Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2018 Filed Feb 9, 2021 01:48 UTC Amendment |
Mills Peter BDirector
|
PurchaseSeries H Convertible Preferred Stock · Derivative | 33 | $1,000.00 Strike: $0.33 | $33,000.00 |
DisclosureSEC source: 0001493152-21-003007 · ownership.xml · derivative · entry 9 Mills Peter B · CIK 0001376483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33 Underlying: Common Stock · 100,000 shares Expires not disclosed F5 · derivative.expiration_date: Not applicable Read SEC document |
| August 06, 2018 Filed Jan 27, 2021 23:34 UTC |
Jacobs JoshuaDirector
|
PurchaseSeries H Convertible Preferred Stock · Derivative | 30 | $1,000.00 Strike: $0.33 | $30,000.00 |
DisclosureSEC source: 0001493152-21-001928 · ownership.xml · derivative · entry 7 Jacobs Joshua · CIK 0001708216 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,909 Underlying: Common Stock · 90,909 shares Expires not disclosed F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 06, 2018 Filed Jan 27, 2021 23:34 UTC |
Jacobs JoshuaDirector
|
OtherConvertible Debenture · Derivative | 19,362 | $25,000.00 Strike: $1.29 | $484,050,000.00 |
DisclosureSEC source: 0001493152-21-001928 · ownership.xml · derivative · entry 6 Jacobs Joshua · CIK 0001708216 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,362 shares Expires 2019-06-30 Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:31 UTC |
Heckman James Charles JrDirector · Chief Executive Officer · 10% owner
|
PurchaseConvertible Debenture · Derivative | 774,473 | $1,000,000.00 Strike: $1.29 | $774,473,000,000.00 |
DisclosureSEC source: 0001144204-18-034816 · tv496722_4.xml · derivative · entry 1 Heckman James Charles Jr · CIK 0001689074 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,869,181 Underlying: Common Stock · 774,473 shares Expires 2019-06-30 Read SEC document |
| June 15, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
Purchase10% Convertible Debenture · Derivative | Not disclosed | $3,000,000.00 Strike: $1.29 | $3,000,000.00 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · derivative · entry 13 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1 Underlying: Common Stock · Not disclosed shares Expires not disclosed F5 · derivative.exercise_date: The 10% Convertible Debenture was convertible into common stock at any time, and had no expiration date. F5 · derivative.expiration_date: The 10% Convertible Debenture was convertible into common stock at any time, and had no expiration date. F6 · derivative.underlying_shares: The reported securities are subject to a conversion limitation that prohibits the Issuer from effecting a conversion of the reported securities into common stock if giving effect to the conversion would cause the holder to beneficially own in excess of 4.99% of the common stock (or, upon notice by the holder, in excess of 9.99% of the common stock). As beneficial owners of more than 10% of the common stock, the Reporting Persons are effectively barred from converting the reported securities into additional shares of common stock. Absent this conversion limitation, at the election of the Reporting Persons, the 5,600 shares of Series H Convertible Preferred Stock would be convertible into 16,969,677shares of the issuer's common stock. F2 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund LP (the "Fund"), a 10% owner of the issuer. Strome Investment Management, L.P. ("SIM") is the general partner of the Fund and may be deemed to beneficially own the reported securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Strome Group Inc. ("SG") is the general partner of SIM and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mark E. Strome is the President and CEO of SG and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. SIM, SG and Mr. Strome disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the securities. The Fund, the Living Trust, the Revocable Trust (see note 9 below), SIM, SG and Mr. Strome are hereby referred to as the "Reporting Persons". Read SEC document |
| June 15, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseWarrant (right to buy) · Derivative | 1 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · derivative · entry 12 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1 Underlying: Common Stock · 1,500,000 shares Expires 2023-06-13 F3 · derivative.exercise_price: The original exercise price of the Warrant was $1.19 per share. However, the terms of the Warrant requires that the exercise price of the Warrant be reduced, but not below $0.50 per share, in the event of a subsequent issuance of securities convertible into the common stock at a lower exercise price upon notice by the purchaser. Effective as of August 3, 2018, the Issuer issued shares of Series H Convertible Preferred Stock with an exercise price of $0.33 per share. Accordingly, the exercise price of the Warrants was reduced by the Issuer to $0.50 per share in accordance with the terms of the Warrant. No additional common stock is issuable upon exercise of the Warrant as a result of the amendment to the exercise price. F4 · price: In a private transaction between the Issuer and the Fund, in consideration for the issuance of the Warrant, the Fund surrendered a "true up" right under a securities purchase agreement, dated March 30, 2018, to purchase up to 500,000 additional shares of the Issuer's common stock at no cost under certain circumstances. F2 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund LP (the "Fund"), a 10% owner of the issuer. Strome Investment Management, L.P. ("SIM") is the general partner of the Fund and may be deemed to beneficially own the reported securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Strome Group Inc. ("SG") is the general partner of SIM and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mark E. Strome is the President and CEO of SG and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. SIM, SG and Mr. Strome disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the securities. The Fund, the Living Trust, the Revocable Trust (see note 9 below), SIM, SG and Mr. Strome are hereby referred to as the "Reporting Persons". Read SEC document |
