Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2023 Filed Jun 2, 2023 20:44 UTC |
Niederhuber JohnDirector
|
GrantRestricted Stock Unit · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033835 · doc4.xml · derivative · entry 3 Niederhuber John · CIK 0001501240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 3,571 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant. F3 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant. Read SEC document |
| June 02, 2023 Filed Jun 2, 2023 20:43 UTC |
Abdun-Nabi DanielDirector
|
GrantRestricted Stock Unit · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033830 · doc4.xml · derivative · entry 3 Abdun-Nabi Daniel · CIK 0001380187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 3,571 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant. F3 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant. Read SEC document |
| June 02, 2023 Filed Jun 2, 2023 20:41 UTC |
Harsanyi ZsoltDirector
|
GrantRestricted Stock Unit · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033828 · doc4.xml · derivative · entry 3 Harsanyi Zsolt · CIK 0001380184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 3,571 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant. F3 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:46 UTC |
Kunz Barbara LopezDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033841 · doc4.xml · derivative · entry 2 Kunz Barbara Lopez · CIK 0001679970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298 Underlying: Common Stock · 297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:46 UTC |
Kunz Barbara LopezDirector
|
Exercise / conversionCommon Stock | 297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-033841 · doc4.xml · nonDerivative · entry 1 Kunz Barbara Lopez · CIK 0001679970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:48 UTC |
Grant Grady IIIDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033846 · doc4.xml · derivative · entry 2 Grant Grady III · CIK 0001679966 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298 Underlying: Common Stock · 297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:48 UTC |
Grant Grady IIIDirector
|
Exercise / conversionCommon Stock | 297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-033846 · doc4.xml · nonDerivative · entry 1 Grant Grady III · CIK 0001679966 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:44 UTC |
Niederhuber JohnDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033835 · doc4.xml · derivative · entry 2 Niederhuber John · CIK 0001501240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298 Underlying: Common Stock · 297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:44 UTC |
Niederhuber JohnDirector
|
Exercise / conversionCommon Stock | 297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-033835 · doc4.xml · nonDerivative · entry 1 Niederhuber John · CIK 0001501240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:43 UTC |
Abdun-Nabi DanielDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033830 · doc4.xml · derivative · entry 2 Abdun-Nabi Daniel · CIK 0001380187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298 Underlying: Common Stock · 297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:43 UTC |
Abdun-Nabi DanielDirector
|
Exercise / conversionCommon Stock | 297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-033830 · doc4.xml · nonDerivative · entry 1 Abdun-Nabi Daniel · CIK 0001380187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:41 UTC |
Harsanyi ZsoltDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033828 · doc4.xml · derivative · entry 2 Harsanyi Zsolt · CIK 0001380184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298 Underlying: Common Stock · 297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:41 UTC |
Harsanyi ZsoltDirector
|
Exercise / conversionCommon Stock | 297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-033828 · doc4.xml · nonDerivative · entry 1 Harsanyi Zsolt · CIK 0001380184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:39 UTC |
Kwon SoYoungSVP, GC, BD & Corp Affairs
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033823 · doc4.xml · derivative · entry 2 Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,833 Underlying: Common Stock · 1,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on May 31, 2022. F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on May 31, 2022. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:39 UTC |
Kwon SoYoungSVP, GC, BD & Corp Affairs
|
Exercise / conversionCommon Stock | 1,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-033823 · doc4.xml · nonDerivative · entry 1 Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| March 04, 2023 Filed Mar 7, 2023 21:41 UTC |
Taylor DaphneSVP, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016783 · doc4.xml · derivative · entry 4 Taylor Daphne · CIK 0001393549 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,167 Underlying: Common Stock · 1,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F4 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 4,750 RSUs, vesting in three approximately equal annual installments beginning on March 4, 2023. F4 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 4,750 RSUs, vesting in three approximately equal annual installments beginning on March 4, 2023. Read SEC document |
