Tapewire

Nasdaq · USD

ARAY

ACCURAY INC

Export transactions ↓
Tapewire entity
1170
SEC CIK
0001138723
Parsed reports
374

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2021 Filed Dec 2, 2021 22:00 UTC GrantCommon Stock 31,185 $4.81 $149,999.85
Disclosure

SEC source: 0001214659-21-012599 · marketforms-54461.xml · nonDerivative · entry 1

Scott Byron C · CIK 0001846712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,413

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/19/2022.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 22:00 UTC GrantCommon Stock 31,185 $4.81 $149,999.85
Disclosure

SEC source: 0001214659-21-012598 · marketforms-54456.xml · nonDerivative · entry 1

Hindman James M. · CIK 0001617615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,543

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/19/2022.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:59 UTC GrantCommon Stock 31,185 $4.81 $149,999.85
Disclosure

SEC source: 0001214659-21-012597 · marketforms-54459.xml · nonDerivative · entry 1

Nishimura Mika · CIK 0001848327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,398

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/19/2022.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:59 UTC GrantCommon Stock 31,185 $4.81 $149,999.85
Disclosure

SEC source: 0001214659-21-012595 · marketforms-54462.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,395

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/19/2022.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:58 UTC GrantCommon Stock 31,185 $4.81 $149,999.85
Disclosure

SEC source: 0001214659-21-012594 · marketforms-54457.xml · nonDerivative · entry 1

HUSS BEVERLY A · CIK 0001222352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,442

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/19/2022.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:25 UTC Tax withholdingCommon Stock 13,453 $5.32 $71,569.96
Disclosure

SEC source: 0001214659-21-012260 · marketforms-54386.xml · nonDerivative · entry 1

DAVILA ELIZABETH H · CIK 0001206971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,880

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:25 UTC Tax withholdingCommon Stock 8,152 $5.32 $43,368.64
Disclosure

SEC source: 0001214659-21-012259 · marketforms-54388.xml · nonDerivative · entry 1

Scott Byron C · CIK 0001846712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,228

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:20 UTC Tax withholdingCommon Stock 13,453 $5.32 $71,569.96
Disclosure

SEC source: 0001214659-21-012257 · marketforms-54390.xml · nonDerivative · entry 1

PETTINGILL RICHARD · CIK 0001282997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,683

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:20 UTC Tax withholdingCommon Stock 13,453 $5.32 $71,569.96
Disclosure

SEC source: 0001214659-21-012258 · marketforms-54387.xml · nonDerivative · entry 1

HUSS BEVERLY A · CIK 0001222352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,257

F1 · shares: These shares were forfeited due to a cash settlement election made by the director in the grant agreement.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:30 UTC PurchaseCommon Stock 9,000 $5.45 $49,047.30
Disclosure

SEC source: 0001214659-21-011354 · marketforms-54182.xml · nonDerivative · entry 1

Scott Byron C · CIK 0001846712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,380

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC
Spine PatrickSVP, Chief Admin Officer
SaleCommon Stock 5,494 $5.23 $28,733.62
Disclosure

SEC source: 0001214659-21-011154 · marketforms-54154.xml · nonDerivative · entry 1

Spine Patrick · CIK 0001756773 · SVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,961

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC SaleCommon Stock 23,440 $5.23 $122,591.20
Disclosure

SEC source: 0001214659-21-011153 · marketforms-54153.xml · nonDerivative · entry 1

Winter Suzanne C · CIK 0001405200 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,853

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC
Chew JesseSVP, General Counsel
SaleCommon Stock 8,342 $5.23 $43,628.66
Disclosure

SEC source: 0001214659-21-011152 · marketforms-54152.xml · nonDerivative · entry 1

Chew Jesse · CIK 0001756775 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,171

F1 · price: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 16:04 UTC
Green Brandon WVP, Interim CFO
GrantCommon Stock 30,060 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011054 · marketforms-54134.xml · nonDerivative · entry 1

Green Brandon W · CIK 0001881808 · VP, Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,390

Read SEC document
October 01, 2021 Filed Oct 4, 2021 17:15 UTC
Green Brandon WVP, Interim CFO
SaleCommon Stock 8,755 $3.95 $34,582.25
Disclosure

SEC source: 0001214659-21-010194 · marketforms-53958.xml · nonDerivative · entry 1

Green Brandon W · CIK 0001881808 · VP, Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,330

