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Kwon SoYoung

Disclosed activity across 1 company

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25060
SEC CIK
0001864406

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aptevo Therapeutics Inc.APVO · Entity 8337SVP, GC, BD & Corp AffairsAugust 06, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aptevo Therapeutics Inc.

Report date August 06, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect638 Reported balance After 2026-08-06 transaction · row 1
1 source row

Row 1 · 2026-08-06 · Exercise / conversion · Acquired 638 · Balance 638

F1: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-06 · Exercise / conversion · Disposed 638 · Balance 0

F1: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2: On August 6, 2025, the reporting person was granted 11,500 (638 post-split) RSUs, vesting on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2: On August 6, 2025, the reporting person was granted 11,500 (638 post-split) RSUs, vesting on the first anniversary of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2026 Filed Aug 11, 2026 01:36 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 638 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-343076 · ownership.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 6, 2025, the reporting person was granted 11,500 (638 post-split) RSUs, vesting on the first anniversary of the date of grant.

F2 · derivative.expiration_date: On August 6, 2025, the reporting person was granted 11,500 (638 post-split) RSUs, vesting on the first anniversary of the date of grant.

Read SEC document
August 06, 2026 Filed Aug 11, 2026 01:36 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 638 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-343076 · ownership.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 06, 2025 Filed Aug 8, 2025 20:29 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 11,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-105894 · ownership.xml · derivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

Read SEC document
July 17, 2025 Filed Jul 21, 2025 20:37 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-097271 · ownership.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8

Underlying: Common Stock · 11 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On July 17, 2024, the reporting person was granted 8,550 (11 post-splits) RSUs, vesting in three approximately equal annual installments beginning on July 17, 2025.

F2 · derivative.expiration_date: On July 17, 2024, the reporting person was granted 8,550 (11 post-splits) RSUs, vesting in three approximately equal annual installments beginning on July 17, 2025.

Read SEC document
July 17, 2025 Filed Jul 21, 2025 20:37 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 3 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-097271 · ownership.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:36 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032201 · ownership.xml · derivative · entry 4

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

F3 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:36 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 2 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-032201 · ownership.xml · nonDerivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 21:36 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032201 · ownership.xml · derivative · entry 3

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2

Underlying: Common Stock · 2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 21:36 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 2 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-032201 · ownership.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:35 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 213 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-094819 · ownership.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 18,750 (426 post-split) RSUs, vesting in two approximately equal annual installments beginning on August 8, 2023.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 18,750 (426 post-split) RSUs, vesting in two approximately equal annual installments beginning on August 8, 2023.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:35 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 213 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-094819 · ownership.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 20:35 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 8,550 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-084953 · ownership.xml · derivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,550

Underlying: Common Stock · 8,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on July 17, 2025.

F2 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on July 17, 2025.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 20:31 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068036 · ownership.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 5,500 (125 post-reverse split) RSUs, vesting in three approximately equal annual installments beginning on May 31, 2022.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 5,500 (125 post-reverse split) RSUs, vesting in three approximately equal annual installments beginning on May 31, 2022.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 20:31 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 42 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068036 · ownership.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:07 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025881 · ownership.xml · derivative · entry 4

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

F3 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:07 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 3,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025881 · ownership.xml · nonDerivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:07 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025881 · ownership.xml · derivative · entry 3

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,333

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:07 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 3,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025881 · ownership.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 12:44 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045265 · doc4.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 18,750 RSUs, vesting in two approximately equal installments beginning on August 8, 2023.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 18,750 RSUs, vesting in two approximately equal installments beginning on August 8, 2023.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 12:44 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045265 · doc4.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:39 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 1,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033823 · doc4.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,833

Underlying: Common Stock · 1,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on May 31, 2022.

F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on May 31, 2022.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:39 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 1,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-033823 · doc4.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:42 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001209191-23-016786 · doc4.xml · derivative · entry 4

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2033-03-02

F4 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on March 2, 2024.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:42 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016786 · doc4.xml · derivative · entry 3

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on March 2, 2024.

F3 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on March 2, 2024.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:42 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 3,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016786 · doc4.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,334

Underlying: Common Stock · 3,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

F2 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:42 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 3,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-016786 · doc4.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 20:14 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045189 · doc4.xml · derivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC and Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in two approximately equal annual installments beginning on August 8, 2023.

F2 · derivative.expiration_date: The RSUs vest in two approximately equal annual installments beginning on August 8, 2023.

Read SEC document
June 07, 2022 Filed Jun 7, 2022 21:24 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034876 · doc4.xml · derivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC and Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · security: As previously disclosed in a Form 4 filed on March 4, 2022, the reporting person was granted 11,000 options on such date. At the time of the grant, there were insufficient shares available for issuance under the Aptevo Therapeutics Inc. 2018 Stock Incentive Plan to make the full grant of equity award to the reporting person that was approved for issuance by Aptevo Therapeutics Inc.'s Compensation Committee. As such, the equity award was split into two separate grants with the first portion of 11,000 options granted on March 4, 2022 and the second portion of 11,000 restricted stock units granted on June 7, 2022, following stockholder approval of an increase in shares available for issuance under the Aptevo Therapeutics Inc. 2018 Stock Incentive Plan (as Amended and Restated).

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests in three approximately equal annual installments beginning on March 3, 2023.

F3 · derivative.expiration_date: The RSU vests in three approximately equal annual installments beginning on March 3, 2023.

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June 01, 2022 Filed Jun 3, 2022 19:13 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 1,833 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033933 · doc4.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC and Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 1,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

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June 01, 2022 Filed Jun 3, 2022 19:13 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 1,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-033933 · doc4.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC and Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

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March 04, 2022 Filed Mar 4, 2022 23:07 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001209191-22-016448 · doc4.xml · derivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, and Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2032-03-03

F1 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on March 3, 2023.

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June 01, 2021 Filed Jun 2, 2021 23:31 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001019056-21-000351 · kwon.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units (the "RSUs") convert into shares of the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on June 1, 2022.

F3 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on June 1, 2022.

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June 01, 2021 Filed Jun 2, 2021 23:31 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantEmployee Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $26.15 $0.00
Disclosure

SEC source: 0001019056-21-000351 · kwon.xml · derivative · entry 1

Kwon SoYoung · CIK 0001864406 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2031-06-01

F1 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on June 1, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.