APLD

SEC source: 0001493152-24-041860 · ownership.xml · nonDerivative · entry 1

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,506

F1 · shares: The Reportion Person is holding the proceeds from the sales primarily to pay income tax liability associated with the vesting of the subject securities.

F2 · price: Constitutes the weighted average sales price for multiple transactions reported on this line, having prices per share ranging from $8.00 to $8.03. The Reporting Person will provide upon request by the Securities and Exchange Commission Staff, Applied Digital Corporation (the "Company") or a security holder of the Company, full information regarding each separate transaction.

SEC source: 0001493152-24-041354 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,686

F1 · shares: The Reportion Person is using the proceeds primarily to pay income tax liability associated with the vesting of the subject securities.

F2 · price: Constitutes the weighted average sales price for multiple transactions reported on this line, having prices per share ranging from $7.33 to $7.545. The Reporting Person will provide upon request by the Securities and Exchange Commission Staff, Applied Digital Corporation (the "Company") or a security holder of the Company, full information regarding each separate transaction.

F3 · balance_after: Includes 33,685 shares of restricted stock granted to the Reporting Person on November 9, 2023 for his service as a non-employee director on the Company's board of directors. These shares of restricted stock will vest in full on November 9, 2024 (the first anniversary of the grant date).

F4 · balance_after: On May 13, 2024, 300,000 shares of restricted stock were granted to the Reporting Person in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Company. 100,000 shares of restricted stock under the grant vested on May 13, 2025 (the first anniversary of the grant date). The remaining 200,000 shares of restricted stock under the grant vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the issuer and the subsidiary of the issuer set forth in the applicable award agreement on each such date.

SEC source: 0001493152-24-041204 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,675,955

F1 · price: Restricted stock units ("RSUs") granted on October 10, 2024 convert into shares of common stock of Applied Digital Corporation on a one-for-one basis, have no expiration date, and vest as follows: 200,000 shares on October 10, 2025 and 100,000 shares on each of April 10, 2026, October 10, 2026, April 10, 2027, and October 10, 2027.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

SEC source: 0001493152-24-042127 · ownership.xml · derivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on October 10, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis, cash or a combination thereof.

F2 · derivative.exercise_date: The RSUs have no expiration date and vest as follows: 200,000 shares on October 10, 2025 and 100,000 shares on each of April 10, 2026, October 10, 2026, April 10, 2027, and October 10, 2027, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs have no expiration date and vest as follows: 200,000 shares on October 10, 2025 and 100,000 shares on each of April 10, 2026, October 10, 2026, April 10, 2027, and October 10, 2027, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

F3 · balance_after: On October 15, 2024, the Reporting Person filed a Form 4 (the "Original Form 4") to report the RSUs on Table I. This Form 4/A is being filed to amend and restate Table I and II of the Original Form 4 to report the RSUs on Table II because the RSUs may be settled in cash.

SEC source: 0001493152-24-040498 · ownership.xml · derivative · entry 3

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: RSUs granted on April 4, 2023, vesting as follows: 25,000 on April 4, 2024 and 12,500 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F4 · derivative.expiration_date: No expiration date.

SEC source: 0001493152-24-040498 · ownership.xml · nonDerivative · entry 2

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,859

F2 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

SEC source: 0001493152-24-040498 · ownership.xml · nonDerivative · entry 1

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001493152-24-040497 · ownership.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: RSUs granted on April 4, 2023, vesting as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F7 · derivative.expiration_date: No expiration date.

SEC source: 0001493152-24-040497 · ownership.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,075,955

F3 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

SEC source: 0001493152-24-040497 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,115,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

SEC source: 0001493152-24-040496 · ownership.xml · derivative · entry 3

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: RSUs granted on April 4, 2023, vesting as follows: 70,000 on April 4, 2024 and 35,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F4 · derivative.expiration_date: No expiration date.

SEC source: 0001493152-24-040496 · ownership.xml · nonDerivative · entry 2

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,580

F2 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

SEC source: 0001493152-24-040496 · ownership.xml · nonDerivative · entry 1

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001144879-24-000232 · wk-form4_1725926802.xml · nonDerivative · entry 1

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,506

SEC source: 0001144879-24-000204 · wk-form4_1723082026.xml · derivative · entry 6

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,889

Underlying: Common Stock · 6,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: RSUs granted on August 5, 2022, vesting as follows: 13,889 on August 5, 2023, 6,944 on each of February 5, 2024, August 5, 2024, and February 5, 2025, and 6,945 on August 5, 2025.

F4 · derivative.expiration_date: No expiration date.