F1 · shares: This represents shares sold to cover the tax obligation for a Restricted Stock Unit vesting.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:20 UTC
LEVINE JOSHUADirector · CEO
SaleCommon Stock 15,741 $3.96 $62,334.36
Disclosure

SEC source: 0001214659-21-010202 · marketforms-53957.xml · nonDerivative · entry 1

LEVINE JOSHUA · CIK 0001159917 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088,480

F1 · shares: This represents shares sold to cover the tax obligation for a Restricted Stock Unit vesting.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:16 UTC
Hoge MichaelSenior VP Global Operations
GrantCommon Stock 75,949 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010200 · marketforms-53955.xml · nonDerivative · entry 2

Hoge Michael · CIK 0001825890 · Senior VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,553

F2 · shares: This represents a Performance Stock Unit grant with a performance end-date of 06/30/2024. The maximum payout potential is 150% and subject to continuous employment. The metrics weighting consisting of 75% company revenue and 25% EBIDTA Margin.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:16 UTC
Hoge MichaelSenior VP Global Operations
GrantCommon Stock 75,949 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010200 · marketforms-53955.xml · nonDerivative · entry 1

Hoge Michael · CIK 0001825890 · Senior VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,604

F1 · shares: This represents a Restricted Stock Unit grant with a grant date of 09/30/2021 that vest annually over three years from grant date.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:16 UTC
Chew JesseSVP, General Counsel
GrantCommon Stock 75,949 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010199 · marketforms-53953.xml · nonDerivative · entry 2

Chew Jesse · CIK 0001756775 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,513

F2 · shares: This represents a Performance Stock Unit grant with a performance end-date of 06/30/2024. The maximum payout potential is 150% and subject to continuous employment. The metrics weighting consisting of 75% company revenue and 25% EBIDTA Margin.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:16 UTC
Chew JesseSVP, General Counsel
GrantCommon Stock 75,949 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010199 · marketforms-53953.xml · nonDerivative · entry 1

Chew Jesse · CIK 0001756775 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,564

F1 · shares: This represents a Restricted Stock Unit grant with a grant date of 09/30/2021 that vest annually over three years from grant date.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:16 UTC
Spine PatrickSVP, Chief Admin Officer
GrantCommon Stock 56,962 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010196 · marketforms-53951.xml · nonDerivative · entry 2

Spine Patrick · CIK 0001756773 · SVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,455

F2 · shares: This represents a Performance Stock Unit grant with a performance end-date of 06/30/2024. The maximum payout potential is 150% and subject to continuous employment. The metrics weighting consisting of 75% company revenue and 25% EBIDTA Margin.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:16 UTC
Spine PatrickSVP, Chief Admin Officer
GrantCommon Stock 56,962 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010196 · marketforms-53951.xml · nonDerivative · entry 1

Spine Patrick · CIK 0001756773 · SVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,493

F1 · shares: This represents a Restricted Stock Unit grant with a grant date of 09/30/2021 that vest annually over three years from grant date.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:15 UTC GrantCommon Stock 126,582 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010193 · marketforms-53952.xml · nonDerivative · entry 2

Winter Suzanne C · CIK 0001405200 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677,293

F2 · shares: This represents a Performance Stock Unit grant with a performance end-date of 06/30/2024. The maximum payout potential is 150% and subject to continuous employment. The metrics weighting consisting of 75% company revenue and 25% EBIDTA Margin.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:15 UTC GrantCommon Stock 126,582 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010193 · marketforms-53952.xml · nonDerivative · entry 1

Winter Suzanne C · CIK 0001405200 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,711

F1 · shares: This represents a Restricted Stock Unit grant with a grant date of 09/30/2021 that vest annually over three years from grant date.

Read SEC document
September 30, 2021 Filed Oct 13, 2021 01:59 UTC Amendment
LEVINE JOSHUADirector · CEO
SaleCommon Stock 15,741 $3.96 $62,334.36
Disclosure

SEC source: 0001214659-21-010427 · marketforms-54000.xml · nonDerivative · entry 1

LEVINE JOSHUA · CIK 0001159917 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088,480

F2 · shares: The Reporting Person realized short-swing profits under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of sales of the Issuer's common stock reported herein being matched against previous purchases of the Issuer's common stock by the Reporting Person made in August 2021. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from such transaction.

F1 · price: This represents shares sold to cover the tax obligation for a Restricted Stock Unit vesting.