| March 04, 2023 Filed Mar 7, 2023 21:41 UTC |
Taylor DaphneSVP, CFO
|
Exercise / conversionCommon Stock | 1,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-016783 · doc4.xml · nonDerivative · entry 1 Taylor Daphne · CIK 0001393549 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:42 UTC |
Kwon SoYoungSVP, GC, BD & Corp Affairs
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-23-016786 · doc4.xml · derivative · entry 4 Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2033-03-02 F4 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on March 2, 2024. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:42 UTC |
Kwon SoYoungSVP, GC, BD & Corp Affairs
|
GrantRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016786 · doc4.xml · derivative · entry 3 Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on March 2, 2024. F3 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on March 2, 2024. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:42 UTC |
Kwon SoYoungSVP, GC, BD & Corp Affairs
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016786 · doc4.xml · derivative · entry 2 Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,334 Underlying: Common Stock · 3,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023. F2 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:42 UTC |
Kwon SoYoungSVP, GC, BD & Corp Affairs
|
Exercise / conversionCommon Stock | 3,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-016786 · doc4.xml · nonDerivative · entry 1 Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:44 UTC |
Lamothe Jeffrey G.EVP, COO
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-23-016789 · doc4.xml · derivative · entry 4 Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2033-03-02 F4 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on March 2, 2024. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:44 UTC |
Lamothe Jeffrey G.EVP, COO
|
GrantRestricted Stock Unit · Derivative | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016789 · doc4.xml · derivative · entry 3 Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on March 2, 2024. F3 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on March 2, 2024. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:44 UTC |
Lamothe Jeffrey G.EVP, COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016789 · doc4.xml · derivative · entry 2 Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,334 Underlying: Common Stock · 3,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023. F2 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:44 UTC |
Lamothe Jeffrey G.EVP, COO
|
Exercise / conversionCommon Stock | 3,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-016789 · doc4.xml · nonDerivative · entry 1 Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:41 UTC |
Taylor DaphneSVP, CFO
|
GrantRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016783 · doc4.xml · derivative · entry 3 Taylor Daphne · CIK 0001393549 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on March 2, 2024. F3 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on March 2, 2024. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:41 UTC |
Taylor DaphneSVP, CFO
|
GrantStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-23-016783 · doc4.xml · derivative · entry 2 Taylor Daphne · CIK 0001393549 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2033-03-02 F2 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on March 2, 2024. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:37 UTC |
White Marvin LDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 38,750 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-23-016774 · doc4.xml · derivative · entry 4 White Marvin L · CIK 0001493324 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,750 Underlying: Common Stock · 38,750 shares Expires 2033-03-02 F4 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on March 2, 2024. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:37 UTC |
White Marvin LDirector · President and CEO
|
GrantRestricted Stock Unit · Derivative | 38,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016774 · doc4.xml · derivative · entry 3 White Marvin L · CIK 0001493324 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,750 Underlying: Common Stock · 38,750 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on March 2, 2024. F3 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on March 2, 2024. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:37 UTC |
White Marvin LDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016774 · doc4.xml · derivative · entry 2 White Marvin L · CIK 0001493324 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,168 Underlying: Common Stock · 9,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 28,750 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023. F2 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 28,750 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:37 UTC |
White Marvin LDirector · President and CEO
|
Exercise / conversionCommon Stock | 9,582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-016774 · doc4.xml · nonDerivative · entry 1 White Marvin L · CIK 0001493324 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| January 29, 2023 Filed Jan 30, 2023 18:07 UTC |
