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Nasdaq · USD

ARVN

ARVINAS, INC.

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Tapewire entity
5355
SEC CIK
0001655759
Parsed reports
284

Last 12 months

Inside the activity.

1 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 2026013
Mar 202611
Apr 202600
May 202606
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2024 Filed May 31, 2024 21:52 UTC GrantCommon Stock 5,899 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000085 · wk-form4_1717192358.xml · nonDerivative · entry 1

Kennedy Edward Moore Jr. · CIK 0001753859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,405

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on May 29, 2024 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:50 UTC GrantStock Option (right to buy) · Derivative 9,070 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001655759-24-000081 · wk-form4_1717192234.xml · derivative · entry 2

Norwalk Leslie V · CIK 0001533568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,070

Underlying: Common Stock · 9,070 shares

Expires 2034-05-28

F2 · derivative.exercise_date: This option award was granted on May 29, 2024. The shares underlying the award shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:50 UTC GrantCommon Stock 5,899 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000081 · wk-form4_1717192234.xml · nonDerivative · entry 1

Norwalk Leslie V · CIK 0001533568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,020

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on May 29, 2024 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 17:51 UTC
YOUNG JOHN DDirector
GrantStock Option (right to buy) · Derivative 9,070 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001655759-24-000082 · wk-form4_1717192266.xml · derivative · entry 2

YOUNG JOHN D · CIK 0001551792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,070

Underlying: Common Stock · 9,070 shares

Expires 2034-05-28

F2 · derivative.exercise_date: This option award was granted on May 29, 2024. The shares underlying the award shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 17:51 UTC
YOUNG JOHN DDirector
GrantCommon Stock 5,899 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000082 · wk-form4_1717192266.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,020

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on May 29, 2024 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:53 UTC GrantStock Option (right to buy) · Derivative 9,070 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001655759-24-000087 · wk-form4_1717192424.xml · derivative · entry 2

Cunningham Everett · CIK 0001564777 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,070

Underlying: Common Stock · 9,070 shares

Expires 2034-05-28

F2 · derivative.exercise_date: This option award was granted on May 29, 2024. The shares underlying the award shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:53 UTC GrantCommon Stock 5,899 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000087 · wk-form4_1717192424.xml · nonDerivative · entry 1

Cunningham Everett · CIK 0001564777 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,020

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on May 29, 2024 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:54 UTC
Bain LindaDirector
GrantStock Option (right to buy) · Derivative 9,070 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001655759-24-000089 · wk-form4_1717192478.xml · derivative · entry 2

Bain Linda · CIK 0001578407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,070

Underlying: Common Stock · 9,070 shares

Expires 2034-05-28

F2 · derivative.exercise_date: This option award was granted on May 29, 2024. The shares underlying the award shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:54 UTC
Bain LindaDirector
GrantCommon Stock 5,899 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000089 · wk-form4_1717192478.xml · nonDerivative · entry 1

Bain Linda · CIK 0001578407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,020

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on May 29, 2024 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:50 UTC GrantStock Option (right to buy) · Derivative 9,070 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001655759-24-000080 · wk-form4_1717192202.xml · derivative · entry 2

Smaldone Alsup Laurie · CIK 0001589602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,070

Underlying: Common Stock · 9,070 shares

Expires 2034-05-28

F2 · derivative.exercise_date: This option award was granted on May 29, 2024. The shares underlying the award shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:50 UTC GrantCommon Stock 5,899 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000080 · wk-form4_1717192202.xml · nonDerivative · entry 1

Smaldone Alsup Laurie · CIK 0001589602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,020

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on May 29, 2024 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 17:52 UTC GrantStock Option (right to buy) · Derivative 9,070 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001655759-24-000084 · wk-form4_1717192326.xml · derivative · entry 2

AGARWAL SUNIL · CIK 0001616640 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,070

Underlying: Common Stock · 9,070 shares

Expires 2034-05-28

F2 · derivative.exercise_date: This option award was granted on May 29, 2024. The shares underlying the award shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 17:52 UTC GrantCommon Stock 5,899 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000084 · wk-form4_1717192326.xml · nonDerivative · entry 1

AGARWAL SUNIL · CIK 0001616640 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,141

