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APLD

Applied Digital Corp.

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3715
SEC CIK
0001144879
Parsed reports
202

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202605
Feb 202600
Mar 202600
Apr 202603
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2025 Filed Aug 7, 2025 20:18 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Exercise / conversionCommon Stock 83,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001144879-25-000034 · wk-form4_1754597879.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,092,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

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August 04, 2025 Filed Aug 6, 2025 20:15 UTC SaleCommon Stock 100,000 $13.33 $1,333,000.00
Disclosure

SEC source: 0001144879-25-000031 · wk-form4_1754511319.xml · nonDerivative · entry 1

HASTINGS CHUCK · CIK 0001899880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,612

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.03 to $13.47, inclusive.

F2 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

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August 04, 2025 Filed Aug 6, 2025 20:11 UTC SaleCommon Stock 13,686 $12.50 $171,075.00
Disclosure

SEC source: 0001144879-25-000029 · wk-form4_1754511092.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,237

F1 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 200,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

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August 04, 2025 Filed Aug 6, 2025 20:08 UTC SaleCommon Stock 10,000 $13.63 $136,300.00
Disclosure

SEC source: 0001144879-25-000027 · wk-form4_1754510877.xml · nonDerivative · entry 1

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,112

F1 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

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May 21, 2025 Filed May 23, 2025 20:09 UTC SaleCommon Stock 24,212 $7.00 $169,484.00
Disclosure

SEC source: 0001144879-25-000010 · wk-form4_1748030931.xml · nonDerivative · entry 1

Lee Rachel H. · CIK 0001704740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,613

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 24, 2025.

F2 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F3 · balance_after: Includes 46,190 shares of restricted stock granted on February 22, 2024 as an initial grant upon initiation of board service. Of these shares, 15,396 vested on February 22, 2025 and 15,397 will vest on each of February 22, 2026 and February 22, 2027, subject to the Reporting Person being a director of the Issuer on each such date.

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May 16, 2025 Filed May 19, 2025 20:47 UTC SaleCommon Stock 18,242 $6.50 $118,573.00
Disclosure

SEC source: 0001144879-25-000008 · wk-form4_1747687670.xml · nonDerivative · entry 1

Benson Ella G. · CIK 0001695650 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,825

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2025.

F2 · balance_after: Includes 28,606 Restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F3 · balance_after: Includes 60,976 shares of restricted stock granted on May 6, 2024 as an initial grant upon initiation of board service. Of these shares, 20,326 vested on April 30, 2025 and 20,325 will vest on each of April 30, 2026 and April 30, 2027, subject to the Reporting Person being a director of the Issuer on each such date.

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April 04, 2025 Filed Apr 9, 2025 01:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-003301 · ownership.xml · derivative · entry 6

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on October 17, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 81,666 on April 4, 2025, 81,667 on each of October 4, 2025 and April 4, 2026, 81,666 on October 4, 2026, and 81,667 on each of April 4, 2027 and October 4, 2027, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F3 · derivative.exercise_date: RSUs granted on April 4, 2023 represent a contingent right to receive shares of common stock of the Issuer on a one-for-one basis. The RSUs have no expiration date and vest as follows: 25,000 on April 4, 2024 and 12,500 on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: RSUs granted on April 4, 2023 represent a contingent right to receive shares of common stock of the Issuer on a one-for-one basis. The RSUs have no expiration date and vest as follows: 25,000 on April 4, 2024 and 12,500 on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
April 04, 2025 Filed Apr 9, 2025 01:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 81,666 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-003301 · ownership.xml · derivative · entry 5

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,334

Underlying: Common Stock · 81,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on October 17, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 81,666 on April 4, 2025, 81,667 on each of October 4, 2025 and April 4, 2026, 81,666 on October 4, 2026, and 81,667 on each of April 4, 2027 and October 4, 2027, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on October 17, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 81,666 on April 4, 2025, 81,667 on each of October 4, 2025 and April 4, 2026, 81,666 on October 4, 2026, and 81,667 on each of April 4, 2027 and October 4, 2027, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on October 17, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 81,666 on April 4, 2025, 81,667 on each of October 4, 2025 and April 4, 2026, 81,666 on October 4, 2026, and 81,667 on each of April 4, 2027 and October 4, 2027, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
April 04, 2025 Filed Apr 9, 2025 01:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Tax withholdingCommon Stock 3,044 $4.92 $14,976.48
Disclosure

