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Nasdaq · USD

APPN

APPIAN CORP

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4256
SEC CIK
0001441683
Parsed reports
691

Last 12 months

Inside the activity.

2 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202620
Jun 202601
Jul 202602
Aug 202604
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2022 Filed Jan 7, 2022 21:03 UTC
Lynch Mark StevenChief Financial Officer
Exercise / conversionClass A Common Stock 1,392 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000011 · wf-form4_164158937986358.xml · nonDerivative · entry 1

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Restricted Stock Unit ("RSU") vesting date.

F2 · price: Each RSU converts into Class A Common Stock on a one-for-one basis.

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January 04, 2022 Filed Jan 5, 2022 21:10 UTC
Calkins Matthew WDirector · CEO and President · 10% owner
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 700,000 $0.00 Strike: $33.98 $0.00
Disclosure

SEC source: 0001441683-22-000010 · wf-form4_164141703712710.xml · derivative · entry 2

Calkins Matthew W · CIK 0001309192 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 700,000 shares

Expires 2024-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested and became exercisable on February 3, 2021, which was the occurrence of (a) the price per share of the Class A common stock closing at or above 2.5 times the trailing 45-day average closing price of the Class A common stock prior to the date of grant (the "Vesting Price Threshold") during every business day of a 90-calendar day period.

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January 04, 2022 Filed Jan 5, 2022 21:10 UTC
Calkins Matthew WDirector · CEO and President · 10% owner
Exercise / conversionClass A Common Stock 700,000 $33.98 $23,786,000.00
Disclosure

SEC source: 0001441683-22-000010 · wf-form4_164141703712710.xml · nonDerivative · entry 1

Calkins Matthew W · CIK 0001309192 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:29 UTC
Kramer Robert CharlesDirector · General Manager
ConversionClass B Common Stock · Derivative 13,582 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000003 · wf-form4_164133175345978.xml · derivative · entry 8

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:29 UTC
Kramer Robert CharlesDirector · General Manager
Exercise / conversionClass B Common Stock · Derivative 80 $12.00 $960.00
Disclosure

SEC source: 0001441683-22-000003 · wf-form4_164133175345978.xml · derivative · entry 7

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,582

Underlying: Class A Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:29 UTC
Kramer Robert CharlesDirector · General Manager
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 80 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001441683-22-000003 · wf-form4_164133175345978.xml · derivative · entry 6

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

Underlying: Class B Common Stock · 80 shares

Expires 2027-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option will vest in five equal annual installments commencing on April 25, 2018 and on each of the next four anniversaries thereof, subject to the Reporting Person's continued service to the Issuer through each vesting date. The shares subject to this option become exercisable upon the earlier of (a) a change of control or (b) the closing of the Issuer's initial public offering.

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January 03, 2022 Filed Jan 4, 2022 16:29 UTC
Kramer Robert CharlesDirector · General Manager
Exercise / conversionClass B Common Stock · Derivative 13,502 $1.16 $15,662.32
Disclosure

SEC source: 0001441683-22-000003 · wf-form4_164133175345978.xml · derivative · entry 5

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,502

Underlying: Class A Common Stock · 13,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:29 UTC
Kramer Robert CharlesDirector · General Manager
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,502 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001441683-22-000003 · wf-form4_164133175345978.xml · derivative · entry 4

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 13,502 shares

Expires 2022-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:29 UTC
Kramer Robert CharlesDirector · General Manager
ConversionClass A Common Stock 80 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000003 · wf-form4_164133175345978.xml · nonDerivative · entry 2

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 16:29 UTC
Kramer Robert CharlesDirector · General Manager
ConversionClass A Common Stock 13,502 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000003 · wf-form4_164133175345978.xml · nonDerivative · entry 1

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 240 $65.81 $15,794.40
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 12

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,279

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.39 to $66.30, inclusive.

F15 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust III"). The Reporting Person is the trustee of Trust III.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 313 $64.88 $20,307.44
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 11

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,519

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.36 to $65.32, inclusive.

F15 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust III"). The Reporting Person is the trustee of Trust III.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 247 $64.00 $15,808.00
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 10

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,832

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.35 to $64.34, inclusive.

F15 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust III"). The Reporting Person is the trustee of Trust III.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 233 $65.77 $15,324.41
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 9

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,279

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.39 to $66.36, inclusive.

F11 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust II"). The Reporting Person is the trustee of Trust II.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 321 $64.85 $20,816.85
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 8

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,512

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.37 to $65.32, inclusive.

F11 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust II"). The Reporting Person is the trustee of Trust II.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 246 $63.92 $15,724.32
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 7

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,833

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.35 to $64.32, inclusive.

F11 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust II"). The Reporting Person is the trustee of Trust II.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 239 $65.78 $15,721.42
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 6

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,279

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.36 to $66.27, inclusive.