SEC source: 0001144879-24-000204 · wk-form4_1723082026.xml · derivative · entry 5

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: RSUs granted on August 5, 2022, vesting as follows: 16,666 on February 5, 2023, 16,667 on each of August 5, 2023 and February 5, 2024, 16,666 on August 5, 2024, and 16,667 on each of February 5, 2025 and August 5, 2025.

F4 · derivative.expiration_date: No expiration date.

SEC source: 0001144879-24-000204 · wk-form4_1723082026.xml · nonDerivative · entry 4

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,403

F2 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted.

SEC source: 0001144879-24-000204 · wk-form4_1723082026.xml · nonDerivative · entry 3

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001144879-24-000204 · wk-form4_1723082026.xml · nonDerivative · entry 2

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,150

F2 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted.

SEC source: 0001144879-24-000204 · wk-form4_1723082026.xml · nonDerivative · entry 1

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001144879-24-000202 · wk-form4_1723080446.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Common Stock · 83,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: RSUs granted on August 5, 2022, vesting as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F7 · derivative.expiration_date: No expiration date.

SEC source: 0001144879-24-000202 · wk-form4_1723080446.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,015,305

F3 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted.

SEC source: 0001144879-24-000202 · wk-form4_1723080446.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,048,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

SEC source: 0001144879-24-000201 · wk-form4_1723080362.xml · derivative · entry 3

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,334

Underlying: Common Stock · 41,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: RSUs granted on August 5, 2022. Vesting as follows: 41,666 on February 5, 2023, 41,667 on each of August 5, 2023 and February 5, 2024, 41,666 on August 5, 2024, and 41,667 on each of February 5, 2025 and August 5, 2025.

F4 · derivative.expiration_date: No expiration date.

SEC source: 0001144879-24-000201 · wk-form4_1723080362.xml · nonDerivative · entry 2

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,965

F2 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted.

SEC source: 0001144879-24-000201 · wk-form4_1723080362.xml · nonDerivative · entry 1

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001144879-24-000200 · wk-form4_1723080229.xml · derivative · entry 3

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: RSUs granted on January 31, 2024, vesting as follows: 33,333 on each of July 31, 2024 and January 31, 2025, 33,334 on July 31, 2025, 33,333 on each of January 31, 2026 and July 31, 2026, and 33,334 on January 31, 2027.

F4 · derivative.expiration_date: No expiration date.

SEC source: 0001144879-24-000200 · wk-form4_1723080229.xml · nonDerivative · entry 2

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,543

F2 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted.

SEC source: 0001144879-24-000200 · wk-form4_1723080229.xml · nonDerivative · entry 1

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001144879-24-000180 · wk-form4_1719922170.xml · nonDerivative · entry 1

REED KATE · CIK 0001999729 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,160

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. RSUs will vest as follows: 100,000 of the RSUs shall vest on the first (1st) anniversary of the grant date and 50,000 of the RSUs shall vest on each six (6) month anniversary thereafter, such that the RSUs will be vested in full on the third (3rd) anniversary of the grant date.

F2 · balance_after: Includes (i) 33,685 shares of restricted stock that vest on November 9, 2024 and (ii) 23,475 shares of restricted stock as an initial grant upon initiation of board service. These shares will vest a third on each of November 9, 2024, 2025, and 2026 so long as the Reporting Person is a director of the issuer on such date.

SEC source: 0001144879-24-000173 · wk-form4_1719002701.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,626,453

F1 · price: The 404,233 shares were indirectly held by 272 Capital, LLC ("272 Capital") pursuant to a certain Subadvisory Agreement with the investment manager of the relevant fund. The Reporting Person serves as President of 272 Capital. On June 18, 2024, the Subadvisory Agreement was terminated. As a result, the Reporting Person ceased having discretionary or voting authority with respect to the 404,233 shares.

F1 · ownership.nature: The 404,233 shares were indirectly held by 272 Capital, LLC ("272 Capital") pursuant to a certain Subadvisory Agreement with the investment manager of the relevant fund. The Reporting Person serves as President of 272 Capital. On June 18, 2024, the Subadvisory Agreement was terminated. As a result, the Reporting Person ceased having discretionary or voting authority with respect to the 404,233 shares.

F2 · ownership.nature: The 1,626,453 shares are held by 272 Capital.

SEC source: 0001144879-24-000127 · wk-form4_1715688203.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,686

F1 · shares: Includes 300,000 shares of restricted stock granted in connection with the Reporting Person's service as a director of a subsidiary of the issuer. Of these shares, 100,000 will vest on the first anniversary of the grant date, and 100,000 will vest on May 13 of each of 2026 and 2027, provided that the Reporting Person is a director of both the issuer and the subsidiary of the issuer set forth in the applicable award agreement on each such date.