SEC source: 0001641172-25-003301 · ownership.xml · nonDerivative · entry 4

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,530

F2 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

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April 04, 2025 Filed Apr 9, 2025 01:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-003301 · ownership.xml · nonDerivative · entry 3

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: RSUs granted on April 4, 2023 represent a contingent right to receive shares of common stock of the Issuer on a one-for-one basis. The RSUs have no expiration date and vest as follows: 25,000 on April 4, 2024 and 12,500 on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
April 04, 2025 Filed Apr 9, 2025 01:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Tax withholdingCommon Stock 19,886 $4.92 $97,839.12
Disclosure

SEC source: 0001641172-25-003301 · ownership.xml · nonDerivative · entry 2

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,074

F2 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
April 04, 2025 Filed Apr 9, 2025 01:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Exercise / conversionCommon Stock 81,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-003301 · ownership.xml · nonDerivative · entry 1

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on October 17, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 81,666 on April 4, 2025, 81,667 on each of October 4, 2025 and April 4, 2026, 81,666 on October 4, 2026, and 81,667 on each of April 4, 2027 and October 4, 2027, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
April 04, 2025 Filed Apr 9, 2025 01:55 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-003300 · ownership.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

Read SEC document
April 04, 2025 Filed Apr 9, 2025 01:55 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Tax withholdingCommon Stock 29,442 $4.92 $144,854.64
Disclosure

SEC source: 0001641172-25-003300 · ownership.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,008,837

F3 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
April 04, 2025 Filed Apr 9, 2025 01:55 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Exercise / conversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-003300 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,038,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on April 4, 2023 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 200,000 on April 4, 2024 and 100,000 on each of October 4, 2024, April 4, 2025, October 4, 2025, and April 4, 2026.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
March 26, 2025 Filed Mar 29, 2025 01:00 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
OtherCommon Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-001402 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,938,279

F1 · kind: Pursuant to a certain Membership Interest Purchase Agreement (the "Purchase Agreement"), dated March 26, 2025, by and between Lost River, LLC (the "Purchaser"), of which the Reporting Person is a member, and 1334 Partners, L.P. (the "Seller"), an entity which holds 100% of the membership interests in Beacon Partners LLC ("Beacon"), the Reporting Person shall transfer 1,000,000 shares of common stock of Applied Digital Corporation (the "Issuer") on behalf of the Purchaser to the Seller in exchange for 49% of the membership interests of Beacon and a $1,400,000 credit to the Purchaser's pro rata share of operating expenses of Beacon. The closing price of the Issuer's common stock prior to the signing of the Purchase Agreement was $7.44 per share.

F1 · price: Pursuant to a certain Membership Interest Purchase Agreement (the "Purchase Agreement"), dated March 26, 2025, by and between Lost River, LLC (the "Purchaser"), of which the Reporting Person is a member, and 1334 Partners, L.P. (the "Seller"), an entity which holds 100% of the membership interests in Beacon Partners LLC ("Beacon"), the Reporting Person shall transfer 1,000,000 shares of common stock of Applied Digital Corporation (the "Issuer") on behalf of the Purchaser to the Seller in exchange for 49% of the membership interests of Beacon and a $1,400,000 credit to the Purchaser's pro rata share of operating expenses of Beacon. The closing price of the Issuer's common stock prior to the signing of the Purchase Agreement was $7.44 per share.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 83,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-005484 · ownership.xml · derivative · entry 5

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,334

Underlying: Common Stock · 83,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Tax withholdingCommon Stock 21,009 $8.10 $170,172.90
Disclosure

SEC source: 0001493152-25-005484 · ownership.xml · nonDerivative · entry 2

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,938,279

F3 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
Exercise / conversionCommon Stock 83,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-005484 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,959,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 83,333 on each of February 5, 2023 and August 5, 2023, 83,334 on February 5, 2024, 83,333 on each of August 5, 2024 and February 5, 2025, and 83,334 on August 5, 2025.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 20,833 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-005483 · ownership.xml · derivative · entry 6

