APVO

SEC source: 0000950170-25-097269 · ownership.xml · nonDerivative · entry 1

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-25-097267 · ownership.xml · derivative · entry 2

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 17 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On July 17, 2024, the reporting person was granted 12,825 (17 post-splits) RSUs, vesting in three approximately equal annual installments beginning on July 17, 2025.

F2 · derivative.expiration_date: On July 17, 2024, the reporting person was granted 12,825 (17 post-splits) RSUs, vesting in three approximately equal annual installments beginning on July 17, 2025.

SEC source: 0000950170-25-097267 · ownership.xml · nonDerivative · entry 1

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-25-032183 · ownership.xml · derivative · entry 4

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 4,750 (3 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 4, 2023.

F3 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 4,750 (3 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 4, 2023.

SEC source: 0000950170-25-032183 · ownership.xml · nonDerivative · entry 2

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-25-032201 · ownership.xml · derivative · entry 4

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

F3 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

SEC source: 0000950170-25-032201 · ownership.xml · nonDerivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-25-032197 · ownership.xml · derivative · entry 4

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

F3 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

SEC source: 0000950170-25-032197 · ownership.xml · nonDerivative · entry 2

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-25-032187 · ownership.xml · derivative · entry 4

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 7, 2022, the reporting person was granted 28,750 (18 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

F3 · derivative.expiration_date: On June 7, 2022, the reporting person was granted 28,750 (18 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023.

SEC source: 0000950170-25-032187 · ownership.xml · nonDerivative · entry 2

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-25-032201 · ownership.xml · derivative · entry 3

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2

Underlying: Common Stock · 2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

SEC source: 0000950170-25-032201 · ownership.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-25-032197 · ownership.xml · derivative · entry 3

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4

Underlying: Common Stock · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 16,500 (11 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 16,500 (11 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

SEC source: 0000950170-25-032197 · ownership.xml · nonDerivative · entry 1

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-25-032187 · ownership.xml · derivative · entry 3

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8

Underlying: Common Stock · 8 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 38,750 (24 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 38,750 (24 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

SEC source: 0000950170-25-032187 · ownership.xml · nonDerivative · entry 1

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-25-032183 · ownership.xml · derivative · entry 3

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2

Underlying: Common Stock · 2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 11,000 (7 post-splits) RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024.

SEC source: 0000950170-25-032183 · ownership.xml · nonDerivative · entry 1

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-24-094819 · ownership.xml · derivative · entry 2

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 18,750 (426 post-split) RSUs, vesting in two approximately equal annual installments beginning on August 8, 2023.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 18,750 (426 post-split) RSUs, vesting in two approximately equal annual installments beginning on August 8, 2023.

SEC source: 0000950170-24-094819 · ownership.xml · nonDerivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-24-094816 · ownership.xml · derivative · entry 4

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 23,958 (544 post-split) RSUs, vesting in two approximately equal annual installments beginning on August 8, 2023.

F3 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 23,958 (544 post-split) RSUs, vesting in two approximately equal annual installments beginning on August 8, 2023.

SEC source: 0000950170-24-094816 · ownership.xml · derivative · entry 3

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41

Underlying: Common Stock · 42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 5,500 (125 post-split) RSUs, vesting in three approximately equal annual installments beginning on August 8, 2023.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 5,500 (125 post-split) RSUs, vesting in three approximately equal annual installments beginning on August 8, 2023.

SEC source: 0000950170-24-094816 · ownership.xml · nonDerivative · entry 2

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-24-094816 · ownership.xml · nonDerivative · entry 1

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-24-094813 · ownership.xml · derivative · entry 2

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 9, 2022, the reporting person was granted 13,889 (315 post-split) RSUs, vesting in two approximately equal annual installments beginning on August 8, 2023.

F2 · derivative.expiration_date: On August 9, 2022, the reporting person was granted 13,889 (315 post-split) RSUs, vesting in two approximately equal annual installments beginning on August 8, 2023.

SEC source: 0000950170-24-094813 · ownership.xml · nonDerivative · entry 1

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

SEC source: 0000950170-24-084953 · ownership.xml · derivative · entry 1

Kwon SoYoung · CIK 0001864406 · SVP, GC, BD & Corp Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,550

Underlying: Common Stock · 8,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on July 17, 2025.

F2 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on July 17, 2025.

SEC source: 0000950170-24-084958 · ownership.xml · derivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925

Underlying: Common Stock · 925 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-084955 · ownership.xml · derivative · entry 1

Taylor Daphne · CIK 0001393549 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,550

Underlying: Common Stock · 8,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on July 17, 2025.

F2 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on July 17, 2025.

SEC source: 0000950170-24-084954 · ownership.xml · derivative · entry 1

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925

Underlying: Common Stock · 925 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-084952 · ownership.xml · derivative · entry 1

Lamothe Jeffrey G. · CIK 0001679967 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,825

Underlying: Common Stock · 12,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on July 17, 2025.

F2 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on July 17, 2025.

SEC source: 0000950170-24-084950 · ownership.xml · derivative · entry 1

White Marvin L · CIK 0001493324 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,325

Underlying: Common Stock · 22,325 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in three approximately equal annual installments beginning on June 17, 2025.

F2 · derivative.expiration_date: The RSUs vest in three approximately equal annual installments beginning on June 17, 2025.

SEC source: 0000950170-24-084947 · ownership.xml · derivative · entry 1

Niederhuber John · CIK 0001501240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925

Underlying: Common Stock · 925 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-084946 · ownership.xml · derivative · entry 1

Kunz Barbara Lopez · CIK 0001679970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925

Underlying: Common Stock · 925 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-084944 · ownership.xml · derivative · entry 1

Abdun-Nabi Daniel · CIK 0001380187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925

Underlying: Common Stock · 925 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-068075 · ownership.xml · derivative · entry 4

Niederhuber John · CIK 0001501240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F4 · derivative.exercise_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

F4 · derivative.expiration_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-068075 · ownership.xml · nonDerivative · entry 2

Niederhuber John · CIK 0001501240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0000950170-24-068073 · ownership.xml · derivative · entry 4

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F4 · derivative.exercise_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

F4 · derivative.expiration_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-068073 · ownership.xml · nonDerivative · entry 2

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0000950170-24-068070 · ownership.xml · derivative · entry 4

Abdun-Nabi Daniel · CIK 0001380187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F4 · derivative.exercise_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

F4 · derivative.expiration_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-068070 · ownership.xml · nonDerivative · entry 2

Abdun-Nabi Daniel · CIK 0001380187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0000950170-24-068068 · ownership.xml · derivative · entry 4

Kunz Barbara Lopez · CIK 0001679970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F4 · derivative.exercise_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

F4 · derivative.expiration_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-068068 · ownership.xml · nonDerivative · entry 2

Kunz Barbara Lopez · CIK 0001679970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0000950170-24-068067 · ownership.xml · derivative · entry 4

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F4 · derivative.exercise_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

F4 · derivative.expiration_date: On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-068067 · ownership.xml · nonDerivative · entry 2

Grant Grady III · CIK 0001679966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0000950170-24-068075 · ownership.xml · derivative · entry 3

Niederhuber John · CIK 0001501240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

SEC source: 0000950170-24-068075 · ownership.xml · nonDerivative · entry 1

Niederhuber John · CIK 0001501240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0000950170-24-068073 · ownership.xml · derivative · entry 3

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.

SEC source: 0000950170-24-068073 · ownership.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2 · balance_after: On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.