Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2022 Filed Nov 28, 2022 23:42 UTC |
Zhang Jason GechenDirector
|
GrantRestricted Stock Unit · Derivative | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-22-000094 · wf-form4_166967896207237.xml · derivative · entry 2 ZHANG JASON · CIK 0001900445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000,000 Underlying: Common Stock · 5,000,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: 4,386,848 of the RSUs vest on November 7, 2023, and the remaining 613,152 RSUs vest on November 7, 2024. F3 · derivative.expiration_date: 4,386,848 of the RSUs vest on November 7, 2023, and the remaining 613,152 RSUs vest on November 7, 2024. Read SEC document |
| October 31, 2022 Filed Oct 31, 2022 21:29 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 20,000 | $2.24 | $44,800.00 |
DisclosureSEC source: 0001144879-22-000068 · wf-form4_166725177139510.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 990,686 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.19 to $2.25. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 21:29 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 20,000 | $2.22 | $44,400.00 |
DisclosureSEC source: 0001144879-22-000068 · wf-form4_166725177139510.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 970,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.21 to $2.23. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 27, 2022 Filed Oct 27, 2022 21:36 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 20,000 | $2.22 | $44,400.00 |
DisclosureSEC source: 0001144879-22-000065 · wf-form4_166690658710086.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 950,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.21 to $2.24. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 26, 2022 Filed Oct 26, 2022 23:48 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 20,000 | $2.23 | $44,600.00 |
DisclosureSEC source: 0001628280-22-027119 · wf-form4_166682810413708.xml · nonDerivative · entry 5 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 930,686 F6 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.16 to $2.33. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 25, 2022 Filed Oct 26, 2022 23:48 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 20,000 | $2.21 | $44,200.00 |
DisclosureSEC source: 0001628280-22-027119 · wf-form4_166682810413708.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 910,686 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.17 to $2.25. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 23:48 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 20,000 | $2.04 | $40,800.00 |
DisclosureSEC source: 0001628280-22-027119 · wf-form4_166682810413708.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 890,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $1.94 to $2.08. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| August 31, 2022 Filed Aug 31, 2022 23:47 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.22 | $111,000.00 |
DisclosureSEC source: 0001144879-22-000012 · wf-form4_166198966083792.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 870,686 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.06 to $2.38. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| August 31, 2022 Filed Aug 31, 2022 23:46 UTC |
RENCH DAVIDChief Financial Officer
|
PurchaseCommon Stock | 3,490 | $2.15 | $7,503.50 |
DisclosureSEC source: 0001144879-22-000010 · wf-form4_166198957860475.xml · nonDerivative · entry 1 RENCH DAVID · CIK 0001898844 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,631 F1 · balance_after: Includes (i) 166,666 shares of restricted stock, of which 83,333 will vest on April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC (the "Later Date"), and 20,833 will vest on each of July 1, 2022, October 1, 2022, January 1, 2023, and April 1, 2023, or in each case, if later, the Later Date. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 23:47 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.08 | $104,000.00 |
DisclosureSEC source: 0001144879-22-000012 · wf-form4_166198966083792.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 820,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.02 to $2.11. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 23:43 UTC |
HASTINGS CHUCKDirector
|
PurchaseCommon Stock | 10,000 | $2.06 | $20,600.00 |
DisclosureSEC source: 0001628280-22-024097 · wf-form4_166198939841718.xml · nonDerivative · entry 1 HASTINGS CHUCK · CIK 0001899880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,500 Read SEC document |
| August 25, 2022 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
GiftCommon Stock | 267,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 4 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 386,247 F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date. F4 · ownership.nature: Held by the Moore Family Trust, of which Virginia Moore is a trustee. Such shares were transferred as a gift from the Reporting Person's spouse and Reporting Person. Read SEC document |
| August 25, 2022 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
GiftCommon Stock | 118,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 3 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 118,630 F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date. F4 · ownership.nature: Held by the Moore Family Trust, of which Virginia Moore is a trustee. Such shares were transferred as a gift from the Reporting Person's spouse and Reporting Person. Read SEC document |
| August 25, 2022 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
GiftCommon Stock | 267,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 2 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 0 F3 · shares: Consists of shares of common stock held by Andrew Moore, the Reporting Person's spouse. Such shares were transferred as a gift to the Moore Family Trust. F3 · ownership.nature: Consists of shares of common stock held by Andrew Moore, the Reporting Person's spouse. Such shares were transferred as a gift to the Moore Family Trust. Read SEC document |
| August 25, 2022 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
GiftCommon Stock | 118,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 1 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,191 F1 · shares: Consists of common stock held directly by the Reporting person. Such shares were transferred as a gift to the Moore Family Trust. F2 · balance_after: Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date. Read SEC document |
| August 05, 2022 Filed Aug 10, 2022 00:31 UTC |
INGEL REGINACMO
|
GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022077 · wf-form4_166009145224633.xml · derivative · entry 2 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025. F3 · derivative.expiration_date: One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025. Read SEC document |
| August 05, 2022 Filed Aug 10, 2022 00:34 UTC |
RENCH DAVIDChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022082 · wf-form4_166009164112868.xml · derivative · entry 2 RENCH DAVID · CIK 0001898844 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025. F3 · derivative.expiration_date: One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025. Read SEC document |
| August 05, 2022 Filed Aug 10, 2022 00:29 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
GrantRestricted Stock Unit · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022075 · wf-form4_166009136396723.xml · derivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025. F5 · derivative.expiration_date: One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025. Read SEC document |
| May 31, 2022 Filed May 31, 2022 20:36 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 100,000 | $4.81 | $481,000.00 |
DisclosureSEC source: 0001628280-22-015753 · wf-form4_165402937954007.xml · nonDerivative · entry 5 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 770,686 F6 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.72 to $4.96. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 31, 2022 Filed May 31, 2022 20:01 UTC |
HASTINGS CHUCKDirector
|
PurchaseCommon Stock | 10,000 | $4.83 | $48,300.00 |
DisclosureSEC source: 0001628280-22-015719 · wf-form4_165402726242795.xml · nonDerivative · entry 1 HASTINGS CHUCK · CIK 0001899880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,500 F1 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.81 to $4.83. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F2 · balance_after: Includes 100,000 shares of restricted stock granted as stock compensation for the Reporting Person's board service, 50,000 of which will vest on each of (i) April 1, 2022 or the date, if later, on which the SEC declares effective a registration statement covering the resale of the shares of restricted stock and (ii) April 1, 2023, so long as the Reporting Person is a director of the issuer on each such date. Read SEC document |
| May 27, 2022 Filed May 31, 2022 20:36 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 20,383 | $4.03 | $82,143.49 |
DisclosureSEC source: 0001628280-22-015753 · wf-form4_165402937954007.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 670,686 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.92 to $4.25. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 27, 2022 Filed May 31, 2022 20:02 UTC |
INGEL REGINAEVP Operations
|
PurchaseCommon Stock | 7,726 | $3.83 | $29,590.58 |
DisclosureSEC source: 0001628280-22-015720 · wf-form4_165402730741707.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,392 F1 · balance_after: Includes 16,666 shares of restricted stock, of which 8,333 will vest on April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC (the "Later Date"), and 2,083 will vest on each of July 1, 2022, October 1, 2022, and January 1 2023 and 2,084 will vest on April 1, 2023, or in each case, if later, the Later Date. Read SEC document |
| May 26, 2022 Filed May 31, 2022 20:36 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $3.80 | $190,000.00 |
DisclosureSEC source: 0001628280-22-015753 · wf-form4_165402937954007.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 650,303 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.75 to $3.82. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 25, 2022 Filed May 25, 2022 21:52 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $3.66 | $183,000.00 |
DisclosureSEC source: 0001628280-22-015382 · wf-form4_165351552445849.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 600,303 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.46 to $3.77. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 24, 2022 Filed May 25, 2022 21:52 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 38,813 | $3.65 | $141,667.45 |
DisclosureSEC source: 0001628280-22-015382 · wf-form4_165351552445849.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 550,303 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.62 to $3.65. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 23, 2022 Filed May 24, 2022 01:44 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $3.68 | $184,000.00 |
DisclosureSEC source: 0001628280-22-015255 · wf-form4_165335663246244.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 511,490 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.56 to $3.70. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 20, 2022 Filed May 24, 2022 01:44 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 70,018 | $3.40 | $238,061.20 |
DisclosureSEC source: 0001628280-22-015255 · wf-form4_165335663246244.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 461,490 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.21 to $3.50. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 19, 2022 Filed May 19, 2022 22:21 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 11,030 | $2.95 | $32,538.50 |
DisclosureSEC source: 0001628280-22-014961 · wf-form4_165299888992637.xml · nonDerivative · entry 5 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 391,472 F6 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.50 to $3.17. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 18, 2022 Filed May 19, 2022 22:21 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 116,900 | $2.50 | $292,250.00 |
DisclosureSEC source: 0001628280-22-014961 · wf-form4_165299888992637.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 380,442 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.45 to $2.55. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| May 17, 2022 Filed May 19, 2022 22:22 UTC |
MOORE VIRGINIADirector
|
PurchaseCommon Stock | 50,000 | $2.29 | $114,500.00 |
DisclosureSEC source: 0001628280-22-014962 · wf-form4_165299893560694.xml · nonDerivative · entry 3 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 267,617 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.13 to $2.48. The Reporting Persons will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Consists of shares of common stock held by Andrew Moore, the Reporting Person's spouse. Read SEC document |
| May 17, 2022 Filed May 19, 2022 22:21 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 263,542 | $2.31 | $608,782.02 |
DisclosureSEC source: 0001628280-22-014961 · wf-form4_165299888992637.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 263,542 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.10 to $2.50. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.