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Grant Grady III

Disclosed activity across 1 company

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25015
SEC CIK
0001679966

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aptevo Therapeutics Inc.APVO · Entity 8337DirectorAugust 06, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aptevo Therapeutics Inc.

Report date August 06, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,150 Reported balance After 2026-08-06 transaction · row 1
1 source row

Row 1 · 2026-08-06 · Exercise / conversion · Acquired 400 · Balance 1,150

F1: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-06 · Exercise / conversion · Disposed 400 · Balance 0

F1: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2: On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2: On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2026 Filed Aug 11, 2026 01:35 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-343072 · ownership.xml · derivative · entry 2

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant.

F2 · derivative.expiration_date: On August 6, 2025, the reporting person was granted 7,200 (400 post-split) RSUs, vesting on the first anniversary of the date of grant.

Read SEC document
August 06, 2026 Filed Aug 11, 2026 01:35 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-343072 · ownership.xml · nonDerivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:33 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 PurchaseCommon Stock 13,513 $1.49 $20,134.37
Disclosure

SEC source: 0001193125-25-277771 · ownership.xml · nonDerivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,514

Read SEC document
August 06, 2025 Filed Aug 8, 2025 20:34 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 7,200 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-105936 · ownership.xml · derivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 7,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

Read SEC document
July 17, 2025 Filed Jul 21, 2025 20:40 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-097278 · ownership.xml · derivative · entry 2

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On July 17, 2024, the reporting person was granted 925 (1 post-splits) RSUs, vesting in full one year from the date of grant.

F2 · derivative.expiration_date: On July 17, 2024, the reporting person was granted 925 (1 post-splits) RSUs, vesting in full one year from the date of grant.

Read SEC document
July 17, 2025 Filed Jul 21, 2025 20:40 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-097278 · ownership.xml · nonDerivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 20:36 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 925 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-084954 · ownership.xml · derivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925

Underlying: Common Stock · 925 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

Read SEC document
June 02, 2024 Filed Jun 3, 2024 20:42 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068067 · ownership.xml · derivative · entry 4

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F4 · derivative.exercise_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

F4 · derivative.expiration_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

Read SEC document
June 02, 2024 Filed Jun 3, 2024 20:42 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068067 · ownership.xml · nonDerivative · entry 2

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:42 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068067 · ownership.xml · derivative · entry 3

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:42 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 7 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068067 · ownership.xml · nonDerivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:07 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045298 · doc4.xml · derivative · entry 2

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:07 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 3,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045298 · doc4.xml · nonDerivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
June 02, 2023 Filed Jun 2, 2023 20:48 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033846 · doc4.xml · derivative · entry 3

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Common Stock · 3,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:48 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 297 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033846 · doc4.xml · derivative · entry 2

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Stock · 297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:48 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 297 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-033846 · doc4.xml · nonDerivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 20:15 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045193 · doc4.xml · derivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Common Stock · 3,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 18:56 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionRestricted Stock Unit · Derivative 298 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033920 · doc4.xml · derivative · entry 2

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595

Underlying: Common Stock · 298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

F2 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 18:56 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Exercise / conversionCommon Stock 298 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-033920 · doc4.xml · nonDerivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:33 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantRestricted Stock Unit · Derivative 893 $0.00 $0.00
Disclosure

SEC source: 0001019056-21-000356 · grant.xml · derivative · entry 2

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893

Underlying: Common Stock · 893 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units (the "RSUs") convert into shares of the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on June 1, 2022.

F3 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on June 1, 2022.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 23:33 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantStock Option (right to buy) · Derivative 2,678 $0.00 Strike: $26.15 $0.00
Disclosure

SEC source: 0001019056-21-000356 · grant.xml · derivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,678

Underlying: Common Stock · 2,678 shares

Expires 2031-06-01

F1 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on June 1, 2022.

