy Sean AChief Financial Officer
Exercise / conversionCommon Stock 4,792 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009199 · doc4.xml · nonDerivative · entry 1

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 02:00 UTC
Houston John GDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 17,510 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009196 · doc4.xml · derivative · entry 7

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,021

Underlying: Common Stock · 17,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F9 · derivative.exercise_date: On March 1, 2019, the reporting person was granted 70,042 Restricted Stock Units, vesting in four equal annual installments beginning March 1, 2020.

F9 · derivative.expiration_date: On March 1, 2019, the reporting person was granted 70,042 Restricted Stock Units, vesting in four equal annual installments beginning March 1, 2020.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 02:00 UTC
Houston John GDirector · President and CEO
SaleCommon Stock 8,115 $77.45 $628,502.69
Disclosure

SEC source: 0000899243-21-009196 · doc4.xml · nonDerivative · entry 5

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,643

F6 · shares: This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.

F7 · price: The broker sold shares of the Issuer's common stock for certain employees following the vesting of previously granted Restricted Stock Units, including the common stock reported on this Form 4 by the reporting person, at an average price of $77.4495.

F4 · balance_after: Includes an aggregate of 625 shares acquired under the 2018 Employee Stock Purchase Plan.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 02:00 UTC
Houston John GDirector · President and CEO
Exercise / conversionCommon Stock 17,510 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009196 · doc4.xml · nonDerivative · entry 4

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · balance_after: Includes an aggregate of 625 shares acquired under the 2018 Employee Stock Purchase Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:04 UTC
Taylor IanChief Scientific Officer
GrantStock Option (right to buy) · Derivative 68,000 $0.00 Strike: $78.30 $0.00
Disclosure

SEC source: 0000899243-21-009202 · doc4.xml · derivative · entry 3

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,000 shares

Expires 2031-02-25

F4 · derivative.exercise_date: This option award was granted on February 26, 2021. 1/4 of the shares underlying the award shall vest on February 26, 2022, with the remainder of the shares vesting in equal monthly installments following February 26, 2022 through February 26, 2025.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:02 UTC
Cassidy Sean AChief Financial Officer
GrantStock Option (right to buy) · Derivative 68,000 $0.00 Strike: $78.30 $0.00
Disclosure

SEC source: 0000899243-21-009199 · doc4.xml · derivative · entry 3

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,000 shares

Expires 2031-02-25

F4 · derivative.exercise_date: This option award was granted on February 26, 2021. 1/4 of the shares underlying the award shall vest on February 26, 2022, with the remainder of the shares vesting in equal monthly installments following February 26, 2022 through February 26, 2025.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 02:04 UTC
Peck RonaldChief Medical Officer
GrantStock Option (right to buy) · Derivative 68,000 $0.00 Strike: $78.30 $0.00
Disclosure

SEC source: 0000899243-21-009203 · doc4.xml · derivative · entry 1

Peck Ronald · CIK 0001783868 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,000 shares

Expires 2031-02-25

F1 · derivative.exercise_date: This option award was granted on February 26, 2021. 1/4 of the shares underlying the award shall vest on February 26, 2022, with the remainder of the shares vesting in equal monthly installments following February 26, 2022 through February 26, 2025.

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February 26, 2021 Filed Mar 3, 2021 02:00 UTC
Houston John GDirector · President and CEO
GrantStock Option (right to buy) · Derivative 219,500 $0.00 Strike: $78.30 $0.00
Disclosure

SEC source: 0000899243-21-009196 · doc4.xml · derivative · entry 6

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 219,500 shares

Expires 2031-02-25

F8 · derivative.exercise_date: This option award was granted on February 26, 2021. 1/4 of the shares underlying the award shall vest on February 26, 2022, with the remainder of the shares vesting in equal monthly installments following February 26, 2022 through February 26, 2025.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 18:09 UTC
Taylor IanChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,315 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-21-013363 · doc4.xml · derivative · entry 4

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,345

Underlying: Common Stock · 3,315 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award shall vest on March 31, 2019, with the remainder of the shares vesting in equal monthly installments following March 31, 2019 through March 31, 2022.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 18:09 UTC
Taylor IanChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,437 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-21-013363 · doc4.xml · derivative · entry 3

