Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2023 Filed Apr 5, 2023 00:41 UTC |
INGEL REGINAChief Marketing Officer
|
Tax withholdingCommon Stock | 3,707 | $2.24 | $8,303.68 |
DisclosureSEC source: 0001144879-23-000085 · wf-form4_168065527874760.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,262 F1 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 00:40 UTC |
RENCH DAVIDChief Financial Officer
|
Tax withholdingCommon Stock | 5,073 | $2.24 | $11,363.52 |
DisclosureSEC source: 0001144879-23-000083 · wf-form4_168065519088641.xml · nonDerivative · entry 1 RENCH DAVID · CIK 0001898844 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,997 F1 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 00:38 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
Tax withholdingCommon Stock | 15,219 | $2.24 | $34,090.56 |
DisclosureSEC source: 0001144879-23-000081 · wf-form4_168065510644574.xml · nonDerivative · entry 1 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,689,944 F1 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA. Read SEC document |
| March 27, 2023 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
SaleCommon Stock | 64,011 | $2.05 | $131,222.55 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 12 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 0 F13 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.10 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · balance_after: This reflects a correction of a ministerial error. Previously, an additional 454 shares were shown as held in error. F6 · ownership.nature: Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer. Read SEC document |
| March 24, 2023 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
SaleCommon Stock | 189,359 | $2.06 | $390,079.54 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 11 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 64,465 F12 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05 to $2.08 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer. Read SEC document |
| March 23, 2023 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
SaleCommon Stock | 54,501 | $2.12 | $115,542.12 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 10 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 253,824 F11 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.06 to $2.21 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer. Read SEC document |
| March 22, 2023 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
SaleCommon Stock | 5,201 | $2.20 | $11,442.20 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 9 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 308,325 F10 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.22 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer. Read SEC document |
| March 20, 2023 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
SaleCommon Stock | 52,342 | $2.03 | $106,254.26 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 8 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 313,526 F9 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.07 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer. Read SEC document |
| March 17, 2023 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
SaleCommon Stock | 102,759 | $2.00 | $205,518.00 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 7 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 365,868 F8 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 per share to $2.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer. Read SEC document |
| March 16, 2023 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
SaleCommon Stock | 44,990 | $2.00 | $89,980.00 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 6 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 468,627 F7 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer. Read SEC document |
| March 15, 2023 Filed Sep 27, 2023 23:33 UTC |
MOORE VIRGINIADirector
|
SaleCommon Stock | 100,000 | $1.96 | $196,000.00 |
DisclosureSEC source: 0001144879-23-000199 · wf-form4_169585760366847.xml · nonDerivative · entry 5 MOORE VIRGINIA · CIK 0001899209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 513,617 F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $1.98 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer. Read SEC document |
| February 27, 2023 Filed Feb 28, 2023 15:22 UTC |
HASTINGS CHUCKDirector
|
PurchaseCommon Stock | 10,000 | $2.59 | $25,900.00 |
DisclosureSEC source: 0001144879-23-000076 · wf-form4_167759771098908.xml · nonDerivative · entry 1 HASTINGS CHUCK · CIK 0001899880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,500 F1 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.58 to $2.60. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F2 · balance_after: Includes 50,000 shares of restricted Common Stock held directly by Mr. Hastings which will vest on April 1, 2023. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 14:39 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $3.06 | $76,500.00 |
DisclosureSEC source: 0001144879-23-000069 · wf-form4_167655835154707.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,945,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $3.02 to $3.11. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 15:44 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $3.06 | $76,500.00 |
DisclosureSEC source: 0001144879-23-000067 · wf-form4_167638942939736.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,920,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $3.02 to $3.10. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 14:53 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $3.17 | $79,250.00 |
DisclosureSEC source: 0001144879-23-000065 · wf-form4_167629996650921.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,895,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $3.15 to $3.22. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 16:10 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $3.22 | $80,500.00 |
DisclosureSEC source: 0001144879-23-000063 · wf-form4_167604542593296.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,870,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $3.11 to $3.34. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 14:50 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $3.39 | $84,750.00 |
DisclosureSEC source: 0001144879-23-000061 · wf-form4_167595420686114.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,845,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $3.41 to $3.37. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 14:46 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $3.31 | $82,750.00 |
