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Winters Christopher

Disclosed activity across 1 company

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73497
SEC CIK
0001706796

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

APPIAN CORP

Report date November 05, 2025 · Filed November 06, 2025

Section 16 reporting ended · disclosed 2025-11-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect29,782 Ending reported balance After 2025-11-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-11-05 · Exercise / conversion · Acquired 6,104 · Balance 31,609

F1: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

Row 2 · 2025-11-05 · Tax withholding · Disposed 1,827 · Balance 29,782

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect1,234 Reported balance After 2025-11-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-11-05 · Exercise / conversion · Disposed 1,234 · Balance 1,234

F2: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F3: The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect3,182 Reported balance After 2025-11-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-11-05 · Exercise / conversion · Disposed 1,591 · Balance 3,182

F2: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F4: The RSUs were granted on October 31, 2023, and vest in four (4) equal installments commencing on November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-11-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-11-05 · Exercise / conversion · Disposed 1,656 · Balance 0

F2: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F5: The RSUs were granted on November 5, 2024, and vested on November 5, 2025.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect4,869 Reported balance After 2025-11-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-11-05 · Exercise / conversion · Disposed 1,623 · Balance 4,869

F2: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F6: The RSUs were granted on November 5, 2024, and vest in four (4) equal annual installments commencing on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

F2: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F3: The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F4: The RSUs were granted on October 31, 2023, and vest in four (4) equal installments commencing on November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F5: The RSUs were granted on November 5, 2024, and vested on November 5, 2025.

F6: The RSUs were granted on November 5, 2024, and vest in four (4) equal annual installments commencing on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2025 Filed Nov 6, 2025 20:42 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 1,623 $0.00 $0.00
Disclosure

SEC source: 0001706796-25-000003 · wk-form4_1762461737.xml · derivative · entry 6

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,869

Underlying: Class A Common Stock · 1,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F6 · derivative.exercise_date: The RSUs were granted on November 5, 2024, and vest in four (4) equal annual installments commencing on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F6 · derivative.expiration_date: The RSUs were granted on November 5, 2024, and vest in four (4) equal annual installments commencing on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 05, 2025 Filed Nov 6, 2025 20:42 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 1,656 $0.00 $0.00
Disclosure

SEC source: 0001706796-25-000003 · wk-form4_1762461737.xml · derivative · entry 5

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F5 · derivative.exercise_date: The RSUs were granted on November 5, 2024, and vested on November 5, 2025.

F5 · derivative.expiration_date: The RSUs were granted on November 5, 2024, and vested on November 5, 2025.

Read SEC document
November 05, 2025 Filed Nov 6, 2025 20:42 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 1,591 $0.00 $0.00
Disclosure

SEC source: 0001706796-25-000003 · wk-form4_1762461737.xml · derivative · entry 4

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,182

Underlying: Class A Common Stock · 1,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F4 · derivative.exercise_date: The RSUs were granted on October 31, 2023, and vest in four (4) equal installments commencing on November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F4 · derivative.expiration_date: The RSUs were granted on October 31, 2023, and vest in four (4) equal installments commencing on November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 05, 2025 Filed Nov 6, 2025 20:42 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 1,234 $0.00 $0.00
Disclosure

SEC source: 0001706796-25-000003 · wk-form4_1762461737.xml · derivative · entry 3

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,234

Underlying: Class A Common Stock · 1,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F3 · derivative.exercise_date: The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F3 · derivative.expiration_date: The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 05, 2025 Filed Nov 6, 2025 20:42 UTC APPIAN CORP APPN · Entity 4256 Tax withholdingClass A Common Stock 1,827 $29.33 $53,585.91
Disclosure

SEC source: 0001706796-25-000003 · wk-form4_1762461737.xml · nonDerivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,782

Read SEC document
November 05, 2025 Filed Nov 6, 2025 20:42 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionClass A Common Stock 6,104 $0.00 $0.00
Disclosure

