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APOG

APOGEE ENTERPRISES, INC.

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5131
SEC CIK
0000006845
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609

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2021 Filed Nov 3, 2021 17:09 UTC
JOHNSON GARY ROBERTTreasurer & Sr Vice President
SaleCommon Stock 1,768 $45.00 $79,565.13
Disclosure

SEC source: 0001209191-21-062619 · doc4.xml · nonDerivative · entry 2

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer & Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,770

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 27, 2021.

F4 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $45.00 to $45.03. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 17:09 UTC
JOHNSON GARY ROBERTTreasurer & Sr Vice President
SaleCommon Stock 1,756 $44.00 $77,269.44
Disclosure

SEC source: 0001209191-21-062619 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer & Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,583

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 27, 2021.

F2 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $44.00 to $44.02. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 18:41 UTC
POMPA MARK ADirector
GrantDeferrred Restricted Stock Units · Derivative 67 $37.76 Strike: $0.00 $2,529.92
Disclosure

SEC source: 0001209191-21-058846 · doc4.xml · derivative · entry 3

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,024

Underlying: Common Stock · 67 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 18:41 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 43 $37.76 Strike: $0.00 $1,623.68
Disclosure

SEC source: 0001209191-21-058846 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 18:41 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 596 $37.76 Strike: $0.00 $22,504.96
Disclosure

SEC source: 0001209191-21-058846 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,668

Underlying: Common Stock · 596 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 18:37 UTC
Johnson Troy RPres, Architectural Services
Tax withholdingCommon Stock 1,707 $37.76 $64,456.32
Disclosure

SEC source: 0001209191-21-058838 · doc4.xml · nonDerivative · entry 1

Johnson Troy R · CIK 0001869972 · Pres, Architectural Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,255

F1 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 18:40 UTC GrantDeferred Restricted Stock Units · Derivative 81 $37.76 Strike: $0.00 $3,058.56
Disclosure

SEC source: 0001209191-21-058844 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,083

Underlying: Common Stock · 81 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 18:40 UTC GrantPhantom Stock Units · Derivative 51 $37.76 Strike: $0.00 $1,925.76
Disclosure

SEC source: 0001209191-21-058844 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,665

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 18:26 UTC GrantDeferred Restricted Stock Units · Derivative 68 $37.76 Strike: $0.00 $2,567.68
Disclosure

SEC source: 0001209191-21-058826 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,239

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1

F3 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 28, 2021 Filed Sep 28, 2021 17:03 UTC
Jewell Brent CPresident, AFS
SaleCommon Stock 1,800 $39.96 $71,928.00
Disclosure

SEC source: 0001209191-21-057887 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,694

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
September 03, 2021 Filed Apr 4, 2022 15:59 UTC
Jewell Brent CPresident, AFS
GiftCommon Stock 1,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022175 · doc5.xml · nonDerivative · entry 4

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 5,149

F1 · shares: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.

F3 · balance_after: The number of shares held by the trust reported herein reflect the gifts reported on this Form 5, minus previously reported sales on September 28, 2021 and January 18, 2022, which were originally reported as sales of directly owned shares.

Read SEC document
September 03, 2021 Filed Apr 4, 2022 15:59 UTC
Jewell Brent CPresident, AFS
GiftCommon Stock 1,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022175 · doc5.xml · nonDerivative · entry 2

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,045

F1 · shares: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and the 2019 Stock Incentive Plan.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 17:19 UTC
Jewell Brent CPresident, AFS
Tax withholdingCommon Stock 1,606 $39.60 $63,597.60
Disclosure

SEC source: 0001209191-21-050322 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,494

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:17 UTC GrantDeferred Restricted Stock Units · Derivative 78 $40.73 Strike: $0.00 $3,176.94
Disclosure

SEC source: 0001209191-21-044298 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,002

Underlying: Common Stock · 78 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:17 UTC GrantPhantom Stock Units · Derivative 46 $40.73 Strike: $0.00 $1,873.58
Disclosure

SEC source: 0001209191-21-044298 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,614

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:19 UTC
POMPA MARK ADirector
GrantDeferred Restricted Stock Units · Derivative 50 $40.73 Strike: $0.00 $2,036.50
Disclosure

SEC source: 0001209191-21-044301 · doc4.xml · derivative · entry 3

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,957

Underlying: Common Stock · 50 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:19 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 36 $40.73 Strike: $0.00 $1,466.28
Disclosure

SEC source: 0001209191-21-044301 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,072

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:19 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 552 $40.73 Strike: $0.00 $22,482.96
Disclosure

SEC source: 0001209191-21-044301 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,036

Underlying: Common Stock · 552 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:15 UTC GrantDeferred Restricted Stock Units · Derivative 51 $40.73 Strike: $0.00 $2,077.23
Disclosure

SEC source: 0001209191-21-044297 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,171

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 26, 2021 Filed Jun 28, 2021 21:10 UTC
Heard FrankDirector
Tax withholdingCommon Stock 497 $43.30 $21,520.10
Disclosure

SEC source: 0001209191-21-043505 · doc4.xml · nonDerivative · entry 3

Heard Frank · CIK 0001608587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,736

F4 · balance_after: The total reported in Column 5 includes 6,492 restricted stock units and 1,244 shares of common stock.