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on May 29, 2024 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:51 UTC GrantStock Option (right to buy) · Derivative 9,070 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001655759-24-000083 · wk-form4_1717192298.xml · derivative · entry 2

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,070

Underlying: Common Stock · 9,070 shares

Expires 2034-05-28

F2 · derivative.exercise_date: This option award was granted on May 29, 2024. The shares underlying the award shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:51 UTC GrantCommon Stock 5,899 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000083 · wk-form4_1717192298.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,996

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on May 29, 2024 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of May 29, 2025 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

Read SEC document
May 21, 2024 Filed May 24, 2024 01:48 UTC
Teel RandyInt. Chief Financial Officer
GrantStock Option (right to buy) · Derivative 19,675 $0.00 Strike: $34.65 $0.00
Disclosure

SEC source: 0001655759-24-000065 · wk-form4_1716515270.xml · derivative · entry 2

Teel Randy · CIK 0002015998 · Int. Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,675

Underlying: Common Stock · 19,675 shares

Expires 2034-05-20

F2 · derivative.exercise_date: The option was granted by the Issuer on May 21, 2024, in connection with the reporting person being named as Chief Business Officer of the Issuer, pursuant to the Plan. The shares underlying the option will vest over two years: 1/2 of the shares underlying the award shall vest on April 21, 2025, with the remainder of the shares vesting on April 21, 2026.

Read SEC document
May 21, 2024 Filed May 24, 2024 01:48 UTC
Teel RandyInt. Chief Financial Officer
GrantCommon Stock 13,300 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000065 · wk-form4_1716515270.xml · nonDerivative · entry 1

Teel Randy · CIK 0002015998 · Int. Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,341

F1 · shares: The restricted stock units (each, an "RSU") were granted by the issuer on May 21, 2024, in connection with the reporting person being named as Chief Business Officer of the Issuer, pursuant to its 2018 Stock Incentive Plan (the "Plan") and each RSU represents a contingent right to receive one share of the issuer's common stock upon settlement for no consideration. The RSUs will vest over two years: 1/2 of the shares underlying the award shall vest on April 21, 2025, with the remainder of the shares vesting on April 21, 2026.

Read SEC document
March 18, 2024 Filed Mar 21, 2024 20:15 UTC
Berkowitz NoahChief Medical Officer
GrantStock Option (right to buy) · Derivative 93,879 $0.00 Strike: $42.60 $0.00
Disclosure

SEC source: 0001655759-24-000040 · wk-form4_1711052087.xml · derivative · entry 2

Berkowitz Noah · CIK 0001369900 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,879

Underlying: Common Stock · 93,879 shares

Expires 2034-03-17

F2 · derivative.exercise_date: The option was granted by the Issuer on March 18, 2024, in accordance with Nasdaq Listing Rule 5635(c)(4) and not pursuant the Plan. The shares underlying the option will vest over four years: 1/4 of the shares underlying the award shall vest on March 18, 2025, with the remainder of the shares vesting in equal monthly installments following March 18, 2025 through March 18, 2028.

Read SEC document
March 18, 2024 Filed Mar 21, 2024 20:15 UTC
Berkowitz NoahChief Medical Officer
GrantCommon Stock 63,452 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000040 · wk-form4_1711052087.xml · nonDerivative · entry 1

Berkowitz Noah · CIK 0001369900 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,452

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on March 18, 2024, in accordance with Nasdaq Listing Rule 5635(c)(4), and not pursuant to its 2018 Stock Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs will vest over four years: 25% of the RSUs will vest on each of March 18, 2025, March 18, 2026, March 18, 2027 and March 18, 2028, subject to the Reporting Person's continued service with the Issuer on each such vesting date.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:33 UTC
Loomis David KChief Accounting Officer
GrantStock Option (right to buy) · Derivative 8,750 $0.00 Strike: $47.00 $0.00
Disclosure

SEC source: 0001655759-24-000024 · wk-form4_1709076774.xml · derivative · entry 2

Loomis David K · CIK 0001959410 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires 0034-02-22

F2 · derivative.exercise_date: The option was granted by the Issuer on February 23, 2024, pursuant to the Plan. The shares underlying the option will vest over two years: 1/2 of the shares underlying the award shall vest on February 23, 2025, with the remainder of the shares vesting on February 23, 2026.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:33 UTC
Loomis David KChief Accounting Officer
GrantCommon Stock 5,750 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000024 · wk-form4_1709076774.xml · nonDerivative · entry 1

