Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2021 Filed Mar 3, 2021 22:18 UTC |
Merrill JuddChief Financial Officer
|
Exercise / conversionCommon Stock | 46,725 | $1.88 | $87,843.00 |
DisclosureSEC source: 0001437749-21-004870 · rdgdoc.xml · nonDerivative · entry 3 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:17 UTC |
Cotton StephenDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 187,461 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001437749-21-004869 · rdgdoc.xml · derivative · entry 6 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,971,680 Underlying: Common Stock · 187,461 shares Expires 2021-07-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: These stock options were scheduled to expire July 2021. F2 · balance_after: Includes 840,000 options and 2,131,680 RSUs. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:17 UTC |
Cotton StephenDirector · Chief Executive Officer
|
SaleCommon Stock | 187,461 | $5.02 | $941,054.22 |
DisclosureSEC source: 0001437749-21-004869 · rdgdoc.xml · nonDerivative · entry 4 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092,873 Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:17 UTC |
Cotton StephenDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 187,461 | $1.88 | $352,426.68 |
DisclosureSEC source: 0001437749-21-004869 · rdgdoc.xml · nonDerivative · entry 3 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 16:20 UTC |
Yosufzai S. ShariqDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 38,603 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001437749-21-004998 · rdgdoc.xml · derivative · entry 4 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,503 Underlying: Common Stock · 38,603 shares Expires 2023-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 6,503 RSUs Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 16:20 UTC |
Yosufzai S. ShariqDirector
|
SaleCommon Stock | 150,000 | $4.80 | $720,000.00 |
DisclosureSEC source: 0001437749-21-004998 · rdgdoc.xml · nonDerivative · entry 3 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,107 Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 16:20 UTC |
Yosufzai S. ShariqDirector
|
SaleCommon Stock | 38,603 | $4.80 | $185,294.40 |
DisclosureSEC source: 0001437749-21-004998 · rdgdoc.xml · nonDerivative · entry 2 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,107 Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 16:20 UTC |
Yosufzai S. ShariqDirector
|
Exercise / conversionCommon Stock | 38,603 | $3.93 | $151,709.79 |
DisclosureSEC source: 0001437749-21-004998 · rdgdoc.xml · nonDerivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:18 UTC |
Merrill JuddChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,973 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001437749-21-004870 · rdgdoc.xml · derivative · entry 5 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,633 Underlying: Common Stock · 9,973 shares Expires 2021-07-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: These stock options were scheduled to expire in July 2021. F1 · balance_after: Includes 146,725 options and 752,908 RSUs. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:18 UTC |
Merrill JuddChief Financial Officer
|
SaleCommon Stock | 9,973 | $5.15 | $51,360.95 |
DisclosureSEC source: 0001437749-21-004870 · rdgdoc.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,841 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:18 UTC |
Merrill JuddChief Financial Officer
|
Exercise / conversionCommon Stock | 9,973 | $1.88 | $18,749.24 |
DisclosureSEC source: 0001437749-21-004870 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:17 UTC |
Cotton StephenDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001437749-21-004869 · rdgdoc.xml · derivative · entry 5 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,159,141 Underlying: Common Stock · 45,000 shares Expires 2021-07-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: These stock options were scheduled to expire July 2021. F1 · balance_after: Includes 1,027,461 options and 2,131,680 RSUs. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:17 UTC |
Cotton StephenDirector · Chief Executive Officer
|
SaleCommon Stock | 45,000 | $5.15 | $231,750.00 |
DisclosureSEC source: 0001437749-21-004869 · rdgdoc.xml · nonDerivative · entry 2 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092,873 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:17 UTC |
Cotton StephenDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 45,000 | $1.88 | $84,600.00 |
DisclosureSEC source: 0001437749-21-004869 · rdgdoc.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 18:28 UTC |
Yosufzai S. ShariqDirector
|
GrantRestricted Stock Units · Derivative | 6,503 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000157 · rdgdoc.xml · derivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,106 Underlying: Common Shares · 6,503 shares Expires not disclosed F1 · shares: Represents 6,503 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021. F1 · derivative.exercise_date: Represents 6,503 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021. F1 · derivative.expiration_date: Represents 6,503 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021. F2 · balance_after: Includes 38,603 options and 6,503 RSUs. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:26 UTC |
DIVITO VINCENT LDirector
|
