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APG

APi Group Corp

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Tapewire entity
3311
SEC CIK
0001796209
Parsed reports
250

Last 12 months

Inside the activity.

3 purchase rows · 47 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202520
Jan 202600
Feb 202602
Mar 2026018
Apr 202600
May 2026013
Jun 202602
Jul 202600
Aug 202607
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2021 Filed Jul 16, 2021 21:00 UTC GrantRestricted Stock Units · Derivative 4,876 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028661 · doc4.xml · derivative · entry 3

Walker Cyrus D. · CIK 0001805514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,876

Underlying: Common Stock · 4,876 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on the earlier of (i) July 14, 2022, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2022 annual meeting of stockholders.

F4 · derivative.expiration_date: These restricted stock units vest on the earlier of (i) July 14, 2022, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2022 annual meeting of stockholders.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:00 UTC Exercise / conversionRestricted Stock Units · Derivative 6,920 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-028661 · doc4.xml · derivative · entry 2

Walker Cyrus D. · CIK 0001805514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · price: On July 14, 2021, 6,920 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest on the earlier of (i) August 13, 2021, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2021 annual meeting of stockholders.

F3 · derivative.expiration_date: These restricted stock units vest on the earlier of (i) August 13, 2021, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2021 annual meeting of stockholders.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:00 UTC Exercise / conversionCommon Stock 6,920 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-028661 · doc4.xml · nonDerivative · entry 1

Walker Cyrus D. · CIK 0001805514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 14, 2021, 6,920 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:00 UTC GrantRestricted Stock Units · Derivative 4,876 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028660 · doc4.xml · derivative · entry 4

Thomas V Milroy · CIK 0001627664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,876

Underlying: Common Stock · 4,876 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest on the earlier of (i) July 14, 2022, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2022 annual meeting of stockholders.

F5 · derivative.expiration_date: These restricted stock units vest on the earlier of (i) July 14, 2022, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2022 annual meeting of stockholders.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:00 UTC Exercise / conversionRestricted Stock Units · Derivative 6,920 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-028660 · doc4.xml · derivative · entry 3

Thomas V Milroy · CIK 0001627664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · price: On July 14, 2021, 6,920 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on the earlier of (i) August 13, 2021, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2021 annual meeting of stockholders.

F4 · derivative.expiration_date: These restricted stock units vest on the earlier of (i) August 13, 2021, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2021 annual meeting of stockholders.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:00 UTC Exercise / conversionCommon Stock 6,920 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-028660 · doc4.xml · nonDerivative · entry 1

Thomas V Milroy · CIK 0001627664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 14, 2021, 6,920 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:00 UTC
MYNERS PAULDirector
GrantRestricted Stock Units · Derivative 4,876 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028662 · doc4.xml · derivative · entry 4

MYNERS PAUL · CIK 0001239227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,876

Underlying: Common Stock · 4,876 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest on the earlier of (i) July 14, 2022, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2022 annual meeting of stockholders.

F5 · derivative.expiration_date: These restricted stock units vest on the earlier of (i) July 14, 2022, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2022 annual meeting of stockholders.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:00 UTC
MYNERS PAULDirector
Exercise / conversionRestricted Stock Units · Derivative 6,920 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-028662 · doc4.xml · derivative · entry 3

MYNERS PAUL · CIK 0001239227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · price: On July 14, 2021, 6,920 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest on the earlier of (i) August 13, 2021, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2021 annual meeting of stockholders.

F4 · derivative.expiration_date: These restricted stock units vest on the earlier of (i) August 13, 2021, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2021 annual meeting of stockholders.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 21:00 UTC
MYNERS PAULDirector
Exercise / conversionCommon Stock 6,920 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-028662 · doc4.xml · nonDerivative · entry 1

MYNERS PAUL · CIK 0001239227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 14, 2021, 6,920 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

Read SEC document
May 20, 2021 Filed May 24, 2021 16:05 UTC
Lydon Thomas A.Chief Financial Officer
PurchaseCommon Stock 2,600 $19.24 $50,024.00
Disclosure

SEC source: 0000899243-21-020432 · doc4.xml · nonDerivative · entry 1

Lydon Thomas A. · CIK 0001805338 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,929

Read SEC document
February 22, 2021 Filed Feb 24, 2021 17:40 UTC
Becker Russell A.Director · PRESIDENT AND CEO
Tax withholdingCommon Stock 16,697 $19.10 $318,912.70
Disclosure

SEC source: 0000899243-21-008052 · doc4.xml · nonDerivative · entry 1

Becker Russell A. · CIK 0001805568 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,230