SEC source: 0001706796-25-000003 · wk-form4_1762461737.xml · nonDerivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 17:28 UTC APPIAN CORP APPN · Entity 4256 GrantRestricted Stock Unit · Derivative 6,492 $0.00 $0.00
Disclosure

SEC source: 0001441683-24-000108 · wk-form4_1731000479.xml · derivative · entry 8

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,492

Underlying: Class A Common Stock · 6,492 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F7 · derivative.exercise_date: The RSUs were granted on November 5, 2024, and vest in four (4) equal annual installments commencing on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F7 · derivative.expiration_date: The RSUs were granted on November 5, 2024, and vest in four (4) equal annual installments commencing on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 17:28 UTC APPIAN CORP APPN · Entity 4256 GrantRestricted Stock Unit · Derivative 1,656 $0.00 $0.00
Disclosure

SEC source: 0001441683-24-000108 · wk-form4_1731000479.xml · derivative · entry 7

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,656

Underlying: Class A Common Stock · 1,656 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F6 · derivative.exercise_date: The RSUs were granted on November 5, 2024, and vest on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F6 · derivative.expiration_date: The RSUs were granted on November 5, 2024, and vest on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 17:28 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 1,591 $0.00 $0.00
Disclosure

SEC source: 0001441683-24-000108 · wk-form4_1731000479.xml · derivative · entry 6

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,773

Underlying: Class A Common Stock · 1,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F5 · derivative.exercise_date: The RSUs were granted on October 31, 2023, and vest in four (4) equal installments commencing on November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F5 · derivative.expiration_date: The RSUs were granted on October 31, 2023, and vest in four (4) equal installments commencing on November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 17:28 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 2,966 $0.00 $0.00
Disclosure

SEC source: 0001441683-24-000108 · wk-form4_1731000479.xml · derivative · entry 5

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F3 · derivative.exercise_date: Fully vested.

F3 · derivative.expiration_date: Fully vested.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 17:28 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 1,234 $0.00 $0.00
Disclosure

SEC source: 0001441683-24-000108 · wk-form4_1731000479.xml · derivative · entry 4

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,468

Underlying: Class A Common Stock · 1,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F4 · derivative.exercise_date: The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F4 · derivative.expiration_date: The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 17:28 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 2,261 $0.00 $0.00
Disclosure

SEC source: 0001441683-24-000108 · wk-form4_1731000479.xml · derivative · entry 3

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F3 · derivative.exercise_date: Fully vested.

F3 · derivative.expiration_date: Fully vested.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 17:28 UTC APPIAN CORP APPN · Entity 4256 Tax withholdingClass A Common Stock 2,425 $38.67 $93,774.75
Disclosure

SEC source: 0001441683-24-000108 · wk-form4_1731000479.xml · nonDerivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,505

Read SEC document
November 05, 2024 Filed Nov 7, 2024 17:28 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionClass A Common Stock 8,052 $0.00 $0.00
Disclosure

SEC source: 0001441683-24-000108 · wk-form4_1731000479.xml · nonDerivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

Read SEC document
November 07, 2023 Filed Nov 8, 2023 21:08 UTC APPIAN CORP APPN · Entity 4256 Tax withholdingClass A Common Stock 2,012 $39.90 $80,278.80
Disclosure

SEC source: 0001441683-23-000095 · wk-form4_1699477672.xml · nonDerivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,878

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:08 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 1,234 $0.00 $0.00
Disclosure

SEC source: 0001441683-23-000095 · wk-form4_1699477672.xml · derivative · entry 5

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,702

Underlying: Class A Common Stock · 1,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F5 · derivative.exercise_date: The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F5 · derivative.expiration_date: The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:08 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001441683-23-000095 · wk-form4_1699477672.xml · derivative · entry 4

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F4 · derivative.exercise_date: The RSUs were granted on August 2, 2022, and vested on November 6, 2023.

