Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2017 Filed Oct 5, 2017 00:10 UTC |
Hadjadjeba LionelSVP, Chief Commercial Officer
|
GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-17-000040 · edgardoc.xml · nonDerivative · entry 1 Hadjadjeba Lionel · CIK 0001704865 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,172 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
| September 29, 2017 Filed Oct 5, 2017 00:06 UTC |
Kirkpatrick Andrew JSVP, Global Operations
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 56,800 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001138723-17-000038 · edgardoc.xml · derivative · entry 2 Kirkpatrick Andrew J · CIK 0001704812 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,800 Underlying: Common Stock · 56,800 shares Expires 2027-09-29 F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| September 29, 2017 Filed Oct 5, 2017 00:06 UTC |
Kirkpatrick Andrew JSVP, Global Operations
|
GrantCommon Stock | 22,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-17-000038 · edgardoc.xml · nonDerivative · entry 1 Kirkpatrick Andrew J · CIK 0001704812 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,883 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
| September 29, 2017 Filed Oct 5, 2017 00:00 UTC |
Nouri AlalehSVP, General Counsel &
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 72,500 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001138723-17-000036 · edgardoc.xml · derivative · entry 2 Nouri Alaleh · CIK 0001599418 · SVP, General Counsel & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 Underlying: Common Stock · 72,500 shares Expires 2027-09-29 F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| September 29, 2017 Filed Oct 5, 2017 00:00 UTC |
Nouri AlalehSVP, General Counsel &
|
GrantCommon Stock | 29,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-17-000036 · edgardoc.xml · nonDerivative · entry 1 Nouri Alaleh · CIK 0001599418 · SVP, General Counsel & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,525 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
| September 29, 2017 Filed Oct 4, 2017 23:55 UTC |
Waters KevinSVP, Chief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 113,750 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001138723-17-000034 · edgardoc.xml · derivative · entry 2 Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,750 Underlying: Common Stock · 113,750 shares Expires 2027-09-29 F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| September 29, 2017 Filed Oct 4, 2017 23:55 UTC |
Waters KevinSVP, Chief Financial Officer
|
GrantCommon Stock | 45,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-17-000034 · edgardoc.xml · nonDerivative · entry 1 Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,083 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
| September 29, 2017 Filed Oct 4, 2017 23:51 UTC |
LEVINE JOSHUAPresident & CEO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 312,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001138723-17-000032 · edgardoc.xml · derivative · entry 2 LEVINE JOSHUA · CIK 0001159917 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,000 Underlying: Common Stock · 312,000 shares Expires 2027-09-29 F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| September 29, 2017 Filed Oct 4, 2017 23:51 UTC |
LEVINE JOSHUAPresident & CEO
|
GrantCommon Stock | 133,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-17-000032 · edgardoc.xml · nonDerivative · entry 1 LEVINE JOSHUA · CIK 0001159917 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530,294 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
| September 29, 2017 Filed Jan 30, 2018 23:25 UTC |
Hamamatsu ShigeyukiVP, Finance and CAO
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-18-000006 · edgardoc.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · VP, Finance and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 20:49 UTC |
Nouri AlalehSVP, General Counsel &
|
Tax withholdingCommon Stock | 952 | $4.10 | $3,903.20 |
DisclosureSEC source: 0001138723-17-000028 · edgardoc.xml · nonDerivative · entry 1 Nouri Alaleh · CIK 0001599418 · SVP, General Counsel & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,525 F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:58 UTC |
Kirkpatrick Andrew JSVP, Global Operations
|
Tax withholdingCommon Stock | 8,205 | $4.75 | $38,973.75 |
DisclosureSEC source: 0001138723-17-000026 · edgardoc.xml · nonDerivative · entry 1 Kirkpatrick Andrew J · CIK 0001704812 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,183 F1 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of RSUs. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:54 UTC |
Waters KevinSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 15,502 | $4.75 | $73,634.50 |
DisclosureSEC source: 0001138723-17-000024 · edgardoc.xml · nonDerivative · entry 1 Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,583 F1 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of RSUs. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:47 UTC |
