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Nasdaq · USD

ARCC

ARES CAPITAL CORP

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Tapewire entity
3377
SEC CIK
0001287750
Parsed reports
87

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202650
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2019 Filed Jun 21, 2019 17:00 UTC PurchaseCommon Stock 200 $18.00 $3,600.00
Disclosure

SEC source: 0001104659-19-037035 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,273

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

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June 10, 2019 Filed Jun 12, 2019 17:00 UTC PurchaseCommon Stock 4,500 $18.01 $81,045.00
Disclosure

SEC source: 0001104659-19-035087 · a4.xml · nonDerivative · entry 1

Kelly Daniel G Jr · CIK 0001674807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,945

F1 · balance_after: Includes 4,054 shares acquired under the Dividend Reinvestment Plan of Ares Capital Corporation not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 and 15,391 shares previously reported as indirectly held as Trustee for a revocable trust.

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May 20, 2019 Filed May 21, 2019 18:00 UTC PurchaseCommon Stock 200 $17.77 $3,554.00
Disclosure

SEC source: 0001104659-19-030874 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,073

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F2 · balance_after: Includes 273 shares acquired under the Dividend Reinvestment Plan of Ares Capital Corporation not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934.

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May 15, 2019 Filed May 16, 2019 17:00 UTC PurchaseCommon Stock 5,725 $17.61 $100,817.25
Disclosure

SEC source: 0001104659-19-030017 · a4.xml · nonDerivative · entry 2

Torre Bates Ann · CIK 0001065134 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 8,000

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May 15, 2019 Filed May 16, 2019 17:00 UTC PurchaseCommon Stock 4,000 $17.61 $70,440.00
Disclosure

SEC source: 0001104659-19-030017 · a4.xml · nonDerivative · entry 1

Torre Bates Ann · CIK 0001065134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

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May 13, 2019 Filed May 17, 2019 22:01 UTC PurchaseCommon Stock 5,640 $17.52 $98,812.80
Disclosure

SEC source: 0001104659-19-030338 · a4.xml · nonDerivative · entry 1

McKeever Steven B. · CIK 0001558236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,370

F1 · balance_after: Includes 3,430 shares acquired under the Dividend Reinvestment Plan of Ares Capital Corporation not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934.

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April 22, 2019 Filed Apr 23, 2019 17:00 UTC PurchaseCommon Stock 200 $17.32 $3,464.00
Disclosure

SEC source: 0001104659-19-023118 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

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March 20, 2019 Filed Mar 21, 2019 17:00 UTC PurchaseCommon Stock 200 $16.95 $3,390.00
Disclosure

SEC source: 0001104659-19-016614 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

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February 20, 2019 Filed Feb 22, 2019 17:00 UTC PurchaseCommon Stock 200 $17.12 $3,424.00
Disclosure

SEC source: 0001104659-19-010120 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

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January 22, 2019 Filed Jan 23, 2019 17:30 UTC PurchaseCommon Stock 200 $16.17 $3,234.00
Disclosure

SEC source: 0001104659-19-002996 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 17:00 UTC PurchaseCommon Stock 200 $15.40 $3,080.00
Disclosure

SEC source: 0001104659-18-074488 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

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December 14, 2018 Filed Dec 18, 2018 22:01 UTC
deVeer R. KippDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $16.02 $801,000.00
Disclosure

SEC source: 0001104659-18-073586 · a4.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.99 to $16.05, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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November 20, 2018 Filed Nov 21, 2018 17:00 UTC PurchaseCommon Stock 200 $17.08 $3,416.00
Disclosure

SEC source: 0001104659-18-069610 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

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November 20, 2018 Filed Nov 22, 2018 01:33 UTC
ROLL PENELOPE FChief Financial Officer
SaleCommon Stock 6,000 $16.76 $100,560.00
Disclosure

SEC source: 0001104659-18-069649 · a4.xml · nonDerivative · entry 1

ROLL PENELOPE F · CIK 0001205623 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 56,305

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.76 to $16.77, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These shares are held in a revocable trust for the benefit of the reporting person, the reporting person's spouse and the reporting person's children.

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October 22, 2018 Filed Oct 24, 2018 17:44 UTC PurchaseCommon Stock 200 $16.30 $3,260.00
Disclosure

SEC source: 0001104659-18-063698 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

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September 20, 2018 Filed Sep 21, 2018 17:00 UTC PurchaseCommon Stock 200 $17.18 $3,436.00
Disclosure

SEC source: 0001104659-18-058030 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,200

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:00 UTC PurchaseCommon Stock 990 $17.32 $17,146.80
Disclosure

SEC source: 0001104659-18-056690 · a4.xml · nonDerivative · entry 2

SIEGEL ERIC B · CIK 0001186797 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child

Disclosed balance after: 2,072

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September 12, 2018 Filed Sep 13, 2018 21:00 UTC PurchaseCommon Stock 6,000 $17.30 $103,800.00
Disclosure