DisclosureSEC source: 0001144879-23-000059 · wf-form4_167586755217861.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,820,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $3.28 to $3.33. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:19 UTC |
RENCH DAVIDChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 41,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000056 · wf-form4_167577955992636.xml · derivative · entry 3 RENCH DAVID · CIK 0001898844 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,334 Underlying: Common Stock · 41,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: 41,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 41,666 RSUs will vest on August 5, 2024. F4 · derivative.expiration_date: 41,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 41,666 RSUs will vest on August 5, 2024. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:19 UTC |
RENCH DAVIDChief Financial Officer
|
Tax withholdingCommon Stock | 11,154 | $3.29 | $36,696.66 |
DisclosureSEC source: 0001144879-23-000056 · wf-form4_167577955992636.xml · nonDerivative · entry 2 RENCH DAVID · CIK 0001898844 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,070 F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. F2 · balance_after: Includes 20,833 shares of restricted stock which will vest on April 1, 2023. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:19 UTC |
RENCH DAVIDChief Financial Officer
|
Exercise / conversionCommon Stock | 41,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144879-23-000056 · wf-form4_167577955992636.xml · nonDerivative · entry 1 RENCH DAVID · CIK 0001898844 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · balance_after: Includes 20,833 shares of restricted stock which will vest on April 1, 2023. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:13 UTC |
INGEL REGINACMO
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000052 · wf-form4_167577918959343.xml · derivative · entry 3 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024. F4 · derivative.expiration_date: 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:13 UTC |
INGEL REGINACMO
|
Tax withholdingCommon Stock | 4,879 | $3.29 | $16,051.91 |
DisclosureSEC source: 0001144879-23-000052 · wf-form4_167577918959343.xml · nonDerivative · entry 2 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,969 F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. F2 · balance_after: Includes 12,500 shares of restricted stock which will vest on April 1, 2023 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:13 UTC |
INGEL REGINACMO
|
Exercise / conversionCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144879-23-000052 · wf-form4_167577918959343.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · balance_after: Includes 12,500 shares of restricted stock which will vest on April 1, 2023 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:15 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001144879-23-000054 · wf-form4_167577934311036.xml · derivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,667 Underlying: Common Stock · 83,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: 83,333 RSUs will vest on August 5, 2023, August 5, 2024, and February 5, 2025 and 83,334 RSUs will vest on February 5, 2024 and August 5, 2025. F5 · derivative.expiration_date: 83,333 RSUs will vest on August 5, 2023, August 5, 2024, and February 5, 2025 and 83,334 RSUs will vest on February 5, 2024 and August 5, 2025. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 14:15 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
Exercise / conversionCommon Stock | 83,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144879-23-000054 · wf-form4_167577934311036.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,705,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F4 · balance_after: Includes (i) 62,500 shares of restricted stock which will vest on April 1, 2023, and (ii) 742,166 shares held in the Reporting Person's IRA. Read SEC document |
| January 27, 2023 Filed Jan 30, 2023 14:38 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $2.96 | $74,000.00 |
DisclosureSEC source: 0001144879-23-000050 · wf-form4_167508946781480.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,795,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.68 to $3.33. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 14:39 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $2.48 | $62,000.00 |
DisclosureSEC source: 0001144879-23-000048 · wf-form4_167474393215819.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,770,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.39 to $2.52. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 15:52 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $2.45 | $61,250.00 |
DisclosureSEC source: 0001144879-23-000046 · wf-form4_167466193944263.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,745,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.35 to $2.55. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| January 23, 2023 Filed Jan 24, 2023 14:50 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $2.33 | $58,250.00 |
DisclosureSEC source: 0001144879-23-000044 · wf-form4_167457178799736.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,720,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.28 to $2.39. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| January 20, 2023 Filed Jan 23, 2023 18:55 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 20,000 | $2.41 | $48,200.00 |
DisclosureSEC source: 0001144879-23-000041 · wf-form4_167450014016853.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,695,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.35 to $2.47. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 14:52 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $2.40 | $60,000.00 |
DisclosureSEC source: 0001144879-23-000039 · wf-form4_167422631399865.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,675,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.30 to $2.44. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 15:24 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.35 | $117,500.00 |
DisclosureSEC source: 0001144879-23-000037 · wf-form4_167414182603580.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,650,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.30 to $2.38. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 15:18 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.25 | $112,500.00 |
