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Nasdaq · USD

APOG

APOGEE ENTERPRISES, INC.

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5131
SEC CIK
0000006845
Parsed reports
609

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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2018 Filed Oct 1, 2018 20:48 UTC GrantRestricted Stock Units · Derivative 27 $41.32 Strike: $0.00 $1,115.64
Disclosure

SEC source: 0001209191-18-052817 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160

Underlying: Common Stock · 27 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:48 UTC GrantPhantom Stock Units · Derivative 94 $41.32 Strike: $0.00 $3,884.08
Disclosure

SEC source: 0001209191-18-052817 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,006

Underlying: Common Stock · 94 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:47 UTC GrantRestricted Stock Units · Derivative 27 $41.32 Strike: $0.00 $1,115.64
Disclosure

SEC source: 0001209191-18-052816 · doc4.xml · derivative · entry 3

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160

Underlying: Common Stock · 27 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:47 UTC GrantPhantom Stock Units · Derivative 29 $41.32 Strike: $0.00 $1,198.28
Disclosure

SEC source: 0001209191-18-052816 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,340

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:47 UTC GrantPhantom Stock Units · Derivative 484 $41.32 Strike: $0.00 $19,998.88
Disclosure

SEC source: 0001209191-18-052816 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,311

Underlying: Common Stock · 484 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:46 UTC GrantRestricted Stock Units · Derivative 27 $41.32 Strike: $0.00 $1,115.64
Disclosure

SEC source: 0001209191-18-052815 · doc4.xml · derivative · entry 3

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160

Underlying: Common Stock · 27 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:46 UTC GrantPhantom Stock Units · Derivative 64 $41.32 Strike: $0.00 $2,644.48
Disclosure

SEC source: 0001209191-18-052815 · doc4.xml · derivative · entry 2

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,452

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:46 UTC GrantPhantom Stock Units · Derivative 514 $41.32 Strike: $0.00 $21,238.48
Disclosure

SEC source: 0001209191-18-052815 · doc4.xml · derivative · entry 1

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,388

Underlying: Common Stock · 514 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:45 UTC GrantRestricted Stock Units · Derivative 7 $41.32 $289.24
Disclosure

SEC source: 0001209191-18-052814 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:44 UTC
Hays Sara LDirector
GrantPhantom Stock Units · Derivative 83 $41.32 Strike: $0.00 $3,429.56
Disclosure

SEC source: 0001209191-18-052813 · doc4.xml · derivative · entry 1

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,940

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:43 UTC GrantPhantom Stock Units · Derivative 185 $41.32 Strike: $0.00 $7,644.20
Disclosure

SEC source: 0001209191-18-052811 · doc4.xml · derivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,802

Underlying: Common Stock · 185 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 27, 2018 Filed Sep 28, 2018 14:32 UTC PurchaseCommon Stock 5,000 $41.52 $207,600.00
Disclosure

SEC source: 0001209191-18-052528 · doc4.xml · nonDerivative · entry 1

Parker Herbert K · CIK 0001436496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,330

F1 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $41.505 to $41.53. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:45 UTC GrantRestricted Stock Units · Derivative 16 $48.17 Strike: $0.00 $770.72
Disclosure

SEC source: 0001209191-18-040463 · doc4.xml · derivative · entry 3

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,133

Underlying: Common Stock · 16 shares

Expires not disclosed

F6 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F7 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F6 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F6 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:45 UTC GrantPhantom Stock Units · Derivative 81 $48.17 Strike: $0.00 $3,901.77
Disclosure

SEC source: 0001209191-18-040463 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,912

Underlying: Common Stock · 81 shares

Expires not disclosed

F3 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:38 UTC GrantRestricted Stock Units · Derivative 16 $48.17 Strike: $0.00 $770.72
Disclosure

SEC source: 0001209191-18-040454 · doc4.xml · derivative · entry 4

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,133

Underlying: Common Stock · 16 shares

Expires not disclosed

F6 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F7 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F6 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F6 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:38 UTC GrantPhantom Stock Units · Derivative 24 $48.17 Strike: $0.00 $1,156.08
Disclosure

SEC source: 0001209191-18-040454 · doc4.xml · derivative · entry 3

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827

Underlying: Common Stock · 24 shares

Expires not disclosed

F3 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:38 UTC GrantPhantom Stock Units · Derivative 423 $48.17 Strike: $0.00 $20,375.91
Disclosure