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,211

Underlying: Common Stock · 2,437 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of June 1, 2017, with the remainder of the shares vesting in equal monthly installments following June 1, 2017 through June 1, 2020.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 18:09 UTC
Taylor IanChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 704 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-21-013363 · doc4.xml · derivative · entry 2

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596

Underlying: Common Stock · 704 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 1, 2019, with the remainder of the shares vesting in equal monthly installments following January 1, 2019 through January 1, 2022.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 18:09 UTC
Taylor IanChief Scientific Officer
Exercise / conversionCommon Stock 6,456 $16.00 $103,296.00
Disclosure

SEC source: 0001209191-21-013363 · doc4.xml · nonDerivative · entry 1

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 17:16 UTC
Cassidy Sean AChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 569 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000899243-21-007149 · doc4.xml · derivative · entry 4

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,127

Underlying: Common Stock · 569 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 1, 2019, with the remainder of the shares vesting in equal monthly installments following January 1, 2019 through January 1, 2022.

F2 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of June 28, 2019, with the remainder of the shares vesting in equal monthly installments following June 28, 2019 through June 28, 2022.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 17:16 UTC
Cassidy Sean AChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 325 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000899243-21-007149 · doc4.xml · derivative · entry 3

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192

Underlying: Common Stock · 325 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 1, 2019, with the remainder of the shares vesting in equal monthly installments following January 1, 2019 through January 1, 2022.

F1 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 1, 2019, with the remainder of the shares vesting in equal monthly installments following January 1, 2019 through January 1, 2022.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 17:16 UTC
Cassidy Sean AChief Financial Officer
Exercise / conversionCommon Stock 569 $16.00 $9,104.00
Disclosure

SEC source: 0000899243-21-007149 · doc4.xml · nonDerivative · entry 2

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 1, 2019, with the remainder of the shares vesting in equal monthly installments following January 1, 2019 through January 1, 2022.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 17:16 UTC
Cassidy Sean AChief Financial Officer
Exercise / conversionCommon Stock 325 $16.00 $5,200.00
Disclosure

SEC source: 0000899243-21-007149 · doc4.xml · nonDerivative · entry 1

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 1, 2019, with the remainder of the shares vesting in equal monthly installments following January 1, 2019 through January 1, 2022.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:09 UTC
Cassidy Sean AChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 35,144 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000899243-21-007141 · doc4.xml · derivative · entry 12

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,262

Underlying: Common Stock · 35,144 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.

F12 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested on March 31, 2019, with the remainder of the shares vesting in equal monthly installments following March 31, 2019 through March 31, 2022.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:09 UTC
Cassidy Sean AChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,815 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000899243-21-007141 · doc4.xml · derivative · entry 11

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,815 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.

F11 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 1, 2017 and the remainder of the shares vested in equal monthly installments following January 1, 2017 through January 1, 2020.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:09 UTC
Cassidy Sean AChief Financial Officer
SaleCommon Stock 30 $80.43 $2,413.04
Disclosure

SEC source: 0000899243-21-007141 · doc4.xml · nonDerivative · entry 10

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,784

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.42 to $80.86, inclusive.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:09 UTC
Cassidy Sean AChief Financial Officer
SaleCommon Stock 1,161 $79.42 $92,211.26
Disclosure

SEC source: 0000899243-21-007141 · doc4.xml · nonDerivative · entry 9

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,814

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.10 to $79.91, inclusive.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:09 UTC
Cassidy Sean AChief Financial Officer
SaleCommon Stock 6,160 $78.65 $484,462.44
Disclosure

SEC source: 0000899243-21-007141 · doc4.xml · nonDerivative · entry 8

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,975

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.09 to $79.07, inclusive.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:09 UTC
Cassidy Sean AChief Financial Officer
SaleCommon Stock 2,793 $77.62 $216,794.62
Disclosure

SEC source: 0000899243-21-007141 · doc4.xml · nonDerivative · entry 7

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,135

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.05 to $78.04, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.