F2 · balance_after: Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date.

SEC source: 0001144879-24-000111 · wk-form4_1715118399.xml · nonDerivative · entry 1

Benson Ella G. · CIK 0001695650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,461

F1 · shares: Includes 60,976 shares of restricted stock as an initial grant upon initiation of board service. Of these shares, 20,326 will vest on April 30, 2025 and 20,325 will vest on April 30 of each of 2026 and 2027, as long as the Reporting Person is a director of the issuer on each such date.

F2 · shares: Includes 40,485 shares of restricted stock that vest on April 30, 2025 so long as the Reporting Person is a director of the issuer on such date.

SEC source: 0001144879-24-000072 · wk-form4_1712608891.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: One-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

F6 · derivative.expiration_date: One-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

SEC source: 0001144879-24-000072 · wk-form4_1712608891.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,964,764

F3 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

SEC source: 0001144879-24-000072 · wk-form4_1712608891.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,013,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

SEC source: 0001144879-24-000070 · wk-form4_1712608795.xml · derivative · entry 3

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 70,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

F3 · derivative.expiration_date: One-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

SEC source: 0001144879-24-000070 · wk-form4_1712608795.xml · nonDerivative · entry 2

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,445

F2 · acquired: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

SEC source: 0001144879-24-000070 · wk-form4_1712608795.xml · nonDerivative · entry 1

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001144879-24-000068 · wk-form4_1712608737.xml · derivative · entry 3

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: RSUs will vest as follows: 12,500 on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

F3 · derivative.expiration_date: RSUs will vest as follows: 12,500 on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026.

SEC source: 0001144879-24-000068 · wk-form4_1712608737.xml · nonDerivative · entry 2

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,327

F2 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

SEC source: 0001144879-24-000068 · wk-form4_1712608737.xml · nonDerivative · entry 1

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001144879-24-000041 · wk-form4_1708643496.xml · nonDerivative · entry 2

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,191

F4 · balance_after: Reflects forfeiture of unvested restricted stock upon resignation from Issuer's Board of Directors.

SEC source: 0001144879-24-000043 · wk-form4_1708728203.xml · nonDerivative · entry 1

MCDONALD KELLI · CIK 0001899653 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,821

F1 · balance_after: Reflects forfeiture of unvested restricted stock upon resignation from Issuer's Board of Directors.

SEC source: 0001144879-24-000049 · wk-form4_1708982870.xml · nonDerivative · entry 1

Lee Rachel H. · CIK 0001704740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,219

F1 · shares: Includes 46,190 shares of restricted stock as an initial grant upon initiation of board service. Of these shares, 15,396 will vest on February 22, 2025 and 15,397 will vest on February 22 of each of 2026 and 2027, as long as the Reporting Person is a director of the issuer on each such date.

F2 · shares: Includes 33,029 shares of restricted stock that vest on February 22, 2025 so long as the Reporting Person is a director of the issuer on such date.

SEC source: 0001144879-24-000041 · wk-form4_1708643496.xml · nonDerivative · entry 1

MOORE VIRGINIA · CIK 0001899209 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 148,630

F1 · shares: The sales of securities reported herein were made by the Reporting Person's spouse without the knowledge or direction of the Reporting Person. The Reporting Person and her spouse do not share a household and are subject to a pending state court divorce proceeding.

F2 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.72 to $4.77. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

F3 · ownership.nature: Held by the Moore Family Trust, of which Virginia Moore is a trustee.

SEC source: 0001144879-24-000032 · wk-form4_1707260819.xml · derivative · entry 3

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,833

Underlying: Common Stock · 23,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: RSUs will vest as follows: 23,610 on August 5, 2024, 23,611 on February 5, 2025, and 23,612 on August 5, 2025.

F3 · derivative.expiration_date: RSUs will vest as follows: 23,610 on August 5, 2024, 23,611 on February 5, 2025, and 23,612 on August 5, 2025.

SEC source: 0001144879-24-000032 · wk-form4_1707260819.xml · nonDerivative · entry 2

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,399

F2 · shares: Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person

SEC source: 0001144879-24-000032 · wk-form4_1707260819.xml · nonDerivative · entry 1

Maniscalco Michael · CIK 0001985367 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001144879-24-000030 · wk-form4_1707256327.xml · derivative · entry 3

RENCH DAVID · CIK 0001898844 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 41,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 41,666 RSUs will vest on August 5, 2024 and 41,667 RSUs will vest on each of February 5, 2025 and August 5, 2025.

F3 · derivative.expiration_date: 41,666 RSUs will vest on August 5, 2024 and 41,667 RSUs will vest on each of February 5, 2025 and August 5, 2025.