GrantRestricted Stock Units · Derivative | 4,335 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000154 · rdgdoc.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,514 Underlying: Common Shares · 4,335 shares Expires not disclosed F1 · shares: Represents 4,335 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021. F1 · derivative.exercise_date: Represents 4,335 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021. F1 · derivative.expiration_date: Represents 4,335 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021. F2 · balance_after: Includes 54,179 options and 4,335 RSUs. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:05 UTC |
Merrill JuddChief Financial Officer
|
SaleCommon Shares | 41,773 | $3.36 | $140,357.28 |
DisclosureSEC source: 0001437749-21-000166 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,841 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:04 UTC |
Cotton StephenDirector · Chief Executive Officer
|
SaleCommon Shares | 69,874 | $3.36 | $234,776.64 |
DisclosureSEC source: 0001437749-21-000164 · rdgdoc.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092,873 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:02 UTC |
Cotton StephenDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 969,828 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-025643 · rdgdoc.xml · derivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840,346 Underlying: Common Shares · 969,828 shares Expires not disclosed F1 · kind: Represents 969,828 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2020 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.exercise_date: Represents 969,828 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2020 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.expiration_date: Represents 969,828 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2020 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 1,072,461 options and 2,767,885 RSUs. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:00 UTC |
Merrill JuddChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 323,276 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-025641 · rdgdoc.xml · derivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,370 Underlying: Common Shares · 323,276 shares Expires not disclosed F1 · kind: Represents 323,276 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2020 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.exercise_date: Represents 323,276 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2020 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.expiration_date: Represents 323,276 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2020 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 156,698 options and 974,672 RSUs. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 18:38 UTC |
Yosufzai S. ShariqDirector
|
GrantRestricted Stock Units · Derivative | 24,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000122 · wf-form4_160159192071152.xml · derivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,328 Underlying: Common Shares · 24,725 shares Expires not disclosed F1 · shares: Represents 24,725 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2020. F1 · derivative.exercise_date: Represents 24,725 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2020. F1 · derivative.expiration_date: Represents 24,725 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2020. F2 · balance_after: Includes 38,603 options and 24,725 RSUs Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 22:39 UTC |
DIVITO VINCENT LDirector
|
GrantRestricted Stock Units · Derivative | 16,484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000123 · wf-form4_160159193992167.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,663 Underlying: Common Shares · 16,484 shares Expires not disclosed F1 · shares: Represents 16,484 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2020. F1 · derivative.exercise_date: Represents 16,484 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2020. F1 · derivative.expiration_date: Represents 16,484 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2020. F2 · balance_after: Includes 54,179 options and 16,484 RSUs. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 20:36 UTC |
Cotton StephenDirector · Chief Executive Officer
|
PurchaseCommon Shares | 721 | $1.04 | $749.84 |
DisclosureSEC source: 0001621832-20-000119 · wf-form4_159709177190122.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,071 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 20:36 UTC |
Merrill JuddChief Financial Officer
|
PurchaseCommon Shares | 481 | $1.04 | $500.24 |
DisclosureSEC source: 0001621832-20-000118 · wf-form4_159709175200001.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,048 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| July 24, 2020 Filed Jul 27, 2020 21:53 UTC |
Merrill JuddChief Financial Officer
|
PurchaseCommon Shares | 446 | $1.12 | $499.52 |
DisclosureSEC source: 0001621832-20-000108 · wf-form4_159588677574990.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,567 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| July 24, 2020 Filed Jul 27, 2020 21:52 UTC |
Cotton StephenDirector · Chief Executive Officer
|
PurchaseCommon Shares | 670 | $1.12 | $750.40 |
DisclosureSEC source: 0001621832-20-000107 · wf-form4_159588675690298.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,350 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 20:29 UTC |
Merrill JuddChief Financial Officer
|
PurchaseCommon Shares | 450 | $1.11 | $499.50 |