Loomis David K · CIK 0001959410 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: The restricted stock units (each, an "RSU") were granted by the issuer on February 23, 2024, pursuant to its 2018 Stock Incentive Plan (the "Plan") and each RSU represents a contingent right to receive one share of the issuer's common stock upon settlement for no consideration. The RSUs will vest over two years: 1/2 of the shares underlying the award shall vest on February 23, 2025, with the remainder of the shares vesting on February 23, 2026.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 18:33 UTC
Taylor IanChief Scientific Officer
GrantStock Option (right to buy) · Derivative 58,100 $0.00 Strike: $47.00 $0.00
Disclosure

SEC source: 0001655759-24-000025 · wk-form4_1709076814.xml · derivative · entry 3

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,100

Underlying: Common Stock · 58,100 shares

Expires 2034-02-22

F3 · derivative.exercise_date: The option was granted by the Issuer on February 23, 2024, pursuant to the Plan. The shares underlying the option will vest over two years: 1/2 of the shares underlying the award shall vest on February 23, 2025, with the remainder of the shares vesting on February 23, 2026.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 18:33 UTC
Taylor IanChief Scientific Officer
SaleCommon Stock 1,701 $47.05 $80,032.05
Disclosure

SEC source: 0001655759-24-000025 · wk-form4_1709076814.xml · nonDerivative · entry 2

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,522

F2 · shares: This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 18:33 UTC
Taylor IanChief Scientific Officer
GrantCommon Stock 39,250 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000025 · wk-form4_1709076814.xml · nonDerivative · entry 1

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,223

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on February 23, 2024, pursuant to its 2018 Stock Incentive Plan (the "Plan") and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs will vest over two years: 1/2 of the shares underlying the award shall vest on February 23, 2025, with the remainder of the shares vesting in on February 23, 2026.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 18:34 UTC
Cassidy Sean AChief Financial Officer
SaleCommon Stock 1,702 $47.05 $80,079.10
Disclosure

SEC source: 0001655759-24-000027 · wk-form4_1709076882.xml · nonDerivative · entry 1

Cassidy Sean A · CIK 0001421914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,916

F1 · shares: This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:35 UTC
Houston John GDirector · President and CEO
GrantStock Option (right to buy) · Derivative 184,200 $0.00 Strike: $47.00 $0.00
Disclosure

SEC source: 0001655759-24-000028 · wk-form4_1709076907.xml · derivative · entry 3

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,200

Underlying: Common Stock · 184,200 shares

Expires 2034-02-22

F3 · derivative.exercise_date: The option was granted by the Issuer on February 23, 2024, pursuant to the Plan. The shares underlying the option will vest over two years: 1/2 of the shares underlying the award shall vest on February 23, 2025, with the remainder of the shares vesting on February 23, 2026.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:35 UTC
Houston John GDirector · President and CEO
SaleCommon Stock 5,196 $47.05 $244,471.80
Disclosure

SEC source: 0001655759-24-000028 · wk-form4_1709076907.xml · nonDerivative · entry 2

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036,681

F2 · shares: This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:35 UTC
Houston John GDirector · President and CEO
GrantCommon Stock 124,450 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000028 · wk-form4_1709076907.xml · nonDerivative · entry 1

Houston John G · CIK 0001753537 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,041,877

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on February 23, 2024, pursuant to its 2018 Stock Incentive Plan (the "Plan") and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs will vest over two years: 1/2 of the shares underlying the award shall vest on February 23, 2025, with the remainder of the shares vesting on February 23, 2026.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:34 UTC
Peck RonaldChief Medical Officer
GrantStock Option (right to buy) · Derivative 58,100 $0.00 Strike: $47.00 $0.00
Disclosure

SEC source: 0001655759-24-000026 · wk-form4_1709076838.xml · derivative · entry 3

Peck Ronald · CIK 0001783868 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,100