SEC source: 0001209191-18-040454 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,803

Underlying: Common Stock · 423 shares

Expires not disclosed

F3 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F3 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:30 UTC
Hays Sara LDirector
GrantPhantom Stock Units · Derivative 71 $48.17 Strike: $0.00 $3,420.07
Disclosure

SEC source: 0001209191-18-040444 · doc4.xml · derivative · entry 2

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,856

Underlying: Common Stock · 71 shares

Expires not disclosed

F3 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:28 UTC GrantRestricted Stock Units · Derivative 16 $48.17 Strike: $0.00 $770.72
Disclosure

SEC source: 0001209191-18-040441 · doc4.xml · derivative · entry 4

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,133

Underlying: Common Stock · 16 shares

Expires not disclosed

F6 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F7 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F6 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F6 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:28 UTC GrantPhantom Stock Units · Derivative 53 $48.17 Strike: $0.00 $2,553.01
Disclosure

SEC source: 0001209191-18-040441 · doc4.xml · derivative · entry 3

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,874

Underlying: Common Stock · 53 shares

Expires not disclosed

F3 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:28 UTC GrantPhantom Stock Units · Derivative 441 $48.17 Strike: $0.00 $21,242.97
Disclosure

SEC source: 0001209191-18-040441 · doc4.xml · derivative · entry 2

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,821

Underlying: Common Stock · 441 shares

Expires not disclosed

F3 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F3 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:23 UTC GrantPhantom Stock Units · Derivative 158 $48.17 Strike: $0.00 $7,610.86
Disclosure

SEC source: 0001209191-18-040436 · doc4.xml · derivative · entry 2

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,617

Underlying: Common Stock · 158 shares

Expires not disclosed

F3 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F3 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:47 UTC GrantCommon Stock 1,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040471 · doc4.xml · nonDerivative · entry 1

Wagner Patricia K · CIK 0001663507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,696

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:45 UTC GrantRestricted Stock Units · Derivative 1,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040463 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,115

Underlying: Common Stock · 1,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:38 UTC GrantRestricted Stock Units · Derivative 1,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040454 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,115

Underlying: Common Stock · 1,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:40 UTC GrantCommon Stock 1,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040457 · doc4.xml · nonDerivative · entry 1

Parker Herbert K · CIK 0001436496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:30 UTC
Hays Sara LDirector
GrantCommon Stock 1,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040444 · doc4.xml · nonDerivative · entry 1

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,953

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:35 UTC GrantRestricted Stock Units · Derivative 1,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040449 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952

Underlying: Common Stock · 1,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:28 UTC GrantRestricted Stock Units · Derivative 1,952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040441 · doc4.xml · derivative · entry 1

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,115

Underlying: Common Stock · 1,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 21:23 UTC GrantCommon Stock 1,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040436 · doc4.xml · nonDerivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,521

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
May 29, 2018 Filed May 29, 2018 21:27 UTC
Jewell Brent CSr VP Business Dev & Strategy
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033909 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · Sr VP Business Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: The Reporting Person received a restricted stock award of 6,000 shares that vests over a two year vesting period with one-half of the shares vesting on each anniversary of the award.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
May 02, 2018 Filed May 2, 2018 21:21 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
PurchaseCommon Stock 3,000 $42.20 $126,610.20
Disclosure

SEC source: 0001209191-18-027419 · doc4.xml · nonDerivative · entry 2

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 15,000

F2 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $41.87 to $42.67. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

Read SEC document
May 02, 2018 Filed May 4, 2018 16:00 UTC Exercise / conversionDirector Option to Buy · Derivative 5,000 $0.00 Strike: $18.31 $0.00
Disclosure

SEC source: 0001209191-18-027982 · doc4.xml · derivative · entry 3

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
May 02, 2018 Filed May 4, 2018 16:00 UTC SaleCommon Stock 1,500 $42.59 $63,888.75
Disclosure

SEC source: 0001209191-18-027982 · doc4.xml · nonDerivative · entry 2

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,114

F2 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $42.52 to $42.67. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
May 02, 2018 Filed May 4, 2018 16:00 UTC Exercise / conversionCommon Stock 5,000 $18.31 $91,550.00
Disclosure