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,834

Underlying: Common Stock · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 20,833 on each of February 5, 2023 and August 5, 2023, 20,834 on February 5, 2024, 20,833 on each of August 5, 2024 and February 5, 2025, and 20,834 on August 5, 2025, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F3 · derivative.exercise_date: RSUs granted on August 5, 2022 represent a contingent right to receive shares of common stock of the Issuer on a one-for-one basis. The RSUs have no expiration date and vest as follows: 41,667 on August 5, 2023, 20,833 on each of February 5, 2024, August 5, 2024 and February 5, 2025, and 20,834 on August 5, 2025, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: RSUs granted on August 5, 2022 represent a contingent right to receive shares of common stock of the Issuer on a one-for-one basis. The RSUs have no expiration date and vest as follows: 41,667 on August 5, 2023, 20,833 on each of February 5, 2024, August 5, 2024 and February 5, 2025, and 20,834 on August 5, 2025, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 20,833 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-005483 · ownership.xml · derivative · entry 5

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,834

Underlying: Common Stock · 20,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 20,833 on each of February 5, 2023 and August 5, 2023, 20,834 on February 5, 2024, 20,833 on each of August 5, 2024 and February 5, 2025, and 20,834 on August 5, 2025, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 20,833 on each of February 5, 2023 and August 5, 2023, 20,834 on February 5, 2024, 20,833 on each of August 5, 2024 and February 5, 2025, and 20,834 on August 5, 2025, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 20,833 on each of February 5, 2023 and August 5, 2023, 20,834 on February 5, 2024, 20,833 on each of August 5, 2024 and February 5, 2025, and 20,834 on August 5, 2025, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Tax withholdingCommon Stock 5,073 $8.10 $41,091.30
Disclosure

SEC source: 0001493152-25-005483 · ownership.xml · nonDerivative · entry 4

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,294

F2 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Exercise / conversionCommon Stock 20,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-005483 · ownership.xml · nonDerivative · entry 3

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: RSUs granted on August 5, 2022 represent a contingent right to receive shares of common stock of the Issuer on a one-for-one basis. The RSUs have no expiration date and vest as follows: 41,667 on August 5, 2023, 20,833 on each of February 5, 2024, August 5, 2024 and February 5, 2025, and 20,834 on August 5, 2025, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

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February 05, 2025 Filed Feb 8, 2025 02:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Tax withholdingCommon Stock 5,332 $8.10 $43,189.20
Disclosure

SEC source: 0001493152-25-005483 · ownership.xml · nonDerivative · entry 2

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,534

F2 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
Exercise / conversionCommon Stock 20,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-005483 · ownership.xml · nonDerivative · entry 1

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") granted on August 5, 2022 represent a contingent right to receive shares of common stock of Applied Digital Corporation the "Issuer") on a one-for-one basis. The RSUs have no expiration date and vest as follows: 20,833 on each of February 5, 2023 and August 5, 2023, 20,834 on February 5, 2024, 20,833 on each of August 5, 2024 and February 5, 2025, and 20,834 on August 5, 2025, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

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January 31, 2025 Filed Feb 7, 2025 02:55 UTC
Maniscalco MichaelFormer Officer
Exercise / conversionRestricted Stock Unit · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-005281 · ownership.xml · derivative · entry 3

Maniscalco Michael · CIK 0001985367 · Former Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,334

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, cash or a combination thereof.

F3 · derivative.exercise_date: RSUs granted on January 31, 2024, vesting as follows: 33,333 on each of July 31, 2024 and January 31, 2025, 33,334 on July 31, 2025, 33,333 on each of January 31, 2026 and July 31, 2026, and 33,334 on January 31, 2027, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. Effective as of January 31, 2025, the Reporting Person has ceased being the Issuer's Chief Technology Officer.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
January 31, 2025 Filed Feb 7, 2025 02:55 UTC
Maniscalco MichaelFormer Officer
Tax withholdingCommon Stock 9,166 $7.12 $65,261.92
Disclosure

SEC source: 0001493152-25-005281 · ownership.xml · nonDerivative · entry 2

Maniscalco Michael · CIK 0001985367 · Former Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,026

F2 · shares: Represents the withholding of shares of common stock of the Issuer for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
January 31, 2025 Filed Feb 7, 2025 02:55 UTC
Maniscalco MichaelFormer Officer
Exercise / conversionCommon Stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-005281 · ownership.xml · nonDerivative · entry 1

Maniscalco Michael · CIK 0001985367 · Former Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, cash or a combination thereof.