DisclosureSEC source: 0001621832-20-000104 · wf-form4_159475854397525.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,121 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 20:29 UTC |
Cotton StephenDirector · Chief Executive Officer
|
PurchaseCommon Shares | 676 | $1.11 | $750.36 |
DisclosureSEC source: 0001621832-20-000103 · wf-form4_159475852641170.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,680 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 22:22 UTC |
Merrill JuddChief Financial Officer
|
SaleCommon Shares | 61,445 | $1.15 | $70,661.75 |
DisclosureSEC source: 0001621832-20-000100 · wf-form4_159416050771870.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,671 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 22:21 UTC |
Cotton StephenDirector · Chief Executive Officer
|
SaleCommon Shares | 169,606 | $1.15 | $195,046.90 |
DisclosureSEC source: 0001621832-20-000099 · wf-form4_159416048972894.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,004 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 18:10 UTC |
Yosufzai S. ShariqDirector
|
GrantRestricted Stock Units · Derivative | 18,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000095 · wf-form4_159407342848078.xml · derivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,353 Underlying: Common Shares · 18,750 shares Expires not disclosed F1 · shares: Represents 18,353 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2020. F1 · derivative.exercise_date: Represents 18,353 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2020. F1 · derivative.expiration_date: Represents 18,353 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2020. F2 · balance_after: Includes 38,603 options and 18,750 RSUs. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:11 UTC |
DIVITO VINCENT LDirector
|
GrantRestricted Stock Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000096 · wf-form4_159407344924581.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,679 Underlying: Common Shares · 12,500 shares Expires not disclosed F1 · shares: Represents 12,500 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2020. F1 · derivative.exercise_date: Represents 12,500 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2020. F1 · derivative.expiration_date: Represents 12,500 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2020. F2 · balance_after: Includes 54,179 options and 12,500 RSUs. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 12:55 UTC |
Cotton StephenDirector · Chief Executive Officer
|
PurchaseCommon Shares | 682 | $1.10 | $750.20 |
DisclosureSEC source: 0001621832-20-000090 · wf-form4_159343531970580.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,933 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3(d) Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 12:55 UTC |
Merrill JuddChief Financial Officer
|
PurchaseCommon Shares | 455 | $1.10 | $500.50 |
DisclosureSEC source: 0001621832-20-000089 · wf-form4_159343529965978.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,550 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3(d) Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 21:32 UTC |
DIVITO VINCENT LDirector
|
PurchaseCommon Shares | 1,000 | $1.01 | $1,010.00 |
DisclosureSEC source: 0001621832-20-000086 · wf-form4_159251592020613.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,884 Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 21:34 UTC |
Cotton StephenDirector · Chief Executive Officer
|
PurchaseCommon Shares | 872 | $0.86 | $749.92 |
DisclosureSEC source: 0001621832-20-000084 · wf-form4_159225685030000.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,251 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| June 09, 2020 Filed Jun 9, 2020 21:51 UTC |
Merrill JuddChief Financial Officer
|
PurchaseCommon Shares | 2,400 | $1.05 | $2,520.00 |
DisclosureSEC source: 0001621832-20-000082 · wf-form4_159173948789842.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,095 Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 21:15 UTC |
Cotton StephenDirector · Chief Executive Officer
|
PurchaseCommon Shares | 50,069 | $0.87 | $43,560.03 |
DisclosureSEC source: 0001621832-20-000080 · wf-form4_159165088839587.xml · nonDerivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,379 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 21:51 UTC |
Merrill JuddChief Financial Officer
|
PurchaseCommon Shares | 100 | $0.87 | $87.00 |
DisclosureSEC source: 0001621832-20-000082 · wf-form4_159173948789842.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,695 Read SEC document |
| May 19, 2020 Filed May 21, 2020 00:21 UTC |
Cotton StephenDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 1,316,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000078 · wf-form4_159002048351672.xml · derivative · entry 1 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,870,518 Underlying: Common Shares · 1,316,250 shares Expires not disclosed F1 · kind: Represents 1,316,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.exercise_date: Represents 1,316,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.expiration_date: Represents 1,316,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 1,072,461 options and 1,798,057 RSUs. Read SEC document |
| May 19, 2020 Filed May 21, 2020 00:21 UTC |
