Tapewire

Nasdaq · USD

APVO

Aptevo Therapeutics Inc.

Export transactions ↓
Tapewire entity
8337
SEC CIK
0001671584
Parsed reports
238

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2024 Filed Jun 3, 2024 20:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068070 · ownership.xml · derivative · entry 3

Abdun-Nabi Daniel · CIK 0001380187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:58 UTC Exercise / conversionCommon Stock 7 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068070 · ownership.xml · nonDerivative · entry 1

Abdun-Nabi Daniel · CIK 0001380187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068068 · ownership.xml · derivative · entry 3

Kunz Barbara Lopez · CIK 0001679970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:58 UTC Exercise / conversionCommon Stock 7 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068068 · ownership.xml · nonDerivative · entry 1

Kunz Barbara Lopez · CIK 0001679970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068067 · ownership.xml · derivative · entry 3

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:42 UTC Exercise / conversionCommon Stock 7 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068067 · ownership.xml · nonDerivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 20:31 UTC
Kwon SoYoungSVP, GC, BD & Corp Affairs
Exercise / conversionRestricted Stock Unit · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068036 · ownership.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 5,500 (125 post-reverse split) RSUs, vesting in three approximately equal annual installments beginning on May 31, 2022.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 5,500 (125 post-reverse split) RSUs, vesting in three approximately equal annual installments beginning on May 31, 2022.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 20:31 UTC
Kwon SoYoungSVP, GC, BD & Corp Affairs
Exercise / conversionCommon Stock 42 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068036 · ownership.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,584 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025921 · ownership.xml · derivative · entry 4

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,583

Underlying: Common Stock · 1,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 4,750 RSUs, vesting in three approximately equal annual installments beginning on March 4, 2023.

F3 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 4,750 RSUs, vesting in three approximately equal annual installments beginning on March 4, 2023.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:13 UTC Exercise / conversionCommon Stock 1,584 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025921 · ownership.xml · nonDerivative · entry 2

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:07 UTC
Kwon SoYoungSVP, GC, BD & Corp Affairs
Exercise / conversionRestricted Stock Unit · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025881 · ownership.xml · derivative · entry 4

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

F3 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:07 UTC
Kwon SoYoungSVP, GC, BD & Corp Affairs
Exercise / conversionCommon Stock 3,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025881 · ownership.xml · nonDerivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:12 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025915 · ownership.xml · derivative · entry 4

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

F3 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:12 UTC Exercise / conversionCommon Stock 3,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025915 · ownership.xml · nonDerivative · entry 2

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:06 UTC
White Marvin LDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 9,584 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025878 · ownership.xml · derivative · entry 4

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,584

Underlying: Common Stock · 9,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 28,750 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

F3 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 28,750 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:06 UTC
White Marvin LDirector · President and CEO
Exercise / conversionCommon Stock 9,584 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025878 · ownership.xml · nonDerivative · entry 2

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:07 UTC
Kwon SoYoungSVP, GC, BD & Corp Affairs
Exercise / conversionRestricted Stock Unit · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025881 · ownership.xml · derivative · entry 3

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,333

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:07 UTC
Kwon SoYoungSVP, GC, BD & Corp Affairs
Exercise / conversionCommon Stock 3,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025881 · ownership.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025921 · ownership.xml · derivative · entry 3

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,333

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 11,000 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:13 UTC Exercise / conversionCommon Stock 3,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025921 · ownership.xml · nonDerivative · entry 1

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:12 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025915 · ownership.xml · derivative · entry 3

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 16,500 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 16,500 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:12 UTC Exercise / conversionCommon Stock 5,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025915 · ownership.xml · nonDerivative · entry 1

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:06 UTC
White Marvin LDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 12,917 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025878 · ownership.xml · derivative · entry 3

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,833

Underlying: Common Stock · 12,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 38,750 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 38,750 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:06 UTC
White Marvin LDirector · President and CEO
Exercise / conversionCommon Stock 12,917 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025878 · ownership.xml · nonDerivative · entry 1

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 23:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 792 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-009005 · ownership.xml · derivative · entry 2

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2021, the reporting person was granted 2,375 RSUs, vesting in three approximately equal annual installments beginning on January 29, 2022.

F2 · derivative.expiration_date: On January 29, 2021, the reporting person was granted 2,375 RSUs, vesting in three approximately equal annual installments beginning on January 29, 2022.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 23:05 UTC Exercise / conversionCommon Stock 792 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-009005 · ownership.xml · nonDerivative · entry 1

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
January 28, 2024 Filed Jan 30, 2024 23:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,833 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-009003 · ownership.xml · derivative · entry 2

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on January 28, 2022.

