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APOG

APOGEE ENTERPRISES, INC.

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5131
SEC CIK
0000006845
Parsed reports
609

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2019 Filed Jul 2, 2019 18:43 UTC
Hays Sara LDirector
GrantPhantom Stock Units · Derivative 89 $43.44 Strike: $0.00 $3,866.16
Disclosure

SEC source: 0001209191-19-040103 · doc4.xml · derivative · entry 1

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,248

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:49 UTC
Jewell Brent CSr VP Business Dev & Strategy
Tax withholdingCommon Stock 918 $37.51 $34,434.18
Disclosure

SEC source: 0001209191-19-033679 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · Sr VP Business Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,082

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
April 30, 2019 Filed May 2, 2019 15:30 UTC Tax withholdingCommon Stock 1,898 $40.30 $76,489.40
Disclosure

SEC source: 0001209191-19-026917 · doc4.xml · nonDerivative · entry 1

BEITHON PATRICIA A · CIK 0001233869 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,185

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/19 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
April 30, 2019 Filed May 2, 2019 15:31 UTC
JOHNSON GARY ROBERTTreasurer and Vice President
Tax withholdingCommon Stock 591 $40.30 $23,817.30
Disclosure

SEC source: 0001209191-19-026918 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,733

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/19 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
April 30, 2019 Filed May 2, 2019 15:30 UTC
PORTER JAMES SChief Financial Officer
Tax withholdingCommon Stock 2,648 $40.30 $106,714.40
Disclosure

SEC source: 0001209191-19-026916 · doc4.xml · nonDerivative · entry 1

PORTER JAMES S · CIK 0001233873 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,283

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/19 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
April 30, 2019 Filed May 2, 2019 15:29 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 9,690 $40.30 $390,507.00
Disclosure

SEC source: 0001209191-19-026915 · doc4.xml · nonDerivative · entry 1

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,722

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
April 30, 2019 Filed Apr 3, 2020 15:45 UTC Amendment
Puishys Joseph F.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 9,690 $40.30 $390,507.00
Disclosure

SEC source: 0001209191-20-022968 · doc4a.xml · nonDerivative · entry 1

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,547

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

F2 · balance_after: The total number of directly and indirectly held shares has been corrected to remove 102,175 shares that were previously inaccurately reported as directly held and include those shares as indirectly held by the Trust.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 17:06 UTC
JOHNSON GARY ROBERTTreasurer and Vice President
GrantCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026104 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,324

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2020, 4/30/2021 and 4/30/2022.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/19 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 17:05 UTC
Jewell Brent CSr VP Business Dev & Strategy
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026103 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · Sr VP Business Dev & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2020, 4/30/2021 and 4/30/2022.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 17:05 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026101 · doc4.xml · nonDerivative · entry 1

BEITHON PATRICIA A · CIK 0001233869 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,083

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2020, 4/30/2021 and 4/30/2022.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/19 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 17:04 UTC
PORTER JAMES SChief Financial Officer
GrantCommon Stock 6,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026100 · doc4.xml · nonDerivative · entry 1

PORTER JAMES S · CIK 0001233873 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,931

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2020, 4/30/2021 and 4/30/2022.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/19 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 17:03 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
GrantCommon Stock 15,971 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026099 · doc4.xml · nonDerivative · entry 1

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,412

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2020, 4/30/2021 and 4/30/2022.

F2 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 15:58 UTC
Hays Sara LDirector
SaleCommon Stock 1,985 $39.14 $77,695.48
Disclosure

SEC source: 0001209191-19-025209 · doc4.xml · nonDerivative · entry 1

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,422

F1 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $38.92 to $39.36. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
April 15, 2019 Filed Apr 15, 2019 20:06 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024572 · doc4.xml · nonDerivative · entry 1

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Vest in three equal annual installments beginning on the first anniversary date of grant.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:10 UTC GrantPhantom Stock Units · Derivative 229 $37.49 Strike: $0.00 $8,585.21
Disclosure

SEC source: 0001209191-19-022759 · doc4.xml · derivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,289

Underlying: Common Stock · 229 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:09 UTC GrantRestricted Stock Units · Derivative 33 $37.49 Strike: $0.00 $1,237.17
Disclosure

SEC source: 0001209191-19-022755 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,231

Underlying: Common Stock · 33 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:09 UTC GrantPhantom Stock Units · Derivative 117 $37.49 Strike: $0.00 $4,386.33
Disclosure

SEC source: 0001209191-19-022755 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,256

Underlying: Common Stock · 117 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:06 UTC GrantRestricted Stock Units · Derivative 33 $37.49 Strike: $0.00 $1,237.17
Disclosure