Read SEC document
January 29, 2025 Filed Feb 1, 2025 02:55 UTC GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004543 · ownership.xml · nonDerivative · entry 2

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,112

F1 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

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January 29, 2025 Filed Feb 1, 2025 02:55 UTC GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004543 · ownership.xml · nonDerivative · entry 1

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,612

Read SEC document
January 17, 2025 Filed Jan 22, 2025 21:05 UTC SaleCommon Stock 20,000 $8.85 $177,000.00
Disclosure

SEC source: 0001493152-25-003222 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,923

F1 · balance_after: Includes 28,606 restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 300,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2025 (the first anniversary of the grant date), 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

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January 06, 2025 Filed Jan 9, 2025 02:55 UTC
Laltrello LauraChief Operating Officer
GrantCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-001507 · ownership.xml · nonDerivative · entry 1

Laltrello Laura · CIK 0002050897 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

F1 · shares: Restricted stock units ("RSUs") granted on January 6, 2025 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis, have no expiration date, and vest as follows: one-third of the RSUs on January 6, 2026 and one-sixth of the RSUs on July 6, 2026, January 6, 2027, July 6, 2027 and January 6, 2028, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 02:55 UTC GrantCommon Stock 28,606 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-052789 · ownership.xml · nonDerivative · entry 1

Benson Ella G. · CIK 0001695650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,067

F1 · shares: Restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 60,976 shares of restricted stock granted on May 6, 2024 as an initial grant upon initiation of board service. Of these shares, 20,326 will vest on April 30, 2025 and 20,325 will vest on each of April 30, 2026 and April 30, 2027, subject to the Reporting Person being a director of the Issuer on each such date.

F3 · balance_after: Includes 40,485 shares of restricted stock granted on May 6, 2024 that vest on April 30, 2025, subject to the Reporting Person being a director of the Issuer on such date.

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December 27, 2024 Filed Jan 1, 2025 02:55 UTC GrantCommon Stock 28,606 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-052788 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,923

F1 · shares: Restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 300,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2025 (the first anniversary of the grant date), 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 02:55 UTC GrantCommon Stock 28,606 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-052786 · ownership.xml · nonDerivative · entry 1

Lee Rachel H. · CIK 0001704740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,825

F1 · shares: Restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation (the "Issuer") on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

F2 · balance_after: Includes 46,190 shares of restricted stock granted on February 22, 2024 as an initial grant upon initiation of board service. Of these shares, 15,396 will vest on February 22, 2025 and 15,397 will vest on each of February 22, 2026 and February 22, 2027, subject to the Reporting Person being a director of the Issuer on each such date.

F3 · balance_after: Includes 33,029 shares of restricted stock granted on February 22, 2024 that vest on February 22, 2025, subject to the Reporting Person being a director of the Issuer on such date.

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December 27, 2024 Filed Jan 1, 2025 02:55 UTC GrantCommon Stock 28,606 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-052787 · ownership.xml · nonDerivative · entry 1

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,112

F1 · shares: Restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 02:55 UTC GrantCommon Stock 28,606 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-052785 · ownership.xml · nonDerivative · entry 1

HASTINGS CHUCK · CIK 0001899880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,612

F1 · shares: Restricted stock units ("RSUs") granted on December 27, 2024 to non-employee directors for board service. The RSUs convert into shares of common stock of Applied Digital Corporation on a one-for-one basis, have no expiration date, and vest in full on November 20, 2025, subject to the Reporting Person's continued service through such date.