SEC source: 0001104659-18-056690 · a4.xml · nonDerivative · entry 1

SIEGEL ERIC B · CIK 0001186797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,630

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August 29, 2018 Filed Aug 30, 2018 20:00 UTC PurchaseCommon Stock 9,000 $17.44 $156,960.00
Disclosure

SEC source: 0001104659-18-054570 · a4.xml · nonDerivative · entry 1

Torre Bates Ann · CIK 0001065134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.43 to $17.44, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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August 20, 2018 Filed Aug 21, 2018 16:59 UTC PurchaseCommon Stock 200 $17.36 $3,472.00
Disclosure

SEC source: 0001104659-18-053052 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 17:00 UTC PurchaseCommon Stock 200 $16.59 $3,318.00
Disclosure

SEC source: 0001104659-18-035119 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
April 23, 2018 Filed Apr 24, 2018 17:00 UTC PurchaseCommon Stock 200 $16.02 $3,204.00
Disclosure

SEC source: 0001104659-18-026210 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
March 26, 2018 Filed Apr 2, 2018 09:25 UTC PurchaseCommon Stock 200 $15.96 $3,192.00
Disclosure

SEC source: 0001104659-18-021642 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 21:00 UTC
Arougheti Michael JDirector · Executive Vice President
PurchaseCommon Stock 25,000 $15.60 $390,000.00
Disclosure

SEC source: 0001104659-18-018338 · a4.xml · nonDerivative · entry 1

Arougheti Michael J · CIK 0001304471 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984,535

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.59 to $15.61, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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February 26, 2018 Filed Feb 27, 2018 17:00 UTC PurchaseCommon Stock 200 $15.89 $3,178.00
Disclosure

SEC source: 0001104659-18-012855 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:00 UTC
ROLL PENELOPE FChief Financial Officer
PurchaseCommon Stock 3,000 $15.81 $47,430.00
Disclosure

SEC source: 0001104659-18-010416 · a4.xml · nonDerivative · entry 1

ROLL PENELOPE F · CIK 0001205623 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,147

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January 23, 2018 Filed Jan 24, 2018 17:00 UTC PurchaseCommon Stock 200 $16.21 $3,242.00
Disclosure

SEC source: 0001104659-18-003810 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 17:00 UTC PurchaseCommon Stock 200 $15.73 $3,146.00
Disclosure

SEC source: 0001104659-17-074889 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 17:00 UTC PurchaseCommon Stock 200 $16.32 $3,264.00
Disclosure

SEC source: 0001104659-17-070226 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 23:00 UTC PurchaseCommon Stock 8,365 $15.85 $132,585.25
Disclosure

SEC source: 0001104659-17-066707 · a4.xml · nonDerivative · entry 1

Arougheti Michael J · CIK 0001304471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,054

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October 25, 2017 Filed Oct 27, 2017 17:00 UTC PurchaseCommon Stock 200 $16.60 $3,320.00
Disclosure

SEC source: 0001104659-17-064385 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 17:00 UTC PurchaseCommon Stock 200 $15.77 $3,154.00
Disclosure

SEC source: 0001104659-17-058894 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 17:00 UTC PurchaseCommon Stock 200 $16.12 $3,224.00
Disclosure

SEC source: 0001104659-17-053687 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
July 24, 2017 Filed Jul 25, 2017 17:00 UTC PurchaseCommon Stock 200 $16.48 $3,296.00
Disclosure

SEC source: 0001104659-17-046834 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 17:01 UTC PurchaseCommon Stock 200 $16.21 $3,242.00
Disclosure

SEC source: 0001104659-17-041329 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 17:00 UTC PurchaseCommon Stock 200 $17.29 $3,458.00
Disclosure

SEC source: 0001104659-17-018087 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

Read SEC document
December 20, 2016 Filed Dec 21, 2016 17:01 UTC PurchaseCommon Stock 200 $16.00 $3,200.00
Disclosure

SEC source: 0001104659-16-163252 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 17:00 UTC PurchaseCommon Stock 200 $15.78 $3,156.00
Disclosure

SEC source: 0001104659-16-158644 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 17:00 UTC PurchaseCommon Stock 7,500 $15.33 $114,975.00
Disclosure

SEC source: 0001104659-16-155584 · a4.xml · nonDerivative · entry 1

Kelly Daniel G Jr · CIK 0001674807 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for the Wheeler-Kelly Family 2005 Trust

Disclosed balance after: 15,391

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.22 to $15.36, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
October 20, 2016 Filed Oct 21, 2016 17:00 UTC PurchaseCommon Stock 200 $15.37 $3,074.00
Disclosure

SEC source: 0001104659-16-151389 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 17:00 UTC PurchaseCommon Stock 200 $15.60 $3,120.00
Disclosure

SEC source: 0001104659-16-145926 · a4.xml · nonDerivative · entry 1

BARTLETT STEVE · CIK 0001288506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.