Read SEC document
June 25, 2021 Filed Jun 28, 2021 14:34 UTC
JOHNSON GARY ROBERTTreasurer & Sr Vice President
SaleCommon Stock 2,430 $41.98 $102,009.46
Disclosure

SEC source: 0001209191-21-043441 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer & Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,294

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 27, 2021.

F2 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $40.50 to $43.21. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 15:49 UTC
POMPA MARK ADirector
GrantRestricted Stock Units · Derivative 2,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043231 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,721

Underlying: Common Stock · 2,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · balance_after: Awarded under the 2019 Non-Employee Director Stock Plan.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 15:46 UTC GrantRestricted Stock Units · Derivative 2,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043230 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,721

Underlying: Common Stock · 2,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · balance_after: Awarded under the 2019 Non-Employee Director Stock Plan.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 15:42 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043229 · doc4.xml · nonDerivative · entry 1

Wagner Patricia K · CIK 0001663507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,458

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 15:38 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043228 · doc4.xml · nonDerivative · entry 1

Parker Herbert K · CIK 0001436496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,182

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

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June 24, 2021 Filed Jun 25, 2021 15:37 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043227 · doc4.xml · nonDerivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,047

F1 · balance_after: Includes restricted stock awards under the 2019 Non-Employee Director Stock Plan.

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June 24, 2021 Filed Jun 25, 2021 15:34 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043226 · doc4.xml · nonDerivative · entry 1

Lilly Elizabeth Murphy · CIK 0001799209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,113

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2019 Non-Employee Director Stock Plan.

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June 24, 2021 Filed Jun 25, 2021 15:32 UTC GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043225 · doc4.xml · nonDerivative · entry 1

Alvord Christina M · CIK 0001692983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,113

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2019 Non-Employee Director Stock Plan.

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June 24, 2021 Filed Jun 28, 2021 21:10 UTC
Heard FrankDirector
Tax withholdingCommon Stock 880 $38.59 $33,959.20
Disclosure

SEC source: 0001209191-21-043505 · doc4.xml · nonDerivative · entry 2

Heard Frank · CIK 0001608587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,233

F3 · balance_after: The total reported in Column 5 includes 7,473 restricted stock units and 760 shares of common stock.

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June 24, 2021 Filed Jun 28, 2021 21:10 UTC
Heard FrankDirector
GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043505 · doc4.xml · nonDerivative · entry 1

Heard Frank · CIK 0001608587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,113

F1 · shares: The Restricted Stock Units vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,721 restricted stock units under the Apogee Enterprises, Inc. 2019 Non-Employee Director Stock Plan. The reporting person has reported prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes the 2,721 newly awarded restricted stock units and 6,392 restricted stock units previously reported in Table II.

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June 24, 2021 Filed Mar 22, 2022 19:24 UTC Amendment GrantCommon Stock 2,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020500 · doc4a.xml · nonDerivative · entry 1

Wagner Patricia K · CIK 0001663507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,548

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

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June 20, 2021 Filed Jun 22, 2021 16:35 UTC
Elliott Meghan MarieVice Pres, Gen Counsel, Secy
Tax withholdingCommon Stock 459 $36.74 $16,863.66
Disclosure

SEC source: 0001209191-21-042351 · doc4.xml · nonDerivative · entry 1

Elliott Meghan Marie · CIK 0001813758 · Vice Pres, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,911

F1 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

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June 16, 2021 Filed Apr 4, 2022 15:59 UTC
Jewell Brent CPresident, AFS
GiftCommon Stock 7,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022175 · doc5.xml · nonDerivative · entry 3

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 7,221

F1 · shares: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.

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June 16, 2021 Filed Apr 4, 2022 15:59 UTC
Jewell Brent CPresident, AFS
GiftCommon Stock 7,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022175 · doc5.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,773

F1 · shares: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and the 2019 Stock Incentive Plan.

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June 15, 2021 Filed Nov 24, 2021 19:30 UTC
Gupta NisheetEVP and CFO
Tax withholdingCommon Stock 2,040 $39.19 $79,947.60
Disclosure

SEC source: 0001209191-21-066760 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,320

F1 · balance_after: Includes restricted stock awards under the 2019 Stock Incentive Plan.

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June 14, 2021 Filed Jun 15, 2021 14:48 UTC
JOHNSON GARY ROBERTTreasurer & Sr Vice President
SaleCommon Stock 1,219 $39.20 $47,779.44
Disclosure

SEC source: 0001209191-21-040491 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer & Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,724

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 27, 2021.