Nouri AlalehSVP, General Counsel &
|
Tax withholdingCommon Stock | 9,302 | $4.75 | $44,184.50 |
DisclosureSEC source: 0001138723-17-000022 · edgardoc.xml · nonDerivative · entry 1 Nouri Alaleh · CIK 0001599418 · SVP, General Counsel & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,477 F1 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of RSUs. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:42 UTC |
Londy KellyEVP Chief Operating Officer
|
Tax withholdingCommon Stock | 13,035 | $4.75 | $61,916.25 |
DisclosureSEC source: 0001138723-17-000020 · edgardoc.xml · nonDerivative · entry 1 Londy Kelly · CIK 0001533957 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,737 F1 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of RSUs. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:37 UTC |
LEVINE JOSHUAPresident & CEO
|
Tax withholdingCommon Stock | 37,205 | $4.75 | $176,723.75 |
DisclosureSEC source: 0001138723-17-000018 · edgardoc.xml · nonDerivative · entry 1 LEVINE JOSHUA · CIK 0001159917 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,397,294 F1 · shares: Represents shares of Common Stock that were withheld by the issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of RSUs. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:27 UTC |
Kirkpatrick Andrew JSVP, Global Operations
|
GrantCommon Stock | 2,500 | $3.49 | $8,712.50 |
DisclosureSEC source: 0001138723-17-000016 · edgardoc.xml · nonDerivative · entry 1 Kirkpatrick Andrew J · CIK 0001704812 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,388 F1 · kind: The shares purchased were through a qualified 423 (ESPP) plan. This transaction, although non-reportable, is being reported on a voluntary basis by the Company. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:22 UTC |
Hadjadjeba LionelSVP, Chief Commercial Officer
|
GrantCommon Stock | 2,500 | $3.49 | $8,712.50 |
DisclosureSEC source: 0001138723-17-000014 · edgardoc.xml · nonDerivative · entry 1 Hadjadjeba Lionel · CIK 0001704865 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,172 F1 · kind: The shares purchased were through a qualified 423 (ESPP) plan. This transaction, although non-reportable, is being reported on a voluntary basis by the Company. Read SEC document |
| May 01, 2017 Filed May 2, 2017 22:42 UTC |
Londy KellyEVP Chief Operating Officer
|
Tax withholdingCommon Stock | 4,783 | $4.40 | $21,045.20 |
DisclosureSEC source: 0001138723-17-000008 · edgardoc.xml · nonDerivative · entry 1 Londy Kelly · CIK 0001533957 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,772 F1 · price: A total of 4,783 shares were sold pursuant to a 10b5-1 Plan, at a sale price of $4.40 per share. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 21:52 UTC |
LEVINE JOSHUAPresident & CEO
|
Tax withholdingCommon Stock | 9,691 | $4.70 | $45,547.70 |
DisclosureSEC source: 0001138723-17-000006 · edgardoc.xml · nonDerivative · entry 1 LEVINE JOSHUA · CIK 0001159917 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,434,499 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 21:47 UTC |
Nouri AlalehSVP, General Counsel &
|
Tax withholdingCommon Stock | 2,844 | $4.70 | $13,366.80 |
DisclosureSEC source: 0001138723-17-000004 · edgardoc.xml · nonDerivative · entry 1 Nouri Alaleh · CIK 0001599418 · SVP, General Counsel & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,779 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 21:41 UTC |
Waters KevinSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 3,391 | $4.70 | $15,937.70 |
DisclosureSEC source: 0001138723-17-000002 · edgardoc.xml · nonDerivative · entry 1 Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,085 Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:23 UTC |
LEVINE JOSHUAPresident & CEO
|
Tax withholdingCommon Stock | 26,820 | $5.06 | $135,634.10 |
DisclosureSEC source: 0001138723-16-000138 · edgardoc.xml · nonDerivative · entry 2 LEVINE JOSHUA · CIK 0001159917 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,444,190 F2 · price: A total of 26,820 shares were sold pursuant to a 10b5-1 Plan, at an average sale price of $5.057205 per share. The actual sale price for the shares was: 7,730 shares at $5.075 and 19,090 shares at $5.05. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:40 UTC |
Waters KevinSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 3,449 | $5.06 | $17,457.46 |
DisclosureSEC source: 0001138723-16-000144 · edgardoc.xml · nonDerivative · entry 2 Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,476 F2 · price: A total of 3,449 shares were sold pursuant to a 10b5-1 Plan, at an average sale price of $5.061623 per share. The actual sale price for the shares was: 900 shares at $5.075 and 2,549 shares at $5.0569. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:23 UTC |
