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Nasdaq · USD

APOG

APOGEE ENTERPRISES, INC.

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5131
SEC CIK
0000006845
Parsed reports
609

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2017 Filed Oct 3, 2017 13:31 UTC GrantPhantom Stock Units · Derivative 474 $48.26 Strike: $0.00 $22,875.24
Disclosure

SEC source: 0001209191-17-054800 · doc4.xml · derivative · entry 1

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,545

Underlying: Common Stock · 474 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 13:30 UTC GrantPhantom Stock Units · Derivative 139 $48.26 Strike: $0.00 $6,708.14
Disclosure

SEC source: 0001209191-17-054799 · doc4.xml · derivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,136

Underlying: Common Stock · 139 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
August 29, 2017 Filed Mar 14, 2018 16:26 UTC
JOHNSON GARY ROBERTTreasurer and Vice President
GiftCommon Stock 127 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019501 · doc5.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,990

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/3/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
July 26, 2017 Filed Jul 27, 2017 16:21 UTC
Hays Sara LDirector
Disposition to issuerCommon Stock 1,851 $52.71 $97,566.21
Disclosure

SEC source: 0001209191-17-046400 · doc4.xml · nonDerivative · entry 1

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,020

F1 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $52.31 to $53.02. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
July 07, 2017 Filed Jul 11, 2017 18:54 UTC SaleCommon Stock 18,706 $55.04 $1,029,518.38
Disclosure

SEC source: 0001209191-17-044749 · doc4.xml · nonDerivative · entry 1

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,127

F1 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.01 to $55.19. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
July 03, 2017 Filed Mar 14, 2018 16:36 UTC
PORTER JAMES SChief Financial Officer
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019502 · doc5.xml · nonDerivative · entry 1

PORTER JAMES S · CIK 0001233873 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,068

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/3/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:42 UTC GrantRestricted Stock Units · Derivative 8 $56.84 Strike: $0.00 $454.72
Disclosure

SEC source: 0001209191-17-042707 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Underlying: Common Stock · 8 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:42 UTC GrantPhantom Stock Units · Derivative 60 $56.84 Strike: $0.00 $3,410.40
Disclosure

SEC source: 0001209191-17-042707 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,594

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:42 UTC GrantRestricted Stock Units · Derivative 8 $56.84 Strike: $0.00 $454.72
Disclosure

SEC source: 0001209191-17-042706 · doc4.xml · derivative · entry 3

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Underlying: Common Stock · 8 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:42 UTC GrantPhantom Stock Units · Derivative 13 $56.84 Strike: $0.00 $738.92
Disclosure

SEC source: 0001209191-17-042706 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,887

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:42 UTC GrantPhantom Stock Units · Derivative 329 $56.84 Strike: $0.00 $18,700.36
Disclosure

SEC source: 0001209191-17-042706 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874

Underlying: Common Stock · 329 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:41 UTC GrantPhantom Stock Units · Derivative 36 $56.84 Strike: $0.00 $2,046.24
Disclosure

SEC source: 0001209191-17-042705 · doc4.xml · derivative · entry 2

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,302

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:41 UTC GrantPhantom Stock Units · Derivative 351 $56.84 Strike: $0.00 $19,950.84
Disclosure

SEC source: 0001209191-17-042705 · doc4.xml · derivative · entry 1

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,266

Underlying: Common Stock · 351 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:41 UTC
Hays Sara LDirector
GrantPhantom Stock Units · Derivative 53 $56.84 Strike: $0.00 $3,012.52
Disclosure

SEC source: 0001209191-17-042704 · doc4.xml · derivative · entry 1

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,578

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:40 UTC GrantRestricted Stock Units · Derivative 8 $56.84 Strike: $0.00 $454.72
Disclosure

SEC source: 0001209191-17-042702 · doc4.xml · derivative · entry 3

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Underlying: Common Stock · 8 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:40 UTC GrantPhantom Stock Units · Derivative 90 $56.84 Strike: $0.00 $5,115.60
Disclosure