F7 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust I"). The Reporting Person is the trustee of Trust I.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 342 $64.88 $22,188.96
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 5

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,518

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.36 to $65.35, inclusive.

F7 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust I"). The Reporting Person is the trustee of Trust I.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 219 $63.96 $14,007.24
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 4

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,860

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.35 to $64.32, inclusive.

F7 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust I"). The Reporting Person is the trustee of Trust I.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 200 $66.17 $13,234.00
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 3

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 86,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.88, inclusive.

F4 · ownership.nature: The reported securities are owned directly by Jack Biddle, Inc. ("JBI"). The Reporting Person is the president of JBI.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:04 UTC SaleClass A Common Stock 3,300 $65.45 $215,985.00
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 2

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 86,200

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019, as amended on December 4, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.32 to $90.02, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) through (29).

F4 · ownership.nature: The reported securities are owned directly by Jack Biddle, Inc. ("JBI"). The Reporting Person is the president of JBI.

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January 03, 2022 Filed Jan 5, 2022 16:04 UTC GrantClass A Common Stock 479 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000005 · wf-form4_164141662657230.xml · nonDerivative · entry 1

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,912

F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:06 UTC GrantClass A Common Stock 479 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000007 · wf-form4_164141675473211.xml · nonDerivative · entry 1

Boccassam Prashanth · CIK 0001706771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,614

F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:09 UTC GrantClass A Common Stock 479 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000009 · wf-form4_164141696810512.xml · nonDerivative · entry 1

Kilberg Bobbie G · CIK 0001362638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479

F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:08 UTC GrantClass A Common Stock 479 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000008 · wf-form4_164141688223381.xml · nonDerivative · entry 1

Devine Michael G · CIK 0001435102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,922

F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:05 UTC GrantClass A Common Stock 479 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000006 · wf-form4_164141668311955.xml · nonDerivative · entry 1

Mulligan Michael J. · CIK 0001706773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,724

F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 16:15 UTC
Kramer Robert CharlesDirector · General Manager
ConversionClass B Common Stock · Derivative 24,750 $0.00 $0.00
Disclosure

SEC source: 0001441683-21-000090 · wf-form4_163882529175787.xml · derivative · entry 5

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 16:15 UTC
Kramer Robert CharlesDirector · General Manager
Exercise / conversionClass B Common Stock · Derivative 24,750 $1.16 $28,710.00
Disclosure

SEC source: 0001441683-21-000090 · wf-form4_163882529175787.xml · derivative · entry 4

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

Underlying: Class A Common Stock · 24,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 16:15 UTC
Kramer Robert CharlesDirector · General Manager
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,750 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001441683-21-000090 · wf-form4_163882529175787.xml · derivative · entry 3

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,502

Underlying: Class B Common Stock · 24,750 shares

Expires 2022-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 16:15 UTC
Kramer Robert CharlesDirector · General Manager
ConversionClass A Common Stock 24,750 $0.00 $0.00
Disclosure

SEC source: 0001441683-21-000090 · wf-form4_163882529175787.xml · nonDerivative · entry 1

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:16 UTC PurchaseClass A Common Stock 400 $66.19 $26,476.00
Disclosure

SEC source: 0001441683-21-000091 · wf-form4_163882536203220.xml · nonDerivative · entry 1

Devine Michael G · CIK 0001435102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,443

Read SEC document
November 22, 2021 Filed Nov 23, 2021 21:22 UTC PurchaseClass A Common Stock 400 $76.08 $30,432.00
Disclosure

SEC source: 0001441683-21-000089 · wf-form4_163770252779436.xml · nonDerivative · entry 1

Devine Michael G · CIK 0001435102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,043

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:44 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 318 $98.20 $31,227.60
Disclosure

SEC source: 0001441683-21-000088 · wf-form4_163649426775984.xml · nonDerivative · entry 7

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,207

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021 to cover taxes due upon RSU vesting.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.10 to $98.44, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:44 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 2,607 $97.68 $254,651.76
Disclosure

SEC source: 0001441683-21-000088 · wf-form4_163649426775984.xml · nonDerivative · entry 6

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,525

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021 to cover taxes due upon RSU vesting.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.10 to $98.09, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:44 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 758 $96.58 $73,207.64
Disclosure

SEC source: 0001441683-21-000088 · wf-form4_163649426775984.xml · nonDerivative · entry 5

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,132

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021 to cover taxes due upon RSU vesting.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.09 to $97.04, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:44 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 1,017 $95.71 $97,337.07
Disclosure

SEC source: 0001441683-21-000088 · wf-form4_163649426775984.xml · nonDerivative · entry 4

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,890

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021 to cover taxes due upon RSU vesting.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.05 to $96.04, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:44 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 61 $93.98 $5,732.78
Disclosure

SEC source: 0001441683-21-000088 · wf-form4_163649426775984.xml · nonDerivative · entry 3

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,907

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021 to cover taxes due upon RSU vesting.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.74 to $94.35, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:44 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 304 $92.70 $28,180.80
Disclosure

SEC source: 0001441683-21-000088 · wf-form4_163649426775984.xml · nonDerivative · entry 2

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,968

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021 to cover taxes due upon RSU vesting.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.06 to $92.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (8).