Read SEC document
July 27, 2020 Filed Jul 30, 2020 01:23 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantStock Option (right to buy) · Derivative 170 Not disclosed Strike: $8.56 Not disclosed
Disclosure

SEC source: 0001019056-20-000438 · grant.xml · derivative · entry 5

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170

Underlying: Common Stock · 170 shares

Expires 2030-07-26

F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4.

F7 · derivative.exercise_date: These options will vest in three approximately equal annual installments beginning on the one year anniversary of the date of grant.

Read SEC document
July 27, 2020 Filed Jul 30, 2020 01:23 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantStock Option (right to buy) · Derivative 1,322 Not disclosed Strike: $8.56 Not disclosed
Disclosure

SEC source: 0001019056-20-000438 · grant.xml · derivative · entry 4

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Underlying: Common Stock · 1,322 shares

Expires 2030-07-26

F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4.

F6 · derivative.exercise_date: These options vest in full on the one year anniversary of the date of grant.

Read SEC document
July 27, 2020 Filed Jul 30, 2020 01:23 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Disposition to issuerStock Option (right to buy) · Derivative 1,785 Not disclosed Strike: $76.86 Not disclosed
Disclosure

SEC source: 0001019056-20-000438 · grant.xml · derivative · entry 3

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,785 shares

Expires 2028-06-01

F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.

F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.

F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4.

F5 · derivative.exercise_date: These options provide for vesting in three approximately equal annual installments beginning on May 31, 2019. Prior to July 27, 2020, all but 595 shares of the issuer's common stock underlying this stock option had vested.

F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.

Read SEC document
July 27, 2020 Filed Jul 30, 2020 01:23 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Disposition to issuerStock Option (right to buy) · Derivative 892 Not disclosed Strike: $30.10 Not disclosed
Disclosure

SEC source: 0001019056-20-000438 · grant.xml · derivative · entry 2

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 892 shares

Expires 2027-06-01

F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.

F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.

F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4.

F4 · derivative.exercise_date: These options vested in three approximately equal annual installments beginning on June 1, 2018.

F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.

Read SEC document
July 27, 2020 Filed Jul 30, 2020 01:23 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 Disposition to issuerStock Option (right to buy) · Derivative 1,339 Not disclosed Strike: $41.16 Not disclosed
Disclosure

SEC source: 0001019056-20-000438 · grant.xml · derivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,339 shares

Expires 2026-08-03

F1 · derivative.exercise_price: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.

F1 · shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.

F3 · price: In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4.

F2 · derivative.exercise_date: These options vested in three approximately equal annual installments beginning on August 3, 2017.

F1 · derivative.underlying_shares: Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.

Read SEC document
July 02, 2020 Filed Feb 18, 2021 02:00 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantStock Option (right to buy) · Derivative 3,571 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001019056-21-000141 · grant.xml · derivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Common Stock · 3,571 shares

Expires 2030-07-02

F1 · derivative.exercise_date: The option vests in three approximately equal annual installments beginning on July 2, 2021.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 16:59 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantOption (right to buy) · Derivative 25,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001593968-19-001275 · primary_01.xml · derivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Aptevo Therapeutics Inc. common stock · 25,000 shares

Expires 2029-06-01

F1 · derivative.exercise_date: The stock option was granted on June 1, 2019 and becomes exercisable in three equal annual installments beginning on June 1, 2020.

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May 21, 2019 Filed May 21, 2019 22:12 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 PurchaseCommon Stock 10,000 $0.80 $7,970.00
Disclosure

SEC source: 0001593968-19-001154 · primary_01.xml · nonDerivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

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June 01, 2018 Filed Jun 4, 2018 22:52 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001019056-18-000782 · grant_4.xml · derivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-05-31

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 31, 2019.

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June 01, 2017 Filed Jun 2, 2017 01:37 UTC Aptevo Therapeutics Inc. APVO · Entity 8337 GrantEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001019056-17-000543 · grant_4.xml · derivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2027-05-31

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 1, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.