White Marvin LDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005423 · doc4.xml · derivative · entry 2 White Marvin L · CIK 0001493324 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,792 Underlying: Common Stock · 4,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On January 29, 2021, the reporting person was granted 14,375 RSUs, vesting in three approximately equal annual installments beginning on January 29, 2022. F2 · derivative.expiration_date: On January 29, 2021, the reporting person was granted 14,375 RSUs, vesting in three approximately equal annual installments beginning on January 29, 2022. Read SEC document |
| January 29, 2023 Filed Jan 30, 2023 18:07 UTC |
White Marvin LDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005423 · doc4.xml · nonDerivative · entry 1 White Marvin L · CIK 0001493324 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| January 29, 2023 Filed Jan 30, 2023 18:04 UTC | Exercise / conversionRestricted Stock Unit · Derivative | 1,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005420 · doc4.xml · derivative · entry 2 Lamothe Jeffrey G. · CIK 0001679967 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,833 Underlying: Common Stock · 1,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On January 29, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on January 29, 2022. F2 · derivative.expiration_date: On January 29, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on January 29, 2022. Read SEC document |
|
| January 29, 2023 Filed Jan 30, 2023 18:04 UTC | Exercise / conversionCommon Stock | 1,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005420 · doc4.xml · nonDerivative · entry 1 Lamothe Jeffrey G. · CIK 0001679967 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
|
| August 09, 2022 Filed Aug 10, 2022 20:14 UTC |
Kwon SoYoungSVP, GC and Corporate Affairs
|
GrantRestricted Stock Unit · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045189 · doc4.xml · derivative · entry 1 Kwon SoYoung · CIK 0001864406 · SVP, GC and Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 18,750 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest in two approximately equal annual installments beginning on August 8, 2023. F2 · derivative.expiration_date: The RSUs vest in two approximately equal annual installments beginning on August 8, 2023. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 20:15 UTC |
Grant Grady IIIDirector
|
GrantRestricted Stock Unit · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045193 · doc4.xml · derivative · entry 1 Grant Grady III · CIK 0001679966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 3,571 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant. F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 20:11 UTC |
Kunz Barbara LopezDirector
|
GrantRestricted Stock Unit · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045188 · doc4.xml · derivative · entry 1 Kunz Barbara Lopez · CIK 0001679970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 3,571 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant. F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 20:09 UTC |
Abdun-Nabi DanielDirector
|
GrantRestricted Stock Unit · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045184 · doc4.xml · derivative · entry 1 Abdun-Nabi Daniel · CIK 0001380187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 3,571 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant. F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 20:08 UTC | GrantRestricted Stock Unit · Derivative | 23,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045183 · doc4.xml · derivative · entry 3 Lamothe Jeffrey G. · CIK 0001679967 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,958 Underlying: Common Stock · 23,958 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F4 · derivative.exercise_date: The RSUs vest in two approximately equal annual installments beginning on August 8, 2023. F4 · derivative.expiration_date: The RSUs vest in two approximately equal annual installments beginning on August 8, 2023. Read SEC document |
|
| August 09, 2022 Filed Aug 10, 2022 20:08 UTC | GrantStock Option (right to buy) · Derivative | 5,500 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001209191-22-045183 · doc4.xml · derivative · entry 2 Lamothe Jeffrey G. · CIK 0001679967 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires 2032-08-08 F3 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on August 8, 2023. Read SEC document |
|
| August 09, 2022 Filed Aug 10, 2022 20:08 UTC | GrantRestricted Stock Unit · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045183 · doc4.xml · derivative · entry 1 Lamothe Jeffrey G. · CIK 0001679967 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on August 8, 2023. F2 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on August 8, 2023. Read SEC document |
|
| August 09, 2022 Filed Aug 10, 2022 20:07 UTC |
Harsanyi ZsoltDirector
|
GrantRestricted Stock Unit · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045182 · doc4.xml · derivative · entry 1 Harsanyi Zsolt · CIK 0001380184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 3,571 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant. F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 20:06 UTC |
Niederhuber JohnDirector
|