SEC source: 0001209191-19-022743 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,231

Underlying: Common Stock · 33 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:06 UTC GrantPhantom Stock Units · Derivative 42 $37.49 Strike: $0.00 $1,574.58
Disclosure

SEC source: 0001209191-19-022743 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,097

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:07 UTC
POMPA MARK ADirector
GrantRestricted Stock Units · Derivative 8 $37.49 Strike: $0.00 $299.92
Disclosure

SEC source: 0001209191-19-022750 · doc4.xml · derivative · entry 3

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776

Underlying: Common Stock · 8 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:07 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 4 $37.49 Strike: $0.00 $149.96
Disclosure

SEC source: 0001209191-19-022750 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:07 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 500 $37.49 Strike: $0.00 $18,745.00
Disclosure

SEC source: 0001209191-19-022750 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547

Underlying: Common Stock · 500 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:04 UTC GrantRestricted Stock Units · Derivative 9 $37.49 Strike: $0.00 $337.41
Disclosure

SEC source: 0001209191-19-022738 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,978

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:02 UTC
Hays Sara LDirector
GrantPhantom Stock Units · Derivative 102 $37.49 Strike: $0.00 $3,823.98
Disclosure

SEC source: 0001209191-19-022734 · doc4.xml · derivative · entry 2

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,158

Underlying: Common Stock · 102 shares

Expires not disclosed

F2 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.exercise_price: Settled 1-for-1.

F4 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:00 UTC GrantRestricted Stock Units · Derivative 33 $37.49 Strike: $0.00 $1,237.17
Disclosure

SEC source: 0001209191-19-022729 · doc4.xml · derivative · entry 3

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,231

Underlying: Common Stock · 33 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:00 UTC GrantPhantom Stock Units · Derivative 85 $37.49 Strike: $0.00 $3,186.65
Disclosure

SEC source: 0001209191-19-022729 · doc4.xml · derivative · entry 2

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,908

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:00 UTC GrantPhantom Stock Units · Derivative 566 $37.49 Strike: $0.00 $21,219.34
Disclosure

SEC source: 0001209191-19-022729 · doc4.xml · derivative · entry 1

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,823

Underlying: Common Stock · 566 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2019 Filed Apr 3, 2019 20:05 UTC Amendment
Hays Sara LDirector
GrantPhantom Stock Units · Derivative 102 $37.49 Strike: $0.00 $3,823.98
Disclosure

SEC source: 0001209191-19-023060 · doc4a.xml · derivative · entry 2

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,158

Underlying: Common Stock · 102 shares

Expires not disclosed

F3 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 11, 2019 Filed Apr 2, 2019 23:02 UTC
Hays Sara LDirector
GiftCommon Stock 5,546 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022734 · doc4.xml · nonDerivative · entry 1

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,646

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

Read SEC document
March 11, 2019 Filed Apr 3, 2019 20:05 UTC Amendment
Hays Sara LDirector
GiftCommon Stock 5,546 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023060 · doc4a.xml · nonDerivative · entry 1

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,407

F1 · balance_after: Includes restricted stock awards under the 2009 Stock Incentive Plan.

F2 · balance_after: Correction of mathematical error. The remainder of the Form contains no changes and has been stated as originally filed.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:19 UTC SaleCommon Stock 9,276 $37.63 $349,019.70
Disclosure

SEC source: 0001209191-19-013956 · doc4.xml · nonDerivative · entry 1

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,251

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 26, 2018.

F2 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $37.50 to $37.74. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:21 UTC Amendment
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 1,046 $29.85 Strike: $0.00 $31,223.10
Disclosure

SEC source: 0001209191-19-000708 · doc4a.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046

Underlying: Common Stock · 1,046 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F3 · derivative.underlying_shares: Correction of typographical error. The remainder of the form contains no changes and has been stated as originally filed.