Read SEC document
December 01, 2024 Filed Dec 13, 2024 02:55 UTC
RENCH DAVIDChief Administrative Officer
Exercise / conversionRestricted Stock Unit · Derivative 81,666 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-049865 · ownership.xml · derivative · entry 3

RENCH DAVID · CIK 0001898844 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,334

Underlying: Common Stock · 81,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: RSUs granted on November 15, 2024, vesting in six equal installments on each of December 1, 2024, June 1, 2025, December 1, 2025, June 1, 2026, December 1, 2026 and June 1, 2027, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 01, 2024 Filed Dec 13, 2024 02:55 UTC
RENCH DAVIDChief Administrative Officer
Tax withholdingCommon Stock 31,958 $10.10 $322,775.80
Disclosure

SEC source: 0001493152-24-049865 · ownership.xml · nonDerivative · entry 2

RENCH DAVID · CIK 0001898844 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,288

F2 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted, which does not constitute an actual sale or other open market transaction.

Read SEC document
December 01, 2024 Filed Dec 13, 2024 02:55 UTC
RENCH DAVIDChief Administrative Officer
Exercise / conversionCommon Stock 81,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-049865 · ownership.xml · nonDerivative · entry 1

RENCH DAVID · CIK 0001898844 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 21:05 UTC
Cummins WesDirector · CEO; Chairman · 10% owner
SaleCommon Stock 200,000 $9.20 $1,840,000.00
Disclosure

SEC source: 0001493152-24-048166 · ownership.xml · nonDerivative · entry 1

Cummins Wes · CIK 0001391935 · Director · CEO; Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,875,955

F1 · shares: The Reportion Person is using the proceeds from the sale of these shares to pay income tax liability associated with the vesting of certain restricted stock units.

F2 · balance_after: Includes 742,166 shares held in the Reporting Person's IRA.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 21:05 UTC SaleCommon Stock 50,000 $9.20 $460,000.00
Disclosure

SEC source: 0001493152-24-048164 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,317

F1 · shares: The Reportion Person is using the proceeds from the sale of these shares to pay income tax liability associated with the vesting of certain shares of restricted stock.

F2 · balance_after: Includes 300,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Issuer. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2025 (the first anniversary of the grant date), 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Issuer and Applied Digital Cloud Corporation on each such date.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 02:55 UTC
REED KATEDirector
Disposition to issuerCommon Stock 15,650 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-047522 · ownership.xml · nonDerivative · entry 1

REED KATE · CIK 0001999729 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,510

F1 · shares: Shares of restricted stock that were to vest on November 9, 2025 and November 9, 2026, subject to the Reporting Person being a director of Applied Digital Corporation (the "Company") through the applicable vesting date. As of November 20, 2024, the Reporting Person ceased being a director of the Company.

F2 · balance_after: Includes 300,000 restricted stock units ("RSUs") that represent a contingent right to receive one share of common stock. The RSUs vest as follows: 100,000 of the RSUs vest on June 28, 2025 and 50,000 of the RSUs vest on December 28, 2025, June 28, 2026, December 28, 2026 and June 28, 2027, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

Read SEC document
November 15, 2024 Filed Nov 20, 2024 02:55 UTC
RENCH DAVIDChief Administrative Officer
GrantRestricted Stock Unit · Derivative 490,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-046910 · ownership.xml · derivative · entry 1

RENCH DAVID · CIK 0001898844 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 490,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on November 15, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis, cash or a combination thereof.

F2 · derivative.exercise_date: The RSUs have no expiration date and vest in six equal installments, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs have no expiration date and vest in six equal installments, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

Read SEC document
November 15, 2024 Filed Nov 22, 2024 02:55 UTC Amendment
RENCH DAVIDChief Administrative Officer
GrantRestricted Stock Unit · Derivative 490,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-047263 · ownership.xml · derivative · entry 1

RENCH DAVID · CIK 0001898844 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 490,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on November 15, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis, cash or a combination thereof.

F2 · derivative.exercise_date: The RSUs have no expiration date and vest in six equal installments on each of December 1, 2024, June 1, 2025, December 1, 2025, June 1, 2026, December 1, 2026 and June 1, 2027, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs have no expiration date and vest in six equal installments on each of December 1, 2024, June 1, 2025, December 1, 2025, June 1, 2026, December 1, 2026 and June 1, 2027, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

F3 · balance_after: On November 19, 2024, the Reporting Person filed a Form 4 (the "Original Form 4") to report the RSUs. This Form 4/A is being filed to amend and restate the Original Form 4 to note the vesting terms of the RSUs.