LEVINE JOSHUAPresident & CEO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 306,900 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001138723-16-000138 · edgardoc.xml · derivative · entry 3 LEVINE JOSHUA · CIK 0001159917 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,900 Underlying: Common Stock · 306,900 shares Expires 2026-11-30 F3 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:23 UTC |
LEVINE JOSHUAPresident & CEO
|
GrantCommon Stock | 122,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-16-000138 · edgardoc.xml · nonDerivative · entry 1 LEVINE JOSHUA · CIK 0001159917 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,471,010 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
| November 30, 2016 Filed Dec 3, 2016 00:06 UTC |
LAVIGNE LOUIS J JRDirector
|
GrantCommon Stock | 23,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-16-000150 · edgardoc.xml · nonDerivative · entry 1 LAVIGNE LOUIS J JR · CIK 0001214127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,441 F1 · kind: All of the restricted stock units vest one year from the vesting commencement date. F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:46 UTC |
DAVILA ELIZABETH HDirector
|
GrantCommon Stock | 23,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-16-000146 · edgardoc.xml · nonDerivative · entry 1 DAVILA ELIZABETH H · CIK 0001206971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,560 F1 · kind: All of the restricted stock units vest one year from the vesting commencement date. F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock. Read SEC document |
| November 30, 2016 Filed Dec 3, 2016 00:27 UTC |
WINGER DENNIS LDirector
|
GrantCommon Stock | 23,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-16-000156 · edgardoc.xml · nonDerivative · entry 1 WINGER DENNIS L · CIK 0001222645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,560 F1 · kind: All of the restricted stock units vest one year from the vesting commencement date. F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock. Read SEC document |
| November 30, 2016 Filed Dec 3, 2016 00:20 UTC |
WEISS ROBERT SDirector
|
GrantCommon Stock | 23,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-16-000154 · edgardoc.xml · nonDerivative · entry 1 WEISS ROBERT S · CIK 0001181959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,560 F1 · kind: All of the restricted stock units vest one year from the vesting commencement date. F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock. Read SEC document |
| November 30, 2016 Filed Dec 3, 2016 00:12 UTC |
PETTINGILL RICHARDDirector
|
GrantCommon Stock | 23,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-16-000152 · edgardoc.xml · nonDerivative · entry 1 PETTINGILL RICHARD · CIK 0001282997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,363 F1 · kind: All of the restricted stock units vest one year from the vesting commencement date. F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:52 UTC |
GOLDSTEIN JACKDirector
|
GrantCommon Stock | 23,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-16-000148 · edgardoc.xml · nonDerivative · entry 1 GOLDSTEIN JACK · CIK 0001230729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,660 F1 · kind: All of the restricted stock units vest one year from the vesting commencement date. F2 · shares: This grant is represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of ARAY common stock. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:40 UTC |
Waters KevinSVP, Chief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 95,500 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001138723-16-000144 · edgardoc.xml · derivative · entry 3 Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,500 Underlying: Common Stock · 95,500 shares Expires 2026-11-30 F3 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:40 UTC |
Waters KevinSVP, Chief Financial Officer
|
GrantCommon Stock | 38,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-16-000144 · edgardoc.xml · nonDerivative · entry 1 Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,925 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:35 UTC |
Nouri AlalehSVP, General Counsel &
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 53,900 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001138723-16-000142 · edgardoc.xml · derivative · entry 2 Nouri Alaleh · CIK 0001599418 · SVP, General Counsel & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,900 Underlying: Common Stock · 53,900 shares Expires 2026-11-30 F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:35 UTC |
Nouri AlalehSVP, General Counsel &
|
GrantCommon Stock | 21,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-16-000142 · edgardoc.xml · nonDerivative · entry 1 Nouri Alaleh · CIK 0001599418 · SVP, General Counsel & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,623 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:29 UTC |
Londy KellyEVP Chief Operating Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 110,200 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001138723-16-000140 · edgardoc.xml · derivative · entry 2 Londy Kelly · CIK 0001533957 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,200 Underlying: Common Stock · 110,200 shares Expires 2026-11-30 F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 23:29 UTC |