DisclosureSEC source: 0001144879-23-000035 · wf-form4_167405512574684.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,600,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.18 to $2.31. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 15:18 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 75,000 | $2.17 | $162,750.00 |
DisclosureSEC source: 0001144879-23-000033 · wf-form4_167396868023601.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,550,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.09 to $2.30. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 15:57 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.17 | $108,500.00 |
DisclosureSEC source: 0001144879-23-000031 · wf-form4_167362546342352.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,475,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.08 to $2.23. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:37 UTC |
RENCH DAVIDChief Financial Officer
|
Tax withholdingCommon Stock | 5,073 | $1.84 | $9,334.32 |
DisclosureSEC source: 0001144879-23-000004 · wf-form4_167286821104742.xml · nonDerivative · entry 1 RENCH DAVID · CIK 0001898844 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,558 F1 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. F2 · balance_after: Includes 20,833 shares of restricted stock, which will vest on April 1, 2023. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:33 UTC |
INGEL REGINACMO
|
Tax withholdingCommon Stock | 3,044 | $1.84 | $5,600.96 |
DisclosureSEC source: 0001144879-23-000002 · wf-form4_167286798398138.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,182 F1 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. F2 · balance_after: Includes 12,500 shares of restricted stock, which will vest on April 1, 2023 Read SEC document |
| November 30, 2022 Filed Nov 30, 2022 21:37 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 75,000 | $1.95 | $146,250.00 |
DisclosureSEC source: 0001144879-22-000098 · wf-form4_166984421292949.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,425,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $1.85 to $1.98. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 29, 2022 Filed Nov 29, 2022 21:34 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 30,000 | $2.02 | $60,600.00 |
DisclosureSEC source: 0001144879-22-000096 · wf-form4_166975767081730.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,350,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $1.99 to $2.03. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. Read SEC document |
| November 28, 2022 Filed Nov 28, 2022 23:41 UTC |
RENCH DAVIDChief Financial Officer
|
SaleCommon Stock | 25,000 | $1.96 | $49,000.00 |
DisclosureSEC source: 0001144879-22-000092 · wf-form4_166967890022273.xml · nonDerivative · entry 1 RENCH DAVID · CIK 0001898844 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,631 F1 · balance_after: Includes (i) 141,666 shares of restricted stock, of which 100,000 vested on October 11, 2022 (which date was the late of April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC), and 20,833 will vest on each of January 1, 2023, and April 1, 2023. Read SEC document |
| November 28, 2022 Filed Nov 28, 2022 23:38 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 30,000 | $1.98 | $59,400.00 |
DisclosureSEC source: 0001144879-22-000090 · wf-form4_166967866442124.xml · nonDerivative · entry 4 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,320,686 F5 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $1.92 to $2.02. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. Read SEC document |
| November 25, 2022 Filed Nov 28, 2022 23:38 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.24 | $112,000.00 |
DisclosureSEC source: 0001144879-22-000090 · wf-form4_166967866442124.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,290,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.20 to $2.26. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 18:17 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.23 | $111,500.00 |
DisclosureSEC source: 0001144879-22-000088 · wf-form4_166940022016970.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,240,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.13 to $2.29. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 22:13 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 40,000 | $2.23 | $89,200.00 |
DisclosureSEC source: 0001144879-22-000083 · wf-form4_166846397862104.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,190,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.12 to $2.35. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 23:22 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.10 | $105,000.00 |
DisclosureSEC source: 0001144879-22-000078 · wf-form4_166812254766276.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,150,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.08 to $2.15. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:18 UTC |
INGEL REGINACMO
|
SaleCommon Stock | 14,500 | $2.14 | $31,030.00 |
DisclosureSEC source: 0001144879-22-000085 · wf-form4_166846430597275.xml · nonDerivative · entry 1 INGEL REGINA · CIK 0001899768 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,892 F1 · balance_after: Includes 16,666 shares of restricted stock, of which 8,333 will vest on April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC (the "Later Date"), and 2,083 will vest on each of July 1, 2022, October 1, 2022, and January 1 2023 and 2,084 will vest on April 1, 2023, or in each case, if later, the Later Date. Read SEC document |
| November 09, 2022 Filed Nov 9, 2022 22:11 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 30,000 | $2.14 | $64,200.00 |
DisclosureSEC source: 0001144879-22-000074 · wf-form4_166803184985936.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,100,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $1.96 to $2.38. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 08, 2022 Filed Nov 8, 2022 22:49 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.42 | $121,000.00 |
DisclosureSEC source: 0001144879-22-000072 · wf-form4_166794775334754.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,070,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.31 to $2.61. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 00:19 UTC |
Cummins WesDirector · CEO; Chairman · 10% owner
|
PurchaseCommon Stock | 30,000 | $2.52 | $75,600.00 |
DisclosureSEC source: 0001144879-22-000070 · wf-form4_166786677009289.xml · nonDerivative · entry 3 Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,020,686 F3 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.50 to $2.54. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. F4 · ownership.nature: Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.