F1 · shares: Shares withheld for tax liability related to the previously reported award of Issuer's Common Stock on February 17, 2021.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:07 UTC
Grunau Paul W.CHIEF LEARNING OFFICER
GrantPerformance Stock Units · Derivative 14,242 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007404 · doc4.xml · derivative · entry 4

Grunau Paul W. · CIK 0001805389 · CHIEF LEARNING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,242

Underlying: Common Stock · 14,242 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

F6 · derivative.exercise_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

F6 · derivative.expiration_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:07 UTC
Grunau Paul W.CHIEF LEARNING OFFICER
GrantRestricted Stock Units · Derivative 3,560 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007404 · doc4.xml · derivative · entry 3

Grunau Paul W. · CIK 0001805389 · CHIEF LEARNING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,560

Underlying: Common Stock · 3,560 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

F5 · derivative.expiration_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:07 UTC
Grunau Paul W.CHIEF LEARNING OFFICER
GrantCommon Stock 9,071 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007404 · doc4.xml · nonDerivative · entry 1

Grunau Paul W. · CIK 0001805389 · CHIEF LEARNING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,423

F1 · shares: Represents an award of the Issuer's Common Stock.

F2 · balance_after: Reflects the exempt distribution of 12,014 shares of the Issuer's Common Stock from the ESOP to the Reporting Person's IRA and therefore are now reported as held directly.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:01 UTC
Becker Russell A.Director · PRESIDENT AND CEO
GrantPerformance Stock Units · Derivative 209,425 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007398 · doc4.xml · derivative · entry 11

Becker Russell A. · CIK 0001805568 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,425

Underlying: Common Stock · 209,425 shares

Expires not disclosed

F8 · derivative.exercise_price: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

F8 · derivative.exercise_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

F8 · derivative.expiration_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:01 UTC
Becker Russell A.Director · PRESIDENT AND CEO
GrantRestricted Stock Units · Derivative 52,356 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007398 · doc4.xml · derivative · entry 10

Becker Russell A. · CIK 0001805568 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,356

Underlying: Common Stock · 52,356 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

F7 · derivative.expiration_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:01 UTC
Becker Russell A.Director · PRESIDENT AND CEO
GrantCommon Stock 36,663 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007398 · doc4.xml · nonDerivative · entry 1

Becker Russell A. · CIK 0001805568 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,927

F1 · shares: Represents an award of the Issuer's Common Stock.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 16:56 UTC
Lydon Thomas A.CHIEF FINANCIAL OFFICER
GrantPerformance Stock Units · Derivative 62,828 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007395 · doc4.xml · derivative · entry 4

Lydon Thomas A. · CIK 0001805338 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,828

Underlying: Common Stock · 62,828 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

F6 · derivative.exercise_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

F6 · derivative.expiration_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 16:56 UTC
Lydon Thomas A.CHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 15,707 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007395 · doc4.xml · derivative · entry 3

Lydon Thomas A. · CIK 0001805338 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,707

Underlying: Common Stock · 15,707 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

F5 · derivative.expiration_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 16:56 UTC
Lydon Thomas A.CHIEF FINANCIAL OFFICER
GrantCommon Stock 9,774 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007395 · doc4.xml · nonDerivative · entry 1

Lydon Thomas A. · CIK 0001805338 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,329

F1 · shares: Represents an award of the Issuer's Common Stock.

F2 · balance_after: Reflects the exempt distribution of 3,390 shares of the Issuer's Common Stock from the ESOP to the Reporting Person's IRA and therefore are now reported as held directly.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:07 UTC
FIKE ANDREASee Remarks
GrantPerformance Stock Units · Derivative 15,079 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007403 · doc4.xml · derivative · entry 4

FIKE ANDREA · CIK 0001205416 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,079

Underlying: Common Stock · 15,079 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

F4 · derivative.exercise_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

F4 · derivative.expiration_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:07 UTC
FIKE ANDREASee Remarks
GrantRestricted Stock Units · Derivative 3,770 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007403 · doc4.xml · derivative · entry 3

FIKE ANDREA · CIK 0001205416 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,770

Underlying: Common Stock · 3,770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

F3 · derivative.expiration_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2021 Filed Feb 22, 2022 08:00 UTC
Grunau Paul W.CHIEF LEARNING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,187 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-007118 · doc4.xml · derivative · entry 4

Grunau Paul W. · CIK 0001805389 · CHIEF LEARNING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,373

Underlying: Common Stock · 1,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · price: On February 17, 2022, 1,187 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