SEC source: 0001209191-18-027982 · doc4.xml · nonDerivative · entry 1

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
May 01, 2018 Filed May 2, 2018 21:41 UTC Exercise / conversionDirector Option to Buy · Derivative 2,400 $0.00 Strike: $18.31 $0.00
Disclosure

SEC source: 0001209191-18-027426 · doc4.xml · derivative · entry 6

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,400 shares

Expires 2018-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
May 01, 2018 Filed May 2, 2018 21:41 UTC SaleCommon Stock 3,797 $41.85 $158,918.12
Disclosure

SEC source: 0001209191-18-027426 · doc4.xml · nonDerivative · entry 4

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,614

F3 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $41.63 to $42.22. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
May 01, 2018 Filed May 2, 2018 21:41 UTC Exercise / conversionCommon Stock 2,400 $18.31 $43,944.00
Disclosure

SEC source: 0001209191-18-027426 · doc4.xml · nonDerivative · entry 3

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed Apr 30, 2018 22:13 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
PurchaseCommon Stock 12,000 $41.37 $496,471.20
Disclosure

SEC source: 0001209191-18-026911 · doc4.xml · nonDerivative · entry 2

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 12,000

F2 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $41.12 to $41.65. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

Read SEC document
April 30, 2018 Filed May 2, 2018 21:41 UTC Exercise / conversionDirector Option to Buy · Derivative 2,500 $0.00 Strike: $18.31 $0.00
Disclosure

SEC source: 0001209191-18-027426 · doc4.xml · derivative · entry 5

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

Underlying: Common Stock · 2,500 shares

Expires 2018-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
April 30, 2018 Filed May 2, 2018 21:41 UTC SaleCommon Stock 2,500 $41.52 $103,792.00
Disclosure

SEC source: 0001209191-18-027426 · doc4.xml · nonDerivative · entry 2

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,011

F2 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $41.50 to $41.54. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
April 30, 2018 Filed May 2, 2018 21:41 UTC Exercise / conversionCommon Stock 2,500 $18.31 $45,775.00
Disclosure

SEC source: 0001209191-18-027426 · doc4.xml · nonDerivative · entry 1

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:53 UTC
JOHNSON GARY ROBERTTreasurer and Vice President
Tax withholdingCommon Stock 564 $41.11 $23,186.04
Disclosure

SEC source: 0001209191-18-027268 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,876

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:52 UTC Tax withholdingCommon Stock 1,776 $41.11 $73,011.36
Disclosure

SEC source: 0001209191-18-027267 · doc4.xml · nonDerivative · entry 1

BEITHON PATRICIA A · CIK 0001233869 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,307

Read SEC document
April 30, 2018 Filed May 2, 2018 16:51 UTC
PORTER JAMES SChief Financial Officer
Tax withholdingCommon Stock 1,569 $41.11 $64,501.59
Disclosure

SEC source: 0001209191-18-027266 · doc4.xml · nonDerivative · entry 1

PORTER JAMES S · CIK 0001233873 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,854

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:50 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 6,163 $41.11 $253,360.93
Disclosure

SEC source: 0001209191-18-027265 · doc4.xml · nonDerivative · entry 1

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,441

F1 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 20:46 UTC Exercise / conversionStock Appreciation Rights · Derivative 17,104 $0.00 Strike: $21.59 $0.00
Disclosure

SEC source: 0001209191-18-026867 · doc4.xml · derivative · entry 5

BEITHON PATRICIA A · CIK 0001233869 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,104 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 20:46 UTC Disposition to issuerCommon Stock 11,418 $41.18 $470,193.24
Disclosure

SEC source: 0001209191-18-026867 · doc4.xml · nonDerivative · entry 3

BEITHON PATRICIA A · CIK 0001233869 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,083

Read SEC document
April 27, 2018 Filed Apr 30, 2018 20:46 UTC Exercise / conversionCommon Stock 17,104 $21.59 $369,275.36
Disclosure

SEC source: 0001209191-18-026867 · doc4.xml · nonDerivative · entry 2

BEITHON PATRICIA A · CIK 0001233869 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:47 UTC Exercise / conversionDirector Option to Buy · Derivative 100 $0.00 Strike: $18.31 $0.00
Disclosure

SEC source: 0001209191-18-026870 · doc4.xml · derivative · entry 3

MARZEC ROBERT J · CIK 0001191966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Common Stock · 100 shares

Expires 2018-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently 100% exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.