SEC source: 0001209191-17-042702 · doc4.xml · derivative · entry 2

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,069

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:40 UTC GrantPhantom Stock Units · Derivative 322 $56.84 Strike: $0.00 $18,302.48
Disclosure

SEC source: 0001209191-17-042702 · doc4.xml · derivative · entry 1

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,979

Underlying: Common Stock · 322 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:40 UTC GrantPhantom Stock Units · Derivative 117 $56.84 Strike: $0.00 $6,650.28
Disclosure

SEC source: 0001209191-17-042701 · doc4.xml · derivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,996

Underlying: Common Stock · 117 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 14:46 UTC GrantCommon Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041557 · doc4.xml · nonDerivative · entry 1

Wagner Patricia K · CIK 0001663507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,744

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 14:46 UTC GrantRestricted Stock Units · Derivative 1,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041556 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

Underlying: Common Stock · 1,720 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 14:45 UTC GrantRestricted Stock Units · Derivative 1,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041555 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

Underlying: Common Stock · 1,720 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 14:44 UTC GrantCommon Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041554 · doc4.xml · nonDerivative · entry 1

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,011

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 14:44 UTC GrantCommon Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041553 · doc4.xml · nonDerivative · entry 1

Manning John Terence · CIK 0001314623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,708

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 14:43 UTC GrantCommon Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041552 · doc4.xml · nonDerivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 14:42 UTC
Hays Sara LDirector
GrantCommon Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041550 · doc4.xml · nonDerivative · entry 2

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,871

F2 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 14:41 UTC GrantRestricted Stock Units · Derivative 1,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041549 · doc4.xml · derivative · entry 1

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

Underlying: Common Stock · 1,720 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

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June 22, 2017 Filed Jun 23, 2017 14:40 UTC GrantCommon Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041548 · doc4.xml · nonDerivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,404

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

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June 22, 2017 Filed Jul 18, 2018 15:46 UTC Amendment GrantCommon Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042977 · doc4a.xml · nonDerivative · entry 1

Manning John Terence · CIK 0001314623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,708

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

F3 · balance_after: This amendment corrects a mathematical error. The remainder of the form contains no changes and has been stated as originally filed.

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June 15, 2017 Filed Jun 23, 2017 14:42 UTC
Hays Sara LDirector
Disposition to issuerCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041550 · doc4.xml · nonDerivative · entry 1

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,151

F1 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
May 03, 2017 Filed May 3, 2017 22:24 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionOption (Right to Buy) · Derivative 20,000 $0.00 Strike: $8.34 $0.00
Disclosure

SEC source: 0001209191-17-029778 · doc4.xml · derivative · entry 9

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,341

Underlying: Common Stock · 20,000 shares

Expires 2021-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
May 03, 2017 Filed May 3, 2017 22:24 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
SaleCommon Stock 20,000 $55.47 $1,109,312.00
Disclosure

SEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 6

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,239

F4 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.17 to $55.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
May 03, 2017 Filed May 3, 2017 22:24 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 20,000 $8.34 $166,800.00
Disclosure

SEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 5

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2017 Filed May 4, 2017 14:49 UTC Amendment
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionOption (Right to Buy) · Derivative 20,000 $0.00 Strike: $8.34 $0.00
Disclosure

SEC source: 0001209191-17-029888 · doc4a.xml · derivative · entry 9

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,341

Underlying: Common Stock · 20,000 shares

Expires 2021-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
May 03, 2017 Filed May 4, 2017 14:49 UTC Amendment
Puishys Joseph F.Director · Chief Executive Officer & Pres
SaleCommon Stock 20,000 $55.47 $1,109,312.00
Disclosure

SEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 6

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,239

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2017 which was reported on a Form 8-K filed February 6, 2017.