F6 · derivative.exercise_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

F6 · derivative.expiration_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2021 Filed Feb 22, 2022 08:00 UTC
CEBULLA ANDREW J.Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,005 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-007116 · doc4.xml · derivative · entry 3

CEBULLA ANDREW J. · CIK 0001801761 · Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

Underlying: Common Stock · 1,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · price: On February 17, 2022, 1,005 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

F4 · derivative.expiration_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2021 Filed Feb 22, 2022 13:00 UTC
FIKE ANDREASee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,257 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-007117 · doc4.xml · derivative · entry 3

FIKE ANDREA · CIK 0001205416 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,513

Underlying: Common Stock · 1,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · price: On February 17, 2022, 1,257 of the Reporting Person's restricted stock units vested.

F5 · derivative.exercise_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

F5 · derivative.expiration_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 18:27 UTC OtherCommon Stock 9,247,551 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000479 · doc4.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 9,247,551

F5 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F5 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F5 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F6 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 18:27 UTC OtherCommon Stock 9,247,551 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000479 · doc4.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 0

F5 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F5 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F5 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 5) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock (prior to the distribution described in footnote 4) and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC.

F4 · ownership.nature: (Continued from footnote 3) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 9,247,551 shares of Common Stock and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 23:24 UTC OtherCommon Stock 4,245,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000471 · doc4.xml · nonDerivative · entry 3

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 4,245,999

F3 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F4 · ownership.nature: The shares of Common Stock reported herein are held directly by IGHA Holdings, LLLP, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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January 05, 2021 Filed Jan 5, 2021 23:24 UTC OtherCommon Stock 4,245,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000471 · doc4.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 0

F3 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,245,999 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 23:30 UTC OtherCommon Stock 1,125,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000480 · doc4.xml · nonDerivative · entry 5

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,000

F5 · kind: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

F5 · shares: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

F5 · price: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 23:30 UTC OtherCommon Stock 1,125,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000480 · doc4.xml · nonDerivative · entry 4

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JTOO LLC

Disclosed balance after: 3,120,999

F5 · kind: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

F5 · shares: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

F5 · price: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

F4 · ownership.nature: The shares of Common Stock reported herein are held directly by JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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January 05, 2021 Filed Jan 5, 2021 23:30 UTC OtherCommon Stock 4,245,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000480 · doc4.xml · nonDerivative · entry 3

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JTOO LLC

Disclosed balance after: 4,245,999

F3 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F4 · ownership.nature: The shares of Common Stock reported herein are held directly by JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 23:30 UTC OtherCommon Stock 4,245,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000480 · doc4.xml · nonDerivative · entry 2

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 0

F3 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,245,999 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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January 01, 2021 Filed Jan 5, 2021 18:26 UTC
Chepey JuliusCHIEF INFORMATION OFFICER
Exercise / conversionRestricted Stock Units · Derivative 6,504 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-000476 · doc4.xml · derivative · entry 3

Chepey Julius · CIK 0001805371 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,006

Underlying: Common Stock · 6,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F1 · price: On January 1, 2021, 6,504 of the Reporting Person's restricted stock units vested.

F5 · derivative.exercise_date: These restricted stock units vest in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023.

F5 · derivative.expiration_date: These restricted stock units vest in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023.

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January 01, 2021 Filed Jan 5, 2021 18:26 UTC
Chepey JuliusCHIEF INFORMATION OFFICER
Tax withholdingCommon Stock 2,335 $18.15 $42,380.25
Disclosure

SEC source: 0000899243-21-000476 · doc4.xml · nonDerivative · entry 2

Chepey Julius · CIK 0001805371 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,105

F3 · shares: Shares withheld for tax liability.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 18:26 UTC
Chepey JuliusCHIEF INFORMATION OFFICER
Exercise / conversionCommon Stock 6,504 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-000476 · doc4.xml · nonDerivative · entry 1

Chepey Julius · CIK 0001805371 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 1, 2021, 6,504 of the Reporting Person's restricted stock units vested.

F2 · balance_after: Reflects the exempt distribution of 10,936 shares of the Issuer's Common Stock from the ESOP to the Reporting Person's IRA and therefore are now reported as held directly.

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January 01, 2021 Filed Jan 5, 2021 23:26 UTC
FIKE ANDREASee Remarks
Exercise / conversionRestricted Stock Units · Derivative 8,130 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-000477 · doc4.xml · derivative · entry 2

FIKE ANDREA · CIK 0001205416 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,260

Underlying: Common Stock · 8,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F1 · price: On January 1, 2021, 8,130 of the Reporting Person's restricted stock units vested.