Read SEC document
September 29, 2021 Filed Nov 2, 2021 20:03 UTC
LEVINE JOSHUADirector · CEO
GrantCommon Stock 250,501 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011053 · marketforms-54133.xml · nonDerivative · entry 2

LEVINE JOSHUA · CIK 0001159917 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,589,482

F2 · shares: This represents a Performance Stock Unit grant on 10/29/21 with a performance end-date of 06/30/2024. The maximum payout potential is 150% and subject to continuous employment. The metrics weighting consisting of 75% company revenue and 25% EBIDTA Margin.

Read SEC document
September 29, 2021 Filed Nov 2, 2021 20:03 UTC
LEVINE JOSHUADirector · CEO
GrantCommon Stock 250,501 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011053 · marketforms-54133.xml · nonDerivative · entry 1

LEVINE JOSHUA · CIK 0001159917 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338,981

F1 · shares: This represents a Restricted Stock Unit grant on 10/29/21 that vest 1/3 annually over 3 years from grant date subject to continuous employment.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:25 UTC GrantCommon Stock 9,213 $4.07 $37,496.91
Disclosure

SEC source: 0001214659-21-009288 · marketforms-53708.xml · nonDerivative · entry 1

Nishimura Mika · CIK 0001848327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213

F1 · shares: This represents a Restricted Stock Unit grant that vest 100% on 11/20/2021.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:25 UTC
LEVINE JOSHUADirector · CEO
PurchaseCommon Stock 6,320 $3.62 $22,878.40
Disclosure

SEC source: 0001214659-21-008821 · marketforms-53621.xml · nonDerivative · entry 2

LEVINE JOSHUA · CIK 0001159917 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104,221

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:25 UTC
LEVINE JOSHUADirector · CEO
PurchaseCommon Stock 8,680 $3.63 $31,508.40
Disclosure

SEC source: 0001214659-21-008821 · marketforms-53621.xml · nonDerivative · entry 1

LEVINE JOSHUA · CIK 0001159917 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,901

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:20 UTC PurchaseCommon Stock 10,000 $3.65 $36,500.00
Disclosure

SEC source: 0001214659-21-008819 · marketforms-53619.xml · nonDerivative · entry 1

Scott Byron C · CIK 0001846712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,380

Read SEC document
August 16, 2021 Filed Aug 16, 2021 23:53 UTC PurchaseCommon Stock 17,500 $3.64 $63,700.00
Disclosure

SEC source: 0001214659-21-008720 · marketforms-53600.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,210

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:19 UTC
Winter Suzanne CPresident · Chief Commercial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 200,160 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001214659-21-007251 · marketforms-53341.xml · derivative · entry 1

Winter Suzanne C · CIK 0001405200 · President · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,160

Underlying: Common Stock · 200,160 shares

Expires 2031-06-30

F1 · derivative.exercise_date: This represents a performance stock option that is to vest annually over three years from grant date if specified performance metrics are met.

Read SEC document
May 03, 2021 Filed May 4, 2021 20:19 UTC
Spine PatrickSVP, Chief Admin Officer
SaleCommon Stock 1,420 $4.74 $6,730.80
Disclosure

SEC source: 0001214659-21-004885 · marketforms-52665.xml · nonDerivative · entry 1

Spine Patrick · CIK 0001756773 · SVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,531

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 00:10 UTC
Hoge MichaelSenior VP Global Operations
SaleCommon Stock 11,268 $5.52 $62,199.36
Disclosure

SEC source: 0001214659-21-002681 · marketforms-51702.xml · nonDerivative · entry 1

Hoge Michael · CIK 0001825890 · Senior VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,655

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 02:28 UTC GrantCommon Stock 20,380 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002042 · marketforms-51532.xml · nonDerivative · entry 1

Scott Byron C · CIK 0001846712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,380

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/20/2021.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:15 UTC PurchaseCommon Stock 20,000 $5.02 $100,400.00
Disclosure

SEC source: 0001214659-21-001130 · marketforms-51323.xml · nonDerivative · entry 1

WHITTERS JOSEPH E · CIK 0001186680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,710

Read SEC document
December 28, 2020 Filed Dec 29, 2020 21:10 UTC
LEVINE JOSHUADirector · President & CEO
OtherCommon Stock 42,046 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010732 · marketforms-50773.xml · nonDerivative · entry 1