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November 07, 2024 Filed Nov 12, 2024 22:00 UTC SaleCommon Stock 19,369 $7.51 $145,368.22
Disclosure

SEC source: 0001493152-24-044822 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,317

F1 · shares: The Reportion Person is using the proceeds from the sale of these shares to pay income tax liability associated with the vesting of certain shares of restricted stock.

F2 · price: Constitutes the weighted average sales price for multiple transactions reported on this line, having prices per share ranging from $7.50 to $7.52. The Reporting Person will provide upon request by the Securities and Exchange Commission Staff, Applied Digital Corporation (the "Company") or a security holder of the Company, full information regarding each separate transaction.

F3 · balance_after: Includes 300,000 shares of restricted stock granted to the Reporting Person on May 13, 2024 in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Company. The shares of restricted stock vest as follows: 100,000 shares on May 13, 2025 (the first anniversary of the grant date), 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Company and Applied Digital Cloud Corporation on each such date.

Read SEC document
October 18, 2024 Filed Oct 22, 2024 01:50 UTC GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-041860 · ownership.xml · nonDerivative · entry 3

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,506

F3 · balance_after: Includes 33,685 shares of restricted stock granted to the Reporting Person on November 9, 2023 for his service as a non-employee director on the Company's board of directors. These shares of restricted stock will vest in full on November 9, 2024 (the first anniversary of the grant date).

Read SEC document
October 18, 2024 Filed Oct 22, 2024 01:50 UTC GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-041860 · ownership.xml · nonDerivative · entry 2

MILLER DOUGLAS S · CIK 0001193054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,006

Read SEC document
October 17, 2024 Filed Oct 22, 2024 01:55 UTC
Mohmand Mohammad Saidal LaVanwayChief Financial Officer
GrantRestricted Stock Unit · Derivative 490,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-041862 · ownership.xml · derivative · entry 1

Mohmand Mohammad Saidal LaVanway · CIK 0002041154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 490,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") granted on October 17, 2024 represent a contingent right to receive shares of common stock of Applied Digital Corporation (the "Company") on a one-for-one basis, cash or a combination thereof.

F2 · derivative.exercise_date: The RSUs have no expiration date and vest as follows: one-sixth (1/6) of the RSUs on each of April 4, 2025, October 4, 2025, April 4, 2026, October 4, 2026, April 4, 2027 and October 4, 2027, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs have no expiration date and vest as follows: one-sixth (1/6) of the RSUs on each of April 4, 2025, October 4, 2025, April 4, 2026, October 4, 2026, April 4, 2027 and October 4, 2027, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

Read SEC document
October 17, 2024 Filed Oct 22, 2024 01:50 UTC SaleCommon Stock 30,000 $8.01 $240,300.00
Disclosure

SEC source: 0001493152-24-041861 · ownership.xml · nonDerivative · entry 1

Nottenburg Richard N · CIK 0001166816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,686

F1 · shares: The Reportion Person is using the proceeds primarily to pay income tax liability associated with the vesting of the subject securities.

F2 · price: Constitutes the weighted average sales price for multiple transactions reported on this line, having prices per share ranging from $8.00 to $8.045. The Reporting Person will provide upon request by the Securities and Exchange Commission Staff, Applied Digital Corporation (the "Company") or a security holder of the Company, full information regarding each separate transaction.

F3 · balance_after: Includes 33,685 shares of restricted stock granted to the Reporting Person on November 9, 2023 for his service as a non-employee director on the Company's board of directors. These shares of restricted stock will vest in full on November 9, 2024 (the first anniversary of the grant date).

F4 · balance_after: On May 13, 2024, 300,000 shares of restricted stock were granted to the Reporting Person in connection with the Reporting Person's service as the Chairman of the board of directors of Applied Digital Cloud Corporation, a subsidiary of the Company. The shares of restricted stock under the grant vest as follows: 100,000 shares on May 13, 2025 (the first anniversary of the grant date), 100,000 shares on May 13, 2026 (the second anniversary of the grant date) and 100,000 shares on May 13, 2027 (the third anniversary of the grant date), provided that the Reporting Person is a director of both the Company and Applied Digital Cloud Corporation on each such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.