F3 · derivative.exercise_date: These restricted stock units vest in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023.

F3 · derivative.expiration_date: These restricted stock units vest in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:26 UTC
FIKE ANDREASee Remarks
Exercise / conversionCommon Stock 8,130 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-000477 · doc4.xml · nonDerivative · entry 1

FIKE ANDREA · CIK 0001205416 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 1, 2021, 8,130 of the Reporting Person's restricted stock units vested.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 18:27 UTC OtherCommon Stock 5,378,743 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000479 · doc4.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 9,247,551

F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F2 · balance_after: Represents a change in reporting to reflect only that number of shares of Common Stock and Series A Preferred Stock held directly by Mariposa Acquisition IV, LLC in which Mr. Franklin may be deemed to have a pecuniary interest rather than reporting all shares held directly by Mariposa Acquisition IV, LLC.

F3 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 5) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock (prior to the distribution described in footnote 4) and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC.

F4 · ownership.nature: (Continued from footnote 3) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 9,247,551 shares of Common Stock and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:24 UTC OtherCommon Stock 2,389,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000471 · doc4.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 4,245,999

F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,245,999 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:30 UTC OtherCommon Stock 2,389,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000480 · doc4.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 4,245,999

F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,245,999 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
December 29, 2020 Filed Feb 16, 2021 17:54 UTC
Becker Russell A.Director · President and CEO
GiftCommon Stock 605,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006719 · doc5.xml · nonDerivative · entry 12

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 605,000

F4 · ownership.nature: The securities are held by the Patricia L. Becker Legacy Trust dated December 21, 2020 (the "Legacy Trust"). Mr. Becker is the trustee of the Legacy Trust and Mr. Becker may be considered to have beneficial ownership of the Legacy Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

Read SEC document
December 29, 2020 Filed Feb 16, 2021 17:54 UTC
Becker Russell A.Director · President and CEO
GiftCommon Stock 605,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006719 · doc5.xml · nonDerivative · entry 11

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 170,000

Read SEC document
December 22, 2020 Filed Feb 16, 2021 17:54 UTC
Becker Russell A.Director · President and CEO
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006719 · doc5.xml · nonDerivative · entry 10

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 700

Read SEC document
December 22, 2020 Filed Feb 16, 2021 17:54 UTC
Becker Russell A.Director · President and CEO
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006719 · doc5.xml · nonDerivative · entry 9

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F3 · ownership.nature: The securities are held by the Russell A. Becker Revocable Trust dated October 3, 2007 (the "Revocable Trust"). Mr. Becker is a co-trustee of the Revocable Trust and Mr. Becker may be considered to have beneficial ownership of the Revocable Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

Read SEC document
December 22, 2020 Filed Feb 16, 2021 17:54 UTC
Becker Russell A.Director · President and CEO
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006719 · doc5.xml · nonDerivative · entry 8

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 700

Read SEC document
December 22, 2020 Filed Feb 16, 2021 17:54 UTC
Becker Russell A.Director · President and CEO
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006719 · doc5.xml · nonDerivative · entry 7

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 700

F3 · ownership.nature: The securities are held by the Russell A. Becker Revocable Trust dated October 3, 2007 (the "Revocable Trust"). Mr. Becker is a co-trustee of the Revocable Trust and Mr. Becker may be considered to have beneficial ownership of the Revocable Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

Read SEC document
December 22, 2020 Filed Feb 16, 2021 17:54 UTC
Becker Russell A.Director · President and CEO
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006719 · doc5.xml · nonDerivative · entry 6

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 700

Read SEC document
December 22, 2020 Filed Feb 16, 2021 17:54 UTC
Becker Russell A.Director · President and CEO
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006719 · doc5.xml · nonDerivative · entry 5

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,400

F3 · ownership.nature: The securities are held by the Russell A. Becker Revocable Trust dated October 3, 2007 (the "Revocable Trust"). Mr. Becker is a co-trustee of the Revocable Trust and Mr. Becker may be considered to have beneficial ownership of the Revocable Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

Read SEC document
December 16, 2020 Filed Feb 16, 2021 17:54 UTC
Becker Russell A.Director · President and CEO
GiftCommon Stock 505,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006719 · doc5.xml · nonDerivative · entry 4

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 505,000

F2 · ownership.nature: The securities are held by the Russell A. Becker GST Trust dated November 30, 2020 (the "GST Trust"). Mr. Becker's spouse is the trustee of the GST Trust and Mr. Becker may be considered to have beneficial ownership of the GST Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.