LEVINE JOSHUA · CIK 0001159917 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,497

F1 · kind: Represents shares transferred pursuant to divorce settlement.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 02:41 UTC
LEVINE JOSHUADirector · President & CEO
SaleCommon Stock 15,674 $4.07 $63,804.15
Disclosure

SEC source: 0001138723-20-000113 · edgardoc.xml · nonDerivative · entry 2

LEVINE JOSHUA · CIK 0001159917 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,538

F2 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 22:22 UTC
Chew JesseSVP, General Counsel
SaleCommon Stock 559 $4.46 $2,493.14
Disclosure

SEC source: 0001138723-20-000105 · edgardoc.xml · nonDerivative · entry 1

Chew Jesse · CIK 0001756775 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,167

F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 16:16 UTC GrantCommon Stock 33,632 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000100 · edgardoc.xml · nonDerivative · entry 1

Le Grand Anne Bryce · CIK 0001818710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,053

F1 · shares: This represents a Restricted Stock Unit that vest 100% on 11/20/2021.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:42 UTC
Chew JesseSVP, General Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 94,936 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0001214659-20-010133 · marketforms-50522.xml · derivative · entry 2

Chew Jesse · CIK 0001756775 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,936

Underlying: Common Stock · 94,936 shares

Expires 2030-11-30

F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:42 UTC
Chew JesseSVP, General Counsel
GrantCommon Stock 50,448 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010133 · marketforms-50522.xml · nonDerivative · entry 1

Chew Jesse · CIK 0001756775 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,615

F1 · shares: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:41 UTC
LEVINE JOSHUADirector · President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 527,426 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0001138723-20-000113 · edgardoc.xml · derivative · entry 3

LEVINE JOSHUA · CIK 0001159917 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,426

Underlying: Common Stock · 527,426 shares

Expires 2030-11-30

F3 · derivative.exercise_date: 25% of the shares subject to such Option shall vest and be exercisable on the one-year anniversary of the Grant Date and an additional 1/48th of the original number of shares subject to such Option shall vest on the corresponding date of each month thereafter, subject to the applicable Grantee continuing to be a service provider through each such date.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:41 UTC
LEVINE JOSHUADirector · President & CEO
GrantCommon Stock 280,269 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000113 · edgardoc.xml · nonDerivative · entry 1

LEVINE JOSHUA · CIK 0001159917 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045,212

F1 · shares: Fiscal year 2021 Performance award with two Performance Measurement Periods The first represents 40% of the grant and is from 7/1/2020 to 6/30/2021. The second represents 60% and is from 7/1/2021 to 06/30/2022. If the metrics are met for the first performance period vesting will commence quarterly beginning 9/30/2021 and ending 06/30/2023. If the metrics are met for the second performance period vesting will commence quarterly beginning 09/30/2022 and ending 06/30/2023.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:39 UTC
Hoge MichaelSenior VP Global Operations
GrantNon-Qualified Stock Option (right to buy) · Derivative 94,936 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0001214659-20-010132 · marketforms-50523.xml · derivative · entry 2

Hoge Michael · CIK 0001825890 · Senior VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,936

Underlying: Common Stock · 94,936 shares

Expires 2030-11-30

F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:39 UTC
Hoge MichaelSenior VP Global Operations
GrantCommon Stock 50,448 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010132 · marketforms-50523.xml · nonDerivative · entry 1

Hoge Michael · CIK 0001825890 · Senior VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,923

F1 · shares: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:38 UTC
Winter Suzanne CSVP & Chief Commercial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 137,130 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0001138723-20-000111 · edgardoc.xml · derivative · entry 2

Winter Suzanne C · CIK 0001405200 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,130

Underlying: Common Stock · 137,130 shares

Expires 2030-11-30

F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:38 UTC
Winter Suzanne CSVP & Chief Commercial Officer
GrantCommon Stock 72,869 $0.00 $0.00
Disclosure

SEC source: 0001138723-20-000111 · edgardoc.xml · nonDerivative · entry 1

Winter Suzanne C · CIK 0001405200 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,129

F1 · shares: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:37 UTC
Spine PatrickSVP, Chief Admin Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 94,936 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0001138723-20-000110 · edgardoc.xml · derivative · entry 2

Spine Patrick · CIK 0001756773 · SVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,936

Underlying: Common Stock · 94,936 shares

Expires 2030-11-30

F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.