Londy KellyEVP Chief Operating Officer
|
GrantCommon Stock | 44,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-16-000140 · edgardoc.xml · nonDerivative · entry 1 Londy Kelly · CIK 0001533957 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,555 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:45 UTC |
WINGER DENNIS LDirector
|
Tax withholdingCommon Stock | 6,818 | $5.30 | $36,135.40 |
DisclosureSEC source: 0001138723-16-000136 · edgardoc.xml · nonDerivative · entry 1 WINGER DENNIS L · CIK 0001222645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,798 F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:40 UTC |
WEISS ROBERT SDirector
|
Tax withholdingCommon Stock | 6,818 | $5.30 | $36,135.40 |
DisclosureSEC source: 0001138723-16-000134 · edgardoc.xml · nonDerivative · entry 1 WEISS ROBERT S · CIK 0001181959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,798 F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:33 UTC |
PETTINGILL RICHARDDirector
|
Tax withholdingCommon Stock | 6,818 | $5.30 | $36,135.40 |
DisclosureSEC source: 0001138723-16-000132 · edgardoc.xml · nonDerivative · entry 1 PETTINGILL RICHARD · CIK 0001282997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,601 F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:26 UTC |
LAVIGNE LOUIS J JRDirector
|
Tax withholdingCommon Stock | 6,818 | $5.30 | $36,135.40 |
DisclosureSEC source: 0001138723-16-000130 · edgardoc.xml · nonDerivative · entry 1 LAVIGNE LOUIS J JR · CIK 0001214127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,679 F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:14 UTC |
GOLDSTEIN JACKDirector
|
Tax withholdingCommon Stock | 6,818 | $5.30 | $36,135.40 |
DisclosureSEC source: 0001138723-16-000128 · edgardoc.xml · nonDerivative · entry 1 GOLDSTEIN JACK · CIK 0001230729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,898 F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:02 UTC |
DAVILA ELIZABETH HDirector
|
Tax withholdingCommon Stock | 6,818 | $5.30 | $36,135.40 |
DisclosureSEC source: 0001138723-16-000126 · edgardoc.xml · nonDerivative · entry 1 DAVILA ELIZABETH H · CIK 0001206971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,798 F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:12 UTC |
Waters KevinSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 1,393 | $4.85 | $6,756.05 |
DisclosureSEC source: 0001138723-16-000124 · edgardoc.xml · nonDerivative · entry 1 Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,725 F1 · price: A total of 1,393 shares were sold at $4.85 per share to cover tax liability of RSU release pursuant to a 10b5-1 Plan. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:06 UTC |
Nouri AlalehSVP, General Counsel &
|
Tax withholdingCommon Stock | 6,753 | $4.85 | $32,752.05 |
DisclosureSEC source: 0001138723-16-000122 · edgardoc.xml · nonDerivative · entry 1 Nouri Alaleh · CIK 0001599418 · SVP, General Counsel & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,023 F1 · price: A total of 6,753 shares were sold at $4.85 per share to cover tax liability of RSU release pursuant to a 10b5-1 Plan. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:00 UTC |
Londy KellyEVP Chief Operating Officer
|
Tax withholdingCommon Stock | 12,742 | $4.87 | $61,993.65 |
DisclosureSEC source: 0001138723-16-000120 · edgardoc.xml · nonDerivative · entry 1 Londy Kelly · CIK 0001533957 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,455 F1 · price: A total of 12,742 shares were sold pursuant to a 10b5-1 Plan, at an average sale price of $4.865304 per share. The actual sale price for the shares was: 600 shares at $4.93; 400 shares at $4.90; 5,200 shares at $4.88; and 6,542 shares at $4.85. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:54 UTC |
LEVINE JOSHUAPresident & CEO
|
Tax withholdingCommon Stock | 74,506 | $4.85 | $361,145.48 |
DisclosureSEC source: 0001138723-16-000118 · edgardoc.xml · nonDerivative · entry 1 LEVINE JOSHUA · CIK 0001159917 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,348,210 F1 · price: A total of 74,506 shares were sold pursuant to a 10b5-1 Plan, at an average sale price of $4.84717 per share. The actual sale price for the shares was: 600 shares at $4.925; 500 shares at $4.90; 1,300 shares at $4.8625; 5,381 shares at $4.875; 700 shares at $4.80; 50,161 shares at $4.85; and 15,864 shares at $4.825. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 23:05 UTC |
Waters KevinSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 6,331 | $6.24 | $39,505.44 |
DisclosureSEC source: 0001138723-16-000116 · edgardoc.xml · nonDerivative · entry 1 Waters Kevin · CIK 0001653771 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,118 F1 · price: A total of 6,331 shares were sold at $6.24 per share to cover tax liability of RSU release pursuant to a 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.