F4 · derivative.expiration_date: The RSUs were granted on August 2, 2022, and vested on November 6, 2023.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:08 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 2,261 $0.00 $0.00
Disclosure

SEC source: 0001441683-23-000095 · wk-form4_1699477672.xml · derivative · entry 3

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,261

Underlying: Class A Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F3 · derivative.exercise_date: The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F3 · derivative.expiration_date: The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:08 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionClass A Common Stock 6,680 $0.00 $0.00
Disclosure

SEC source: 0001441683-23-000095 · wk-form4_1699477672.xml · nonDerivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:07 UTC APPIAN CORP APPN · Entity 4256 GrantRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001441683-23-000091 · wk-form4_1698955605.xml · derivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,966

Underlying: Class A Common Stock · 2,966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F3 · derivative.exercise_date: The RSUs will vest on November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

F3 · derivative.expiration_date: The RSUs will vest on November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:07 UTC APPIAN CORP APPN · Entity 4256 GrantRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001441683-23-000091 · wk-form4_1698955605.xml · derivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,364

Underlying: Class A Common Stock · 6,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F2 · derivative.exercise_date: The RSUs will vest in four (4) equal annual installments commencing on the one-year anniversary of November 5, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

F2 · derivative.expiration_date: The RSUs will vest in four (4) equal annual installments commencing on the one-year anniversary of November 5, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:03 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 26,800 $50.14 $1,343,752.00
Disclosure

SEC source: 0001441683-23-000078 · wf-form4_169463539354992.xml · nonDerivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,210

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:03 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 3,200 $51.02 $163,264.00
Disclosure

SEC source: 0001441683-23-000078 · wf-form4_169463539354992.xml · nonDerivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,010

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:10 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000107 · wf-form4_166811458856111.xml · derivative · entry 4

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F6 · derivative.exercise_date: The RSUs were granted on October 25, 2017, and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F6 · derivative.expiration_date: The RSUs were granted on October 25, 2017, and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:10 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 2,261 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000107 · wf-form4_166811458856111.xml · derivative · entry 3

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,522

Underlying: Class A Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F5 · derivative.exercise_date: The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F5 · derivative.expiration_date: The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:10 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 4,244 $34.40 $145,993.60
Disclosure

SEC source: 0001441683-22-000107 · wf-form4_166811458856111.xml · nonDerivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,210

F2 · kind: Shares sold to cover taxes due upon vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.29 to $34.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:10 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionClass A Common Stock 12,261 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000107 · wf-form4_166811458856111.xml · nonDerivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:47 UTC APPIAN CORP APPN · Entity 4256 GrantRestricted Stock Unit · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000082 · wf-form4_165964600288546.xml · derivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Class A Common Stock · 3,185 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F3 · derivative.exercise_date: The RSUs will vest on November 5, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

F3 · derivative.expiration_date: The RSUs will vest on November 5, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:47 UTC APPIAN CORP APPN · Entity 4256 GrantRestricted Stock Unit · Derivative 4,936 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000082 · wf-form4_165964600288546.xml · derivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,936

Underlying: Class A Common Stock · 4,936 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F2 · derivative.exercise_date: The RSUs will vest in four (4) equal annual installments commencing on the one-year anniversary of November 5, 2022, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

F2 · derivative.expiration_date: The RSUs will vest in four (4) equal annual installments commencing on the one-year anniversary of November 5, 2022, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

Read SEC document
January 21, 2022 Filed Jan 24, 2022 21:08 UTC APPIAN CORP APPN · Entity 4256 ConversionClass B Common Stock · Derivative 1,896 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000016 · wf-form4_164305848055300.xml · derivative · entry 4

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
January 21, 2022 Filed Jan 24, 2022 21:08 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionClass B Common Stock · Derivative 1,896 $7.03 $13,328.88
Disclosure

SEC source: 0001441683-22-000016 · wf-form4_164305848055300.xml · derivative · entry 3