F3 · balance_after: Correction of typographical error. The remainder of the form contains no changes and has been stated as originally filed.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:10 UTC GrantRestricted Stock Units · Derivative 37 $29.85 Strike: $0.00 $1,104.45
Disclosure

SEC source: 0001209191-19-000667 · doc4.xml · derivative · entry 3

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,198

Underlying: Common Stock · 37 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:10 UTC GrantPhantom Stock Units · Derivative 44 $29.85 Strike: $0.00 $1,313.40
Disclosure

SEC source: 0001209191-19-000667 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,054

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:10 UTC GrantPhantom Stock Units · Derivative 670 $29.85 Strike: $0.00 $19,999.50
Disclosure

SEC source: 0001209191-19-000667 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,010

Underlying: Common Stock · 670 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:02 UTC GrantRestricted Stock Units · Derivative 37 $29.85 Strike: $0.00 $1,104.45
Disclosure

SEC source: 0001209191-19-000666 · doc4.xml · derivative · entry 3

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,198

Underlying: Common Stock · 37 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:02 UTC GrantPhantom Stock Units · Derivative 92 $29.85 Strike: $0.00 $2,746.20
Disclosure

SEC source: 0001209191-19-000666 · doc4.xml · derivative · entry 2

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,256

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:02 UTC GrantPhantom Stock Units · Derivative 711 $29.85 Strike: $0.00 $21,223.35
Disclosure

SEC source: 0001209191-19-000666 · doc4.xml · derivative · entry 1

Davis Jerome L · CIK 0001294199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,164

Underlying: Common Stock · 711 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:01 UTC GrantRestricted Stock Units · Derivative 37 $29.85 Strike: $0.00 $1,104.45
Disclosure

SEC source: 0001209191-19-000665 · doc4.xml · derivative · entry 2

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,198

Underlying: Common Stock · 37 shares

Expires not disclosed

F4 · security: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:01 UTC GrantPhantom Stock Units · Derivative 131 $29.85 Strike: $0.00 $3,910.35
Disclosure

SEC source: 0001209191-19-000665 · doc4.xml · derivative · entry 1

Reynolds Richard VanFleet · CIK 0001367016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,138

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:00 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 1,046 $29.85 Strike: $0.00 $31,223.10
Disclosure

SEC source: 0001209191-19-000664 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

Underlying: Common Stock · 1,406 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:57 UTC GrantRestricted Stock Units · Derivative 10 $29.85 $298.50
Disclosure

SEC source: 0001209191-19-000661 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,969

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:56 UTC
Hays Sara LDirector
GrantPhantom Stock Units · Derivative 115 $29.85 Strike: $0.00 $3,432.75
Disclosure

SEC source: 0001209191-19-000660 · doc4.xml · derivative · entry 1

Hays Sara L · CIK 0001340825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,056

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:55 UTC GrantPhantom Stock Units · Derivative 257 $29.85 Strike: $0.00 $7,671.45
Disclosure

SEC source: 0001209191-19-000659 · doc4.xml · derivative · entry 1

ALDRICH BERNARD P · CIK 0001241731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,060

Underlying: Common Stock · 257 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 15:44 UTC
PORTER JAMES SChief Financial Officer
PurchaseCommon Stock 2,000 $28.10 $56,205.40
Disclosure

SEC source: 0001209191-18-064056 · doc4.xml · nonDerivative · entry 1

PORTER JAMES S · CIK 0001233873 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,980

F1 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $28.035 to $28.110. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 9/30/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 15:42 UTC
Puishys Joseph F.Director · Chief Executive Officer & Pres
PurchaseCommon Stock 10,000 $26.97 $269,650.00
Disclosure

SEC source: 0001209191-18-064055 · doc4.xml · nonDerivative · entry 2

Puishys Joseph F. · CIK 0001527351 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 25,000

F2 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $26.85 to $27.00. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

Read SEC document
December 24, 2018 Filed Apr 15, 2019 20:02 UTC Amendment
PORTER JAMES SChief Financial Officer
PurchaseCommon Stock 2,000 $28.10 $56,205.40
Disclosure

SEC source: 0001209191-19-024567 · doc4a.xml · nonDerivative · entry 1

PORTER JAMES S · CIK 0001233873 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,555

F1 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $28.035 to $28.110. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 9/30/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

F3 · balance_after: Correction of mathematical error. The remainder of the Form contains no changes and has been stated as originally filed.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 21:32 UTC PurchaseCommon Stock 7,000 $33.38 $233,671.20
Disclosure

SEC source: 0001209191-18-056547 · doc4.xml · nonDerivative · entry 1

Parker Herbert K · CIK 0001436496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,330

F1 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $33.349 to $33.3928. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.

Read SEC document
October 12, 2018 Filed Apr 15, 2019 20:04 UTC
PORTER JAMES SChief Financial Officer
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024570 · doc5.xml · nonDerivative · entry 1

PORTER JAMES S · CIK 0001233873 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,705

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 3/2/19 and shares of restricted stock granted under the 2009 Stock Incentive Plan.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 14:13 UTC
POMPA MARK ADirector
GrantRestricted Stock Units · Derivative 1,768 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-054181 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,768

Underlying: Common Stock · 1,768 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.expiration_date: The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.