| June 15, 2018 Filed Jan 27, 2021 23:34 UTC |
Jacobs JoshuaDirector
|
PurchaseConvertible Debenture · Derivative | 19,362 | $25,000.00 Strike: $1.29 | $484,050,000.00 |
DisclosureSEC source: 0001493152-21-001928 · ownership.xml · derivative · entry 5 Jacobs Joshua · CIK 0001708216 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,362 Underlying: Common Stock · 19,362 shares Expires 2019-06-30 Read SEC document |
| May 02, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 4,200 | $1.62 | $6,804.00 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 11 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,485,268 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| May 01, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 7,000 | $1.66 | $11,620.00 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 10 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,481,068 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| May 01, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 27,000 | $1.62 | $43,740.00 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 9 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,474,068 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| April 30, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 1,000 | $1.68 | $1,680.00 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 8 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,447,068 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| April 30, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 3,700 | $1.57 | $5,809.00 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 7 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,446,068 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| April 27, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 29,408 | $1.53 | $44,994.24 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 6 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,442,368 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| April 26, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 14,600 | $1.46 | $21,316.00 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 5 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,412,960 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| April 25, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 5,000 | $1.42 | $7,100.00 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 4 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,398,360 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| April 25, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 5,687 | $1.44 | $8,189.28 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 3 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,393,360 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| April 25, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 2,910 | $1.43 | $4,161.30 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 2 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,387,673 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| March 30, 2018 Filed Oct 4, 2018 22:02 UTC |
STROME MARK E10% owner
STROME MEZZANINE FUND, LP10% owner
|
PurchaseCommon Stock | 500,000 | $2.50 | $1,250,000.00 |
DisclosureSEC source: 0000899243-18-026229 · doc4.xml · nonDerivative · entry 1 STROME MARK E · CIK 0000919484 · 10% owner STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,384,763 F1 · ownership.nature: The reported securities are owned directly by Strome Living Trust (the "Living Trust"). Mark E. Strome is the trustee of the Living Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities. Read SEC document |
| February 20, 2018 Filed Jan 27, 2021 23:34 UTC |
Jacobs JoshuaDirector
|
GrantOptions to purchase · Derivative | 400,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001493152-21-001928 · ownership.xml · derivative · entry 4 Jacobs Joshua · CIK 0001708216 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2028-02-20 F2 · derivative.exercise_date: 200,000 vest after 12 months (from 5/23/18). 16,667 vest monthly for next 12 months. Read SEC document |
| February 20, 2018 Filed Jan 27, 2021 23:34 UTC |
Jacobs JoshuaDirector
|
GrantOptions to purchase · Derivative | 200,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001493152-21-001928 · ownership.xml · derivative · entry 3 Jacobs Joshua · CIK 0001708216 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2028-02-20 F1 · derivative.exercise_date: Grant vests 1/3 after first year. Balance monthly over next 2 years Read SEC document |
| January 28, 2018 Filed Feb 1, 2021 21:24 UTC |
Bailey David FDirector
|
GrantOptions to purchase · Derivative | 41,250 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001493152-21-002242 · ownership.xml · derivative · entry 5 Bailey David F · CIK 0001843661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,250 Underlying: Common Stock · 41,250 shares Expires 2028-01-28 F1 · derivative.exercise_date: 7,500 vest on 3/31/18, 11,250 on each of 6/30/18, 9/30/18 and 12/31/18. Read SEC document |