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896

Underlying: Class A Common Stock · 1,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
January 21, 2022 Filed Jan 24, 2022 21:08 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,896 $0.00 Strike: $7.03 $0.00
Disclosure

SEC source: 0001441683-22-000016 · wf-form4_164305848055300.xml · derivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,896 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
January 21, 2022 Filed Jan 24, 2022 21:08 UTC APPIAN CORP APPN · Entity 4256 ConversionClass A Common Stock 1,896 $0.00 $0.00
Disclosure

SEC source: 0001441683-22-000016 · wf-form4_164305848055300.xml · nonDerivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:43 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 446 $98.18 $43,788.28
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 7

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,297

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.10 to $98.33, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:43 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 1,863 $97.67 $181,959.21
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 6

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,743

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.10 to $98.09, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:43 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 561 $96.56 $54,170.16
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 5

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,606

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $97.06, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:43 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 873 $95.79 $83,624.67
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 4

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,167

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.10 to $96.09, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:43 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 49 $93.76 $4,594.24
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 3

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,040

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.55 to $93.96, inclusive.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:43 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 213 $92.65 $19,734.45
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,089

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.49 to $92.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (8).

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:43 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 2,261 $0.00 $0.00
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · derivative · entry 9

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,783

Underlying: Class A Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F11 · derivative.exercise_date: The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F11 · derivative.expiration_date: The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:43 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · derivative · entry 8

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F10 · derivative.exercise_date: The RSUs were granted on October 25, 2017, and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F10 · derivative.expiration_date: The RSUs were granted on October 25, 2017, and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:43 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionClass A Common Stock 12,261 $0.00 $0.00
Disclosure

SEC source: 0001441683-21-000086 · wf-form4_163649418621719.xml · nonDerivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 21:03 UTC APPIAN CORP APPN · Entity 4256 ConversionClass B Common Stock · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001441683-21-000022 · wf-form4_161549659587675.xml · derivative · entry 15

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 21:03 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionClass B Common Stock · Derivative 35,000 $7.03 $246,050.00
Disclosure

SEC source: 0001441683-21-000022 · wf-form4_161549659587675.xml · derivative · entry 14

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

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March 10, 2021 Filed Mar 11, 2021 21:03 UTC APPIAN CORP APPN · Entity 4256 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $7.03 $0.00
Disclosure

SEC source: 0001441683-21-000022 · wf-form4_161549659587675.xml · derivative · entry 13

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896

Underlying: Class B Common Stock · 35,000 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Fully vested.

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March 10, 2021 Filed Mar 11, 2021 21:03 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 2,817 $162.82 $458,663.94
Disclosure

SEC source: 0001441683-21-000022 · wf-form4_161549659587675.xml · nonDerivative · entry 12

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,041

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.29 to $163.36, inclusive.

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March 10, 2021 Filed Mar 11, 2021 21:03 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 2,108 $161.89 $341,264.12
Disclosure

SEC source: 0001441683-21-000022 · wf-form4_161549659587675.xml · nonDerivative · entry 11

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,858

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.23 to $162.20, inclusive.

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March 10, 2021 Filed Mar 11, 2021 21:03 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 3,000 $160.54 $481,620.00
Disclosure

SEC source: 0001441683-21-000022 · wf-form4_161549659587675.xml · nonDerivative · entry 10

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,966

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.05 to $161.00, inclusive.

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March 10, 2021 Filed Mar 11, 2021 21:03 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 1,514 $159.38 $241,301.32
Disclosure

SEC source: 0001441683-21-000022 · wf-form4_161549659587675.xml · nonDerivative · entry 9

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,966

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.99 to $159.83, inclusive.

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March 10, 2021 Filed Mar 11, 2021 21:03 UTC APPIAN CORP APPN · Entity 4256 SaleClass A Common Stock 6,000 $158.25 $949,500.00
Disclosure

SEC source: 0001441683-21-000022 · wf-form4_161549659587675.xml · nonDerivative · entry 8

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,480

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.84 to $158.81, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.