Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPIAN CORPAPPN · Entity 4256 | Director | April 01, 2024 | April 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPIAN CORP
Report date April 01, 2024 · Filed April 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 28,276 |
Reported balance
After 2024-04-01 transaction · row 1
1 source rowRow 1 · 2024-04-01 · Grant · Acquired 782 · Balance 28,276 F1: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,070 |
Reported balance
Holding disclosure · report date 2024-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,070 F2: The reported securities are owned directly by Sea Level Investments ("SLI"). The Reporting Person is the president of SLI. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020.
F2: The reported securities are owned directly by Sea Level Investments ("SLI"). The Reporting Person is the president of SLI.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2024 Filed Apr 2, 2024 20:17 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-24-000024 · wk-form4_1712089001.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,276 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:34 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 829 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-24-000002 · wk-form4_1704317631.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,494 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:10 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 685 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-23-000086 · wf-form4_169636379057984.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,665 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| July 03, 2023 Filed Jul 3, 2023 20:35 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 656 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-23-000065 · wf-form4_168841651890378.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,980 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:07 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 704 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-23-000032 · wf-form4_168063884413968.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,324 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:05 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-23-000006 · wf-form4_167286628084857.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,620 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 20:36 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-22-000091 · wf-form4_166491576861287.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,661 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:24 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 659 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-22-000071 · wf-form4_165670707276936.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,896 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:47 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-22-000033 · wf-form4_164919159872744.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,237 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:05 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 479 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-22-000006 · wf-form4_164141668311955.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,724 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:03 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-21-000076 · wf-form4_163346420661090.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,245 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:36 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 226 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-21-000056 · wf-form4_162525812724572.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,908 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:15 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-21-000026 · wf-form4_161730806672658.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,682 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 300 | $174.63 | $52,389.00 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 12 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,447 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.30 to $175.17, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 904 | $168.18 | $152,034.72 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 11 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,747 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.02 to $169.01, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 300 | $173.71 | $52,113.00 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 10 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,651 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.12 to $174.00, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 761 | $167.19 | $127,231.59 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 9 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,951 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.93 to $167.47, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 600 | $172.36 | $103,416.00 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 8 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,712 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.00 to $172.82, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 1,200 | $165.52 | $198,624.00 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 7 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,312 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.00 to $165.99, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 2,035 | $180.02 | $366,340.70 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 6 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,512 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.01 to $180.36, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 1,000 | $170.95 | $170,950.00 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 5 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,547 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.77 to $171.28, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 700 | $164.40 | $115,080.00 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 4 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,547 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.95 to $164.88, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 200 | $176.52 | $35,304.00 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 3 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,247 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.03 to $177.00, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 1,300 | $169.81 | $220,753.00 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 2 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,447 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.16 to $170.08, inclusive. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:05 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 700 | $163.16 | $114,212.00 |
DisclosureSEC source: 0001441683-21-000020 · wf-form4_161428711005218.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,747 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.57 to $163.52, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (12). Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 22:00 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-21-000002 · wf-form4_160979761337876.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,447 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020. Read SEC document |
| October 06, 2020 Filed Oct 6, 2020 20:18 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 5,000 | $70.02 | $350,100.00 |
DisclosureSEC source: 0001441683-20-000107 · wf-form4_160201549850572.xml · nonDerivative · entry 2 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,255 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.12, inclusive. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:18 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 5,000 | $67.51 | $337,550.00 |
DisclosureSEC source: 0001441683-20-000107 · wf-form4_160201549850572.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,255 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $67.52, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3). Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:14 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-20-000103 · wf-form4_160166967013447.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,255 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:17 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-20-000082 · wf-form4_159372101162605.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,947 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:43 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-20-000032 · wf-form4_158586019848315.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,557 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:01 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 5,000 | $62.50 | $312,500.00 |
DisclosureSEC source: 0001441683-20-000012 · wf-form4_158214604285831.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,060 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 21:38 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 5,000 | $60.00 | $300,000.00 |
DisclosureSEC source: 0001441683-20-000009 · wf-form4_158171630453446.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,060 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2019. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 20:59 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 523 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-20-000004 · wf-form4_157808513455572.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,060 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:40 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 421 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-19-000161 · wf-form4_157004883587363.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,537 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:46 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 554 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-19-000113 · wf-form4_156210039666765.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,116 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:09 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-19-000055 · wf-form4_155432212852828.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,009 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:06 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 15,600 | $36.80 | $574,080.00 |
DisclosureSEC source: 0001441683-19-000049 · wf-form4_155130518306914.xml · nonDerivative · entry 2 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,429 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.55 to $36.99, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:06 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 14,400 | $36.10 | $519,840.00 |
DisclosureSEC source: 0001441683-19-000049 · wf-form4_155130518306914.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,029 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.55 to $36.54, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 21:19 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 748 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-19-000005 · wf-form4_154655033714410.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,429 F1 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:50 UTC | APPIAN CORP APPN · Entity 4256 | OtherClass A Common Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-18-000159 · wf-form4_154482420921488.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,070 F1 · kind: Represents a pro rata distribution without additional consideration by Novak Biddle Venture Partners V, L.P. to its limited partners. F2 · ownership.nature: The reported securities are owned directly by Sea Level Investments ("SLI"). The Reporting Person is the president of SLI. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:19 UTC | APPIAN CORP APPN · Entity 4256 | GrantClass A Common Stock | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053304 · doc4.xml · nonDerivative · entry 2 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,681 F3 · kind: These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 21:19 UTC | APPIAN CORP APPN · Entity 4256 | OtherClass A Common Stock | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053304 · doc4.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,584 F1 · kind: Represents a pro rata distribution without additional consideration by Novak Biddle Venture Partners V, L.P. to its limited partners. F2 · ownership.nature: The reported securities are owned directly by Sea Level Investments ("SLI"). The Reporting Person is the president of SLI. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 20:42 UTC | APPIAN CORP APPN · Entity 4256 | ConversionClass B Common Stock · Derivative | 35,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044411 · doc4.xml · derivative · entry 5 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 35,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 20:42 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionClass B Common Stock · Derivative | 35,602 | $0.58 | $20,649.16 |
DisclosureSEC source: 0001209191-18-044411 · doc4.xml · derivative · entry 4 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,602 Underlying: Class A Common Stock · 35,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 20:42 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionStock Option (Right to Buy) · Derivative | 35,602 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001209191-18-044411 · doc4.xml · derivative · entry 3 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 35,602 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 20:42 UTC | APPIAN CORP APPN · Entity 4256 | ConversionClass A Common Stock | 35,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044411 · doc4.xml · nonDerivative · entry 1 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock. F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 00:11 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionClass B Common Stock · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043954 · doc4.xml · derivative · entry 5 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 00:11 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionClass B Common Stock · Derivative | 35,000 | $0.58 | $20,300.00 |
DisclosureSEC source: 0001209191-18-043954 · doc4.xml · derivative · entry 4 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 00:11 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001209191-18-043954 · doc4.xml · derivative · entry 3 Mulligan Michael J. · CIK 0001706773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,602 Underlying: Class B Common Stock · 35,000 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.