| January 02, 2018 Filed Dec 29, 2020 22:51 UTC |
Mills Peter BDirector
|
GrantOptions to purchase · Derivative | 45,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001493152-20-024493 · ownership.xml · derivative · entry 7 Mills Peter B · CIK 0001376483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2028-01-01 F1 · derivative.exercise_date: Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18. Read SEC document |
| January 02, 2018 Filed Feb 9, 2021 01:48 UTC Amendment |
Mills Peter BDirector
|
GrantOptions to purchase · Derivative | 45,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001493152-21-003007 · ownership.xml · derivative · entry 8 Mills Peter B · CIK 0001376483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2028-01-01 F1 · security: Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18. F1 · derivative.exercise_date: Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18. Read SEC document |
| January 01, 2018 Filed Feb 2, 2021 22:09 UTC |
Sen BaishaliDirector
|
GrantOptions to purchase · Derivative | 45,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001493152-21-002411 · ownership.xml · derivative · entry 6 Sen Baishali · CIK 0001843868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2028-01-01 F1 · derivative.exercise_date: Vests in equal monthly installments commencing on the last day of the calendar month in which the Grant was made and ending on the December 31 of such year. Read SEC document |
| December 05, 2017 Filed Dec 11, 2017 21:00 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 7,830 | $1.35 | $10,570.50 |
DisclosureSEC source: 0001144204-17-063120 · tv481161_4.xml · nonDerivative · entry 5 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,033,279 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| December 05, 2017 Filed Dec 11, 2017 21:00 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.37 | $6,850.00 |
DisclosureSEC source: 0001144204-17-063120 · tv481161_4.xml · nonDerivative · entry 4 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,025,449 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| December 05, 2017 Filed Dec 11, 2017 21:00 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $1.45 | $14,500.00 |
DisclosureSEC source: 0001144204-17-063120 · tv481161_4.xml · nonDerivative · entry 3 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,020,449 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| December 05, 2017 Filed Dec 11, 2017 21:00 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.51 | $7,550.00 |
DisclosureSEC source: 0001144204-17-063120 · tv481161_4.xml · nonDerivative · entry 2 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,010,449 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| December 05, 2017 Filed Dec 11, 2017 21:00 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 3,000 | $1.46 | $4,380.00 |
DisclosureSEC source: 0001144204-17-063120 · tv481161_4.xml · nonDerivative · entry 1 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,005,449 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| December 04, 2017 Filed Dec 11, 2017 20:58 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 14,125 | $1.52 | $21,470.00 |
DisclosureSEC source: 0001144204-17-063118 · tv481160_4.xml · nonDerivative · entry 4 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,002,449 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| December 04, 2017 Filed Dec 11, 2017 20:58 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 4,900 | $1.44 | $7,056.00 |
DisclosureSEC source: 0001144204-17-063118 · tv481160_4.xml · nonDerivative · entry 3 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,988,324 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| December 01, 2017 Filed Dec 11, 2017 20:58 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 9,000 | $1.57 | $14,130.00 |
DisclosureSEC source: 0001144204-17-063118 · tv481160_4.xml · nonDerivative · entry 2 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,983,424 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| December 01, 2017 Filed Dec 11, 2017 20:58 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 5,800 | $1.50 | $8,700.00 |
DisclosureSEC source: 0001144204-17-063118 · tv481160_4.xml · nonDerivative · entry 1 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,974,424 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| November 17, 2017 Filed Feb 2, 2021 22:09 UTC |
Sen BaishaliDirector
|
GrantOptions to purchase · Derivative | 7,500 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001493152-21-002411 · ownership.xml · derivative · entry 5 Sen Baishali · CIK 0001843868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2027-11-17 Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 20:26 UTC |
Mills Peter BDirector
|
GrantOption · Derivative | 45,000 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0001144204-17-035246 · v470202_4.xml · derivative · entry 1 Mills Peter B · CIK 0001376483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 45,000 shares Expires 2027-06-28 Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 20:21 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
GrantOption · Derivative | 45,000 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0001144204-17-035241 · v470204_4.xml · derivative · entry 1 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-06-28 Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 20:12 UTC |
LEVANDE ROBERTDirector
|
GrantOption · Derivative | 45,000 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0001144204-17-035229 · v470201_4.xml · derivative · entry 1 LEVANDE ROBERT · CIK 0001240092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 45,000 shares Expires 2027-06-28 Read SEC document |