Merrill JuddChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 497,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000077 · wf-form4_159002046109710.xml · derivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,094 Underlying: Common Shares · 497,250 shares Expires not disclosed F1 · kind: Represents 497,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.exercise_date: Represents 497,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.expiration_date: Represents 497,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 156,698 options and 651,396 RSUs. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 19:12 UTC |
Yosufzai S. ShariqDirector
|
GrantRestricted Stock Units · Derivative | 54,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000050 · wf-form4_158621472547716.xml · derivative · entry 2 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,878 Underlying: Common Shares · 54,878 shares Expires not disclosed F2 · kind: Represents 54,878 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. F2 · derivative.exercise_date: Represents 54,878 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. F2 · derivative.expiration_date: Represents 54,878 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 19:12 UTC |
Yosufzai S. ShariqDirector
|
Disposition to issuerStock Options · Derivative | 45,504 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001621832-20-000050 · wf-form4_158621472547716.xml · derivative · entry 1 Yosufzai S. Shariq · CIK 0001739726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 45,504 shares Expires 2024-05-03 F1 · kind: On April 2,2020, the issuer and reporting person agreed to the cancellation of 45,504 options held by reporting person. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 23:13 UTC |
DIVITO VINCENT LDirector
|
GrantRestricted Stock Units · Derivative | 36,585 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000052 · wf-form4_158621476807470.xml · derivative · entry 2 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,585 Underlying: Common Shares · 36,585 shares Expires not disclosed F2 · kind: Represents 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. F2 · derivative.exercise_date: Represents 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. F2 · derivative.expiration_date: Represents 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 23:13 UTC |
DIVITO VINCENT LDirector
|
Disposition to issuerStock Options · Derivative | 36,403 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001621832-20-000052 · wf-form4_158621476807470.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 36,403 shares Expires 2024-05-03 F1 · kind: On April 2,2020, the issuer and reporting person agreed to the cancellation of 30,336 options held by reporting person. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 19:13 UTC |
KAPOOR SUSHILDirector
|
GrantRestricted Stock Units · Derivative | 36,585 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000053 · wf-form4_158621478937892.xml · derivative · entry 2 KAPOOR SUSHIL · CIK 0001274227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,585 Underlying: Common Shares · 36,585 shares Expires not disclosed F2 · kind: Includes 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. F2 · derivative.exercise_date: Includes 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. F2 · derivative.expiration_date: Includes 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 19:13 UTC |
KAPOOR SUSHILDirector
|
Disposition to issuerStock Options · Derivative | 30,336 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001621832-20-000053 · wf-form4_158621478937892.xml · derivative · entry 1 KAPOOR SUSHIL · CIK 0001274227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,336 shares Expires 2024-05-03 F1 · kind: On April 2,2020, the issuer and reporting person agreed to the cancellation of 30,336 options held by reporting person. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 23:12 UTC |
Gibson Gayle JDirector
|
GrantRestricted Stock Units · Derivative | 36,585 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000051 · wf-form4_158621474688699.xml · derivative · entry 2 Gibson Gayle J · CIK 0001766804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,585 Underlying: Common Shares · 36,585 shares Expires not disclosed F2 · kind: Includes 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. F2 · derivative.exercise_date: Includes 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. F2 · derivative.expiration_date: Includes 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 23:12 UTC |
Gibson Gayle JDirector
|
Disposition to issuerStock Options · Derivative | 30,336 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001621832-20-000051 · wf-form4_158621474688699.xml · derivative · entry 1 Gibson Gayle J · CIK 0001766804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,336 shares Expires 2024-05-03 F1 · kind: On April 2,2020, the issuer and reporting person agreed to the cancellation of 30,336 options held by reporting person. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 23:40 UTC |
Cotton StephenDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 371,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000042 · wf-form4_158517958532856.xml · derivative · entry 6 Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517,416 Underlying: Common Shares · 371,250 shares Expires not disclosed F7 · kind: Represents 371,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F7 · derivative.exercise_date: Represents 371,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F7 · derivative.expiration_date: Represents 371,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F8 · balance_after: Includes 1,072,461 options and 444,955 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.