F2 · derivative.expiration_date: On January 29, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2024 Filed Jan 30, 2024 23:04 UTC Exercise / conversionCommon Stock 1,833 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-009003 · ownership.xml · nonDerivative · entry 1

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
January 28, 2024 Filed Jan 30, 2024 23:02 UTC
White Marvin LDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 4,792 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-009002 · ownership.xml · derivative · entry 2

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2021, the reporting person was granted 14,375 RSUs, vesting in three approximately equal annual installments beginning on January 28, 2022.

F2 · derivative.expiration_date: On January 29, 2021, the reporting person was granted 14,375 RSUs, vesting in three approximately equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2024 Filed Jan 30, 2024 23:02 UTC
White Marvin LDirector · President and CEO
Exercise / conversionCommon Stock 4,792 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-009002 · ownership.xml · nonDerivative · entry 1

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:12 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045306 · doc4.xml · derivative · entry 2

Niederhuber John · CIK 0001501240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:12 UTC Exercise / conversionCommon Stock 3,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045306 · doc4.xml · nonDerivative · entry 1

Niederhuber John · CIK 0001501240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:10 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045303 · doc4.xml · derivative · entry 2

Kunz Barbara Lopez · CIK 0001679970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:10 UTC Exercise / conversionCommon Stock 3,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045303 · doc4.xml · nonDerivative · entry 1

Kunz Barbara Lopez · CIK 0001679970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:08 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045301 · doc4.xml · derivative · entry 2

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:08 UTC Exercise / conversionCommon Stock 3,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045301 · doc4.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045298 · doc4.xml · derivative · entry 2

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:07 UTC Exercise / conversionCommon Stock 3,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045298 · doc4.xml · nonDerivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045294 · doc4.xml · derivative · entry 2

Abdun-Nabi Daniel · CIK 0001380187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 3,571 RSUs, vesting in full on the first anniversary of the date of grant.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:05 UTC Exercise / conversionCommon Stock 3,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045294 · doc4.xml · nonDerivative · entry 1

Abdun-Nabi Daniel · CIK 0001380187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 12:44 UTC
Kwon SoYoungSVP, GC, BD & Corp Affairs
Exercise / conversionRestricted Stock Unit · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045265 · doc4.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 18,750 RSUs, vesting in two approximately equal installments beginning on August 8, 2023.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 18,750 RSUs, vesting in two approximately equal installments beginning on August 8, 2023.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 12:44 UTC
Kwon SoYoungSVP, GC, BD & Corp Affairs
Exercise / conversionCommon Stock 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045265 · doc4.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 12:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045267 · doc4.xml · derivative · entry 2

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,944

Underlying: Common Stock · 6,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 13,889 RSUs, vesting in two approximately equal installments beginning on August 8, 2023.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 13,889 RSUs, vesting in two approximately equal installments beginning on August 8, 2023.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 12:47 UTC Exercise / conversionCommon Stock 6,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045267 · doc4.xml · nonDerivative · entry 1

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 12:41 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,833 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045263 · doc4.xml · derivative · entry 4

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 1,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 5,500 RSUs, vesting in three approximately equal installments beginning on August 8, 2023.

F3 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 5,500 RSUs, vesting in three approximately equal installments beginning on August 8, 2023.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 12:41 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,979 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045263 · doc4.xml · derivative · entry 3

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,979

Underlying: Common Stock · 11,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 23,958 RSUs, vesting in two approximately equal installments beginning on August 8, 2023.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 23,958 RSUs, vesting in two approximately equal installments beginning on August 8, 2023.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 12:41 UTC Exercise / conversionCommon Stock 1,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045263 · doc4.xml · nonDerivative · entry 2

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 12:41 UTC Exercise / conversionCommon Stock 11,979 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045263 · doc4.xml · nonDerivative · entry 1

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

Read SEC document
June 02, 2023 Filed Jun 2, 2023 20:46 UTC GrantRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033841 · doc4.xml · derivative · entry 3

Kunz Barbara Lopez · CIK 0001679970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Common Stock · 3,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

Read SEC document
June 02, 2023 Filed Jun 2, 2023 20:48 UTC GrantRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033846 · doc4.xml · derivative · entry 3

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Common Stock · 3,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.