| April 04, 2017 Filed Jun 9, 2017 19:36 UTC |
LEVANDE ROBERTDirector
|
PurchaseCommon Stock | 26,730 | $1.24 | $33,145.20 |
DisclosureSEC source: 0001144204-17-031940 · v468376_4.xml · nonDerivative · entry 1 LEVANDE ROBERT · CIK 0001240092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,427 Read SEC document |
| April 04, 2017 Filed Jun 9, 2017 19:34 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 26,730 | $1.24 | $33,145.20 |
DisclosureSEC source: 0001144204-17-031938 · v468375_4.xml · nonDerivative · entry 2 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,968,624 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| April 04, 2017 Filed Jun 9, 2017 19:34 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
PurchaseCommon Stock | 81,000 | $1.24 | $100,440.00 |
DisclosureSEC source: 0001144204-17-031938 · v468375_4.xml · nonDerivative · entry 1 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,941,894 F1 · ownership.direct: Includes 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| January 18, 2017 Filed Jun 9, 2017 19:38 UTC |
LEVANDE ROBERTDirector
|
GrantCommon Stock | 2,977 | $1.11 | $3,304.47 |
DisclosureSEC source: 0001144204-17-031944 · v468377_4.xml · nonDerivative · entry 1 LEVANDE ROBERT · CIK 0001240092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,697 Read SEC document |
| January 18, 2017 Filed Jun 9, 2017 19:29 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
GrantCommon Stock | 5,953 | $1.11 | $6,607.83 |
DisclosureSEC source: 0001144204-17-031933 · v468373_4.xml · nonDerivative · entry 1 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,860,894 F1 · ownership.direct: Includes 827,541 shares held by Christopher A Marlett Living Trust and 1,027,541 shares held by Christopher A Marlett IRA. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 20:07 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
GrantWarrant · Derivative | 584,803 | $0.00 Strike: $0.20 | $0.00 |
DisclosureSEC source: 0001144204-16-132385 · v452535_4.xml · derivative · entry 6 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 877,205 Underlying: Common Stock · 584,803 shares Expires 2021-11-04 F2 · ownership.nature: The record holder of these securities is MDB Capital Group LLC ("MDB"). The reporting person is the Chief Executive Officer of MDB. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be an admission of beneficial ownership of all the reported securities for purposes of Section 16 or any other purposes. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 20:07 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
GrantWarrant · Derivative | 292,402 | $0.00 Strike: $0.20 | $0.00 |
DisclosureSEC source: 0001144204-16-132385 · v452535_4.xml · derivative · entry 5 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,402 Underlying: Common Stock · 292,402 shares Expires 2021-11-04 Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 19:41 UTC |
LEVANDE ROBERTDirector
|
GrantWarrant · Derivative | 292,402 | $0.00 Strike: $0.20 | $0.00 |
DisclosureSEC source: 0001144204-16-132375 · v452544_4.xml · derivative · entry 5 LEVANDE ROBERT · CIK 0001240092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,402 Underlying: Common Stock · 292,402 shares Expires 2021-11-04 Read SEC document |
| November 04, 2016 Filed Jun 9, 2017 19:31 UTC Amendment |
MARLETT CHRISTOPHER ADirector · 10% owner
|
GrantWarrant · Derivative | 549,715 | $0.00 Strike: $0.20 | $0.00 |
DisclosureSEC source: 0001144204-17-031934 · v468374_4.xml · derivative · entry 1 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 842,117 Underlying: Common Stock · 549,715 shares Expires 2021-11-04 F1 · ownership.nature: The record owner of these securities is MDB Capital Group LLC ("MDB"). The reporting person is the Chief Executive Officer of MBD. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and inclusion of these securities in the report shall not be an admission of beneficial ownership for purposes of section 16 or any other purposes. Read SEC document |
| October 04, 2016 Filed Nov 8, 2016 20:07 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
GrantCommon Stock | 31,251 | $0.20 | $6,250.20 |
DisclosureSEC source: 0001144204-16-132385 · v452535_4.xml · nonDerivative · entry 4 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,854,941 F1 · balance_after: Include 827,541 shares held by Christopher A. Marlett Living Trust and 1,027,541 shares held by Christopher A. Marlett IRA. Read SEC document |
| October 04, 2016 Filed Nov 8, 2016 19:41 UTC |
LEVANDE ROBERTDirector
|
GrantCommon Stock | 15,625 | $0.20 | $3,125.00 |
DisclosureSEC source: 0001144204-16-132375 · v452544_4.xml · nonDerivative · entry 4 LEVANDE ROBERT · CIK 0001240092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 961,720 Read SEC document |
| July 11, 2016 Filed Nov 8, 2016 20:07 UTC |
MARLETT CHRISTOPHER ADirector · 10% owner
|
GrantCommon Stock | 39,063 | $0.16 | $6,250.08 |
DisclosureSEC source: 0001144204-16-132385 · v452535_4.xml · nonDerivative · entry 3 MARLETT CHRISTOPHER A · CIK 0000897744 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,823,690 Read SEC document |
| July 11, 2016 Filed Nov 8, 2016 19:41 UTC |
LEVANDE ROBERTDirector
|
GrantCommon Stock | 19,531 | $0.16 | $3,124.96 |
DisclosureSEC source: 0001144204-16-132375 · v452544_4.xml · nonDerivative · entry 3 LEVANDE ROBERT · CIK 0001240092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,095 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.