Underlying: Common Stock · 58,100 shares

Expires 2034-02-22

F3 · derivative.exercise_date: The option was granted by the Issuer on February 23, 2024, pursuant to the Plan. The shares underlying the option will vest over two years: 1/2 of the shares underlying the award shall vest on February 23, 2025, with the remainder of the shares vesting on February 23, 2026.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:34 UTC
Peck RonaldChief Medical Officer
SaleCommon Stock 1,699 $47.05 $79,937.95
Disclosure

SEC source: 0001655759-24-000026 · wk-form4_1709076838.xml · nonDerivative · entry 2

Peck Ronald · CIK 0001783868 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,516

F2 · shares: This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:34 UTC
Peck RonaldChief Medical Officer
GrantCommon Stock 39,250 $0.00 $0.00
Disclosure

SEC source: 0001655759-24-000026 · wk-form4_1709076838.xml · nonDerivative · entry 1

Peck Ronald · CIK 0001783868 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,215

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on February 23, 2024, pursuant to its 2018 Stock Incentive Plan (the "Plan") and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs will vest over two years: 1/2 of the shares underlying the award shall vest on February 23, 2025, with the remainder of the shares vesting on February 23, 2026.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:39 UTC
Taylor IanChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 0 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001655759-24-000004 · wk-form4_1704749977.xml · derivative · entry 3

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,065

Underlying: Common Stock · 4,899 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of March 31, 2019, and the remainder of the shares vested in equal monthly installments following March 31, 2019 through March 31, 2022.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:39 UTC
Taylor IanChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 0 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001655759-24-000004 · wk-form4_1704749977.xml · derivative · entry 2

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,519

Underlying: Common Stock · 3,353 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of June 28, 2019, and the remainder of the shares vested in equal monthly installments following June 28, 2019 through June 28, 2022.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:39 UTC
Taylor IanChief Scientific Officer
Exercise / conversionCommon Stock 8,252 $16.00 $132,032.00
Disclosure

SEC source: 0001655759-24-000004 · wk-form4_1704749977.xml · nonDerivative · entry 1

Taylor Ian · CIK 0001753281 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2023 Filed Nov 12, 2024 22:34 UTC
Loomis David KChief Accounting Officer
SaleCommon Stock 229 $17.05 $3,904.45
Disclosure

SEC source: 0001655759-24-000133 · wk-form4_1731450837.xml · nonDerivative · entry 1

Loomis David K · CIK 0001959410 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,271

F1 · shares: This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 21:27 UTC
Peck RonaldChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 4,010 $0.00 $0.00
Disclosure

SEC source: 0001655759-23-000081 · wk-form4_1692048412.xml · derivative · entry 3

Peck Ronald · CIK 0001783868 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On July 29, 2019, the reporting person was granted 16,041 Restricted Stock Units, vesting in four equal annual installments beginning July 29, 2020.

F3 · derivative.expiration_date: On July 29, 2019, the reporting person was granted 16,041 Restricted Stock Units, vesting in four equal annual installments beginning July 29, 2020.

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August 11, 2023 Filed Aug 14, 2023 21:27 UTC
Peck RonaldChief Medical Officer
SaleCommon Stock 1,324 $24.39 $32,288.52
Disclosure

SEC source: 0001655759-23-000081 · wk-form4_1692048412.xml · nonDerivative · entry 2

Peck Ronald · CIK 0001783868 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,965

F2 · shares: This sale was made to cover withholding taxes following the vesting of previously granted Restricted Stock Units.

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August 11, 2023 Filed Aug 14, 2023 21:27 UTC
Peck RonaldChief Medical Officer
Exercise / conversionCommon Stock 4,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001655759-23-000081 · wk-form4_1692048412.xml · nonDerivative · entry 1

Peck Ronald · CIK 0001783868 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

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June 15, 2023 Filed Jun 20, 2023 21:27 UTC GrantStock Option (right to buy) · Derivative 12,787 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0001655759-23-000064 · wk-form4_1687296436.xml · derivative · entry 3

Kennedy Edward Moore Jr. · CIK 0001753859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,787

Underlying: Common Stock · 12,787 shares

Expires 2033-06-14

F3 · derivative.exercise_date: This option award was granted on June 15, 2023. The shares underlying the award shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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June 15, 2023 Filed Jun 20, 2023 21:27 UTC GrantCommon Stock 4,121 $0.00 $0.00
Disclosure

SEC source: 0001655759-23-000064 · wk-form4_1687296436.xml · nonDerivative · entry 1