GrantRestricted Stock Unit · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045181 · doc4.xml · derivative · entry 1 Niederhuber John · CIK 0001501240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 3,571 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant. F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant. Read SEC document |
| June 07, 2022 Filed Jun 7, 2022 21:24 UTC |
Kwon SoYoungSVP, GC and Corporate Affairs
|
GrantRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034876 · doc4.xml · derivative · entry 1 Kwon SoYoung · CIK 0001864406 · SVP, GC and Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F1 · security: As previously disclosed in a Form 4 filed on March 4, 2022, the reporting person was granted 11,000 options on such date. At the time of the grant, there were insufficient shares available for issuance under the Aptevo Therapeutics Inc. 2018 Stock Incentive Plan to make the full grant of equity award to the reporting person that was approved for issuance by Aptevo Therapeutics Inc.'s Compensation Committee. As such, the equity award was split into two separate grants with the first portion of 11,000 options granted on March 4, 2022 and the second portion of 11,000 restricted stock units granted on June 7, 2022, following stockholder approval of an increase in shares available for issuance under the Aptevo Therapeutics Inc. 2018 Stock Incentive Plan (as Amended and Restated). F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F3 · derivative.exercise_date: The RSU vests in three approximately equal annual installments beginning on March 3, 2023. F3 · derivative.expiration_date: The RSU vests in three approximately equal annual installments beginning on March 3, 2023. Read SEC document |
| June 07, 2022 Filed Jun 7, 2022 21:25 UTC | GrantRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034879 · doc4.xml · derivative · entry 1 Lamothe Jeffrey G. · CIK 0001679967 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F1 · security: As previously disclosed in a Form 4 filed on March 4, 2022, the reporting person was granted 11,000 options on such date. At the time of the grant, there were insufficient shares available for issuance under the Aptevo Therapeutics Inc. 2018 Stock Incentive Plan to make the full grant of equity award to the reporting person that was approved for issuance by Aptevo Therapeutics Inc.'s Compensation Committee. As such, the equity award was split into two separate grants with the first portion of 11,000 options granted on March 4, 2022 and the second portion of 11,000 restricted stock units granted on June 7, 2022, following stockholder approval of an increase in shares available for issuance under the Aptevo Therapeutics Inc. 2018 Stock Incentive Plan (as Amended and Restated). F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F3 · derivative.exercise_date: The RSU vests in three approximately equal annual installments beginning on March 3, 2023. F3 · derivative.expiration_date: The RSU vests in three approximately equal annual installments beginning on March 3, 2023. Read SEC document |
|
| June 07, 2022 Filed Jun 7, 2022 21:23 UTC |
White Marvin LDirector · President and CEO
|
GrantRestricted Stock Unit · Derivative | 28,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034873 · doc4.xml · derivative · entry 1 White Marvin L · CIK 0001493324 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 Underlying: Common Stock · 28,750 shares Expires not disclosed F1 · security: As previously disclosed in a Form 4 filed on March 4, 2022, the reporting person was granted 28,750 options on such date. At the time of the grant, there were insufficient shares available for issuance under the Aptevo Therapeutics Inc. 2018 Stock Incentive Plan to make the full grant of equity award to the reporting person that was approved for issuance by Aptevo Therapeutics Inc.'s Compensation Committee. As such, the equity award was split into two separate grants with the first portion of 28,750 options granted on March 4, 2022 and the second portion of 28,750 restricted stock units granted on June 7, 2022, following stockholder approval of an increase in shares available for issuance under the Aptevo Therapeutics Inc. 2018 Stock Incentive Plan (as Amended and Restated). F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F3 · derivative.exercise_date: The RSU vests in three approximately equal annual installments beginning on March 3, 2023. F3 · derivative.expiration_date: The RSU vests in three approximately equal annual installments beginning on March 3, 2023. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 19:13 UTC |
Kwon SoYoungSVP, GC and Corporate Affairs
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033933 · doc4.xml · derivative · entry 2 Kwon SoYoung · CIK 0001864406 · SVP, GC and Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667 Underlying: Common Stock · 1,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 19:13 UTC |
Kwon SoYoungSVP, GC and Corporate Affairs
|
Exercise / conversionCommon Stock | 1,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-033933 · doc4.xml · nonDerivative · entry 1 Kwon SoYoung · CIK 0001864406 · SVP, GC and Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 19:16 UTC |
Abdun-Nabi DanielDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033936 · doc4.xml · derivative · entry 2 Abdun-Nabi Daniel · CIK 0001380187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595 Underlying: Common Stock · 298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.