Read SEC document
November 08, 2021 Filed Nov 9, 2021 16:44 UTC
Kramer Robert CharlesDirector · General Manager
ConversionClass B Common Stock · Derivative 1,120 $0.00 $0.00
Disclosure

SEC source: 0001441683-21-000087 · wf-form4_163649422641663.xml · derivative · entry 10

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,213,478

Underlying: Class A Common Stock · 1,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (11))

F11 · derivative.exercise_price: (continued from Footnote (10)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F9 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (11))

F11 · derivative.exercise_date: (continued from Footnote (10)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (11))

F11 · derivative.expiration_date: (continued from Footnote (10)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F13 · ownership.nature: The reported securities are owned directly by The Robert C. Kramer Trust (the "Trust"). The Reporting Person is the sole trustee and beneficiary of the Trust.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 16:44 UTC
Kramer Robert CharlesDirector · General Manager
ConversionClass A Common Stock 1,120 $0.00 $0.00
Disclosure

SEC source: 0001441683-21-000087 · wf-form4_163649422641663.xml · nonDerivative · entry 8

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F10 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (11))

F11 · price: (continued from Footnote (10)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F12 · balance_after: Includes 8,000 Class A shares previously reported as held directly by the Reporting Person.

F13 · ownership.nature: The reported securities are owned directly by The Robert C. Kramer Trust (the "Trust"). The Reporting Person is the sole trustee and beneficiary of the Trust.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 16:44 UTC
Kramer Robert CharlesDirector · General Manager
SaleClass A Common Stock 35 $93.96 $3,288.60
Disclosure

SEC source: 0001441683-21-000087 · wf-form4_163649422641663.xml · nonDerivative · entry 7

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,175

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2021 to cover taxes due upon RSU vesting.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 16:44 UTC
Kramer Robert CharlesDirector · General Manager
SaleClass A Common Stock 110 $98.20 $10,802.00
Disclosure

SEC source: 0001441683-21-000087 · wf-form4_163649422641663.xml · nonDerivative · entry 6

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,210

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2021 to cover taxes due upon RSU vesting.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.15 to $98.26, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 16:44 UTC
Kramer Robert CharlesDirector · General Manager
SaleClass A Common Stock 1,635 $97.71 $159,755.85
Disclosure

SEC source: 0001441683-21-000087 · wf-form4_163649422641663.xml · nonDerivative · entry 5

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,320

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2021 to cover taxes due upon RSU vesting.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.15 to $98.12, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 16:44 UTC
Kramer Robert CharlesDirector · General Manager
SaleClass A Common Stock 525 $96.70 $50,767.50
Disclosure

SEC source: 0001441683-21-000087 · wf-form4_163649422641663.xml · nonDerivative · entry 4

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,955

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2021 to cover taxes due upon RSU vesting.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.14 to $97.12, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 16:44 UTC
Kramer Robert CharlesDirector · General Manager
SaleClass A Common Stock 572 $95.72 $54,751.84
Disclosure

SEC source: 0001441683-21-000087 · wf-form4_163649422641663.xml · nonDerivative · entry 3

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,480

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2021 to cover taxes due upon RSU vesting.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.14 to $96.13, inclusive.

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November 08, 2021 Filed Nov 9, 2021 16:44 UTC
Kramer Robert CharlesDirector · General Manager
SaleClass A Common Stock 173 $92.60 $16,019.80
Disclosure

SEC source: 0001441683-21-000087 · wf-form4_163649422641663.xml · nonDerivative · entry 2

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,052

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2021 to cover taxes due upon RSU vesting.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.49 to $92.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (4) - (8).

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November 08, 2021 Filed Nov 9, 2021 21:43 UTC
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 446 $98.18 $43,788.28
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 7

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,297

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.10 to $98.33, inclusive.

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November 08, 2021 Filed Nov 9, 2021 21:43 UTC
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 1,863 $97.67 $181,959.21
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 6

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,743

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.10 to $98.09, inclusive.

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November 08, 2021 Filed Nov 9, 2021 21:43 UTC
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 561 $96.56 $54,170.16
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 5

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,606

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $97.06, inclusive.

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November 08, 2021 Filed Nov 9, 2021 21:43 UTC
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 873 $95.79 $83,624.67
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 4

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,167

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.10 to $96.09, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.