Kennedy Edward Moore Jr. · CIK 0001753859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,506

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on June 15, 2023 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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June 15, 2023 Filed Jun 20, 2023 17:26 UTC GrantStock Option (right to buy) · Derivative 12,787 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0001655759-23-000063 · wk-form4_1687296408.xml · derivative · entry 2

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,787

Underlying: Common Stock · 12,787 shares

Expires 2033-06-14

F2 · derivative.exercise_date: This option award was granted on June 15, 2023. The shares underlying the award shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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June 15, 2023 Filed Jun 20, 2023 17:26 UTC GrantCommon Stock 4,121 $0.00 $0.00
Disclosure

SEC source: 0001655759-23-000063 · wk-form4_1687296408.xml · nonDerivative · entry 1

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,121

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on June 15, 2023 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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June 15, 2023 Filed Jun 20, 2023 21:28 UTC GrantStock Option (right to buy) · Derivative 12,787 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0001655759-23-000066 · wk-form4_1687296490.xml · derivative · entry 2

Norwalk Leslie V · CIK 0001533568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,787

Underlying: Common Stock · 12,787 shares

Expires 2033-06-14

F2 · derivative.exercise_date: This option award was granted on June 15, 2023. The shares underlying the award shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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June 15, 2023 Filed Jun 20, 2023 21:28 UTC GrantCommon Stock 4,121 $0.00 $0.00
Disclosure

SEC source: 0001655759-23-000066 · wk-form4_1687296490.xml · nonDerivative · entry 1

Norwalk Leslie V · CIK 0001533568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,121

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on June 15, 2023 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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June 15, 2023 Filed Jun 20, 2023 17:29 UTC
YOUNG JOHN DDirector
GrantStock Option (right to buy) · Derivative 12,787 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0001655759-23-000068 · wk-form4_1687296539.xml · derivative · entry 2

YOUNG JOHN D · CIK 0001551792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,787

Underlying: Common Stock · 12,787 shares

Expires 2033-06-14

F2 · derivative.exercise_date: This option award was granted on June 15, 2023. The shares underlying the award shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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June 15, 2023 Filed Jun 20, 2023 17:29 UTC
YOUNG JOHN DDirector
GrantCommon Stock 4,121 $0.00 $0.00
Disclosure

SEC source: 0001655759-23-000068 · wk-form4_1687296539.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,121

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on June 15, 2023 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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June 15, 2023 Filed Jun 20, 2023 21:26 UTC GrantStock Option (right to buy) · Derivative 12,787 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0001655759-23-000062 · wk-form4_1687296379.xml · derivative · entry 2

Cunningham Everett · CIK 0001564777 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,787

Underlying: Common Stock · 12,787 shares

Expires 2033-06-14

F2 · derivative.exercise_date: This option award was granted on June 15, 2023. The shares underlying the award shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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June 15, 2023 Filed Jun 20, 2023 21:26 UTC GrantCommon Stock 4,121 $0.00 $0.00
Disclosure

SEC source: 0001655759-23-000062 · wk-form4_1687296379.xml · nonDerivative · entry 1

Cunningham Everett · CIK 0001564777 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,121

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on June 15, 2023 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders

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June 15, 2023 Filed Jun 20, 2023 21:25 UTC
Bain LindaDirector
GrantStock Option (right to buy) · Derivative 12,787 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0001655759-23-000060 · wk-form4_1687296337.xml · derivative · entry 2

Bain Linda · CIK 0001578407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,787

Underlying: Common Stock · 12,787 shares

Expires 2033-06-14

F2 · derivative.exercise_date: This option award was granted on June 15, 2023. The shares underlying the award shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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June 15, 2023 Filed Jun 20, 2023 21:25 UTC
Bain LindaDirector
GrantCommon Stock 4,121 $0.00 $0.00
Disclosure

SEC source: 0001655759-23-000060 · wk-form4_1687296337.xml · nonDerivative · entry 1

Bain Linda · CIK 0001578407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,121

F1 · shares: The restricted stock units (each, an "RSU") were granted by the Issuer on June 15, 2023 and each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest in full on the earlier of June 15, 2024 or the first meeting of the board of directors of the Issuer held after the following annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.