F5 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.17 to $55.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
May 03, 2017 Filed May 4, 2017 14:49 UTC Amendment
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 20,000 $8.34 $166,800.00
Disclosure

SEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 5

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 22:24 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionOption (Right to Buy) · Derivative 40,000 $0.00 Strike: $8.34 $0.00
Disclosure

SEC source: 0001209191-17-029778 · doc4.xml · derivative · entry 8

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,341

Underlying: Common Stock · 40,000 shares

Expires 2021-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
May 02, 2017 Filed May 3, 2017 22:24 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
SaleCommon Stock 40,000 $56.06 $2,242,320.00
Disclosure

SEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 4

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,239

F3 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.74 to $56.77. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
May 02, 2017 Filed May 3, 2017 22:24 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 40,000 $8.34 $333,600.00
Disclosure

SEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 3

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 4, 2017 14:49 UTC Amendment
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionOption (Right to Buy) · Derivative 40,000 $0.00 Strike: $8.34 $0.00
Disclosure

SEC source: 0001209191-17-029888 · doc4a.xml · derivative · entry 8

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,341

Underlying: Common Stock · 40,000 shares

Expires 2021-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
May 02, 2017 Filed May 4, 2017 14:49 UTC Amendment
Puishys Joseph F.Director · Chief Executive Officer & Pres
SaleCommon Stock 40,000 $56.06 $2,242,320.00
Disclosure

SEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 4

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,239

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2017 which was reported on a Form 8-K filed February 6, 2017.

F4 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.74 to $56.77. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
May 02, 2017 Filed May 4, 2017 14:49 UTC Amendment
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 40,000 $8.34 $333,600.00
Disclosure

SEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 3

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:24 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionOption (Right to Buy) · Derivative 40,000 $0.00 Strike: $8.34 $0.00
Disclosure

SEC source: 0001209191-17-029778 · doc4.xml · derivative · entry 7

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,341

Underlying: Common Stock · 40,000 shares

Expires 2021-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:24 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
SaleCommon Stock 40,000 $56.13 $2,245,376.00
Disclosure

SEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 2

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,239

F2 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $54.66 to $56.92. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:24 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 40,000 $8.34 $333,600.00
Disclosure

SEC source: 0001209191-17-029778 · doc4.xml · nonDerivative · entry 1

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
May 01, 2017 Filed May 4, 2017 14:49 UTC Amendment
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionOption (Right to Buy) · Derivative 40,000 $0.00 Strike: $8.34 $0.00
Disclosure

SEC source: 0001209191-17-029888 · doc4a.xml · derivative · entry 7

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,341

Underlying: Common Stock · 40,000 shares

Expires 2021-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
May 01, 2017 Filed May 4, 2017 14:49 UTC Amendment
Puishys Joseph F.Director · Chief Executive Officer & Pres
SaleCommon Stock 40,000 $56.13 $2,245,376.00
Disclosure

SEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 2

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,239

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2017 which was reported on a Form 8-K filed February 6, 2017.

F3 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $54.66 to $56.92. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
May 01, 2017 Filed May 4, 2017 14:49 UTC Amendment
Puishys Joseph F.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 40,000 $8.34 $333,600.00
Disclosure

SEC source: 0001209191-17-029888 · doc4a.xml · nonDerivative · entry 1

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
April 30, 2017 Filed May 1, 2017 21:29 UTC
Klein John AlfredSVP Ops & Supply Chain Mgmt
Tax withholdingCommon Stock 622 $54.50 $33,899.00
Disclosure

SEC source: 0001209191-17-028982 · doc4.xml · nonDerivative · entry 3

Klein John Alfred · CIK 0001548441 · SVP Ops & Supply Chain Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,436

Read SEC document
April 30, 2017 Filed May 1, 2017 21:26 UTC
JOHNSON GARY ROBERTTreasurer and Vice President
Tax withholdingCommon Stock 385 $54.50 $20,982.50
Disclosure

SEC source: 0001209191-17-028980 · doc4.xml · nonDerivative · entry 3

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,006

Read SEC document
April 30, 2017 Filed May 1, 2017 21:26 UTC Tax withholdingCommon Stock 1,185 $54.50 $64,582.50
Disclosure

SEC source: 0001209191-17-028979 · doc4.xml · nonDerivative · entry 3

BEITHON PATRICIA A · CIK 0001233869 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,022

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.