F2 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $39.07 to $39.39. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

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June 01, 2021 Filed Jun 2, 2021 21:11 UTC
Elliott Meghan MarieVice Pres, Gen Counsel, Secy
Tax withholdingCommon Stock 1,019 $38.77 $39,506.63
Disclosure

SEC source: 0001209191-21-037313 · doc4.xml · nonDerivative · entry 1

Elliott Meghan Marie · CIK 0001813758 · Vice Pres, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,370

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

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April 30, 2021 Filed May 4, 2021 16:17 UTC
Hayes Maureen AnnChief Information Officer
Tax withholdingCommon Stock 2,881 $35.13 $101,209.53
Disclosure

SEC source: 0001209191-21-029712 · doc4.xml · nonDerivative · entry 1

Hayes Maureen Ann · CIK 0001815977 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,612

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

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April 30, 2021 Filed May 4, 2021 16:18 UTC
Sachs Gregory JoelChief Procurement Officer
Tax withholdingCommon Stock 1,722 $35.13 $60,493.86
Disclosure

SEC source: 0001209191-21-029713 · doc4.xml · nonDerivative · entry 1

Sachs Gregory Joel · CIK 0001798982 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,603

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 4/28/21 and shares of restricted stock granted under the 2019 Stock Incentive Plan.

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April 30, 2021 Filed May 4, 2021 16:17 UTC
JOHNSON GARY ROBERTTreasurer & Sr Vice President
Tax withholdingCommon Stock 1,063 $35.13 $37,343.19
Disclosure

SEC source: 0001209191-21-029711 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer & Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,943

F1 · balance_after: Includes shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

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April 30, 2021 Filed May 4, 2021 16:16 UTC Tax withholdingCommon Stock 2,128 $35.13 $74,756.64
Disclosure

SEC source: 0001209191-21-029710 · doc4.xml · nonDerivative · entry 1

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,347

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

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April 27, 2021 Filed Apr 28, 2021 15:46 UTC
JOHNSON GARY ROBERTTreasurer and Vice President
SaleCommon Stock 1,181 $35.79 $42,271.41
Disclosure

SEC source: 0001209191-21-028758 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,006

F1 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $35.7701 to $35.795. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/21 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

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April 20, 2021 Filed Apr 22, 2021 14:58 UTC
Sachs Gregory JoelChief Procurement Officer
GrantPerformance Share Units · Derivative 2,593 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027919 · doc4.xml · derivative · entry 2

Sachs Gregory Joel · CIK 0001798982 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,593

Underlying: Common Stock · 2,593 shares

Expires 2024-04-20

F3 · derivative.exercise_price: Settled 1-for-1.

F4 · derivative.exercise_date: The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Award Agreement.

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April 20, 2021 Filed Apr 22, 2021 14:58 UTC
Sachs Gregory JoelChief Procurement Officer
GrantCommon Stock 5,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027919 · doc4.xml · nonDerivative · entry 1

Sachs Gregory Joel · CIK 0001798982 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,325

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2022, 4/30/2023 and 4/30/2024.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/21 and shares of restricted stock granted under the 2019 Stock Incentive Plan.

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April 20, 2021 Filed Apr 22, 2021 14:57 UTC
JOHNSON GARY ROBERTTreasurer and Vice President
GrantPerformance Share Units · Derivative 1,486 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027918 · doc4.xml · derivative · entry 2

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486

Underlying: Common Stock · 1,486 shares

Expires 2024-04-20

F3 · derivative.exercise_price: Settled 1-for-1.

F4 · derivative.exercise_date: The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Award Agreement.

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April 20, 2021 Filed Apr 22, 2021 14:57 UTC
JOHNSON GARY ROBERTTreasurer and Vice President
GrantCommon Stock 2,971 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027918 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,187

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2022, 4/30/2023 and 4/30/2024.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/21 and shares of restricted stock granted under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

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April 20, 2021 Filed Apr 22, 2021 14:55 UTC
Hayes Maureen AnnChief Information Officer
GrantPerformance Share Units · Derivative 2,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027917 · doc4.xml · derivative · entry 3

Hayes Maureen Ann · CIK 0001815977 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,377

Underlying: Common Stock · 2,377 shares

Expires 2024-04-20

F4 · derivative.exercise_date: The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Award Agreement.

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April 20, 2021 Filed Apr 22, 2021 14:55 UTC
Hayes Maureen AnnChief Information Officer
GrantCommon Stock 4,754 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027917 · doc4.xml · nonDerivative · entry 1

Hayes Maureen Ann · CIK 0001815977 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,493

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2022, 4/30/2023 and 4/30/2024.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

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April 20, 2021 Filed Apr 22, 2021 14:25 UTC
Elliott Meghan MarieVice Pres, Gen Counsel, Secy
GrantPerformance Share Units · Derivative 2,593 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027914 · doc4.xml · derivative · entry 2

Elliott Meghan Marie · CIK 0001813758 · Vice Pres, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,593

Underlying: Common Stock · 2,593 shares

Expires 2024-04-20

F3 · derivative.exercise_price: Settled 1-for-1.

F4 · derivative.exercise_date: The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Award Agreement.

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April 20, 2021 Filed Apr 22, 2021 14:25 UTC
Elliott Meghan MarieVice Pres, Gen Counsel, Secy
GrantCommon Stock 5,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027914 · doc4.xml · nonDerivative · entry 1

Elliott Meghan Marie · CIK 0001813758 · Vice Pres, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,389

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2022, 4/30/2023 and 4/30/2024.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.