Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APi Group CorpAPG · Entity 3311 | Chief Financial Officer | May 20, 2021 | May 24, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APi Group Corp
Report date May 20, 2021 · Filed May 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,929 |
Reported balance
After 2021-05-20 transaction · row 1
1 source rowRow 1 · 2021-05-20 · Purchase · Acquired 2,600 · Balance 109,929 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 564.3564 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 564.3564 F1: Shares acquired under the Issuer's Profit Sharing & 401(k) Plan in an exempt transaction pursuant to Rule 16b-3(c). F2: These shares are held in the Reporting Person's account under the Issuer's Profit Sharing & 401(k) Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 100,000 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 100,000 F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F4: These restricted stock units vest in equal installments on October 1, 2020, October 1, 2021 and October 1, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,707 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 15,707 F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F5: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 62,828 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 62,828 F6: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired under the Issuer's Profit Sharing & 401(k) Plan in an exempt transaction pursuant to Rule 16b-3(c).
F2: These shares are held in the Reporting Person's account under the Issuer's Profit Sharing & 401(k) Plan.
F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
F4: These restricted stock units vest in equal installments on October 1, 2020, October 1, 2021 and October 1, 2022.
F5: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.
F6: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2021 Filed May 24, 2021 16:05 UTC | APi Group Corp APG · Entity 3311 | PurchaseCommon Stock | 2,600 | $19.24 | $50,024.00 |
DisclosureSEC source: 0000899243-21-020432 · doc4.xml · nonDerivative · entry 1 Lydon Thomas A. · CIK 0001805338 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,929 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 16:56 UTC | APi Group Corp APG · Entity 3311 | GrantPerformance Stock Units · Derivative | 62,828 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-007395 · doc4.xml · derivative · entry 4 Lydon Thomas A. · CIK 0001805338 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,828 Underlying: Common Stock · 62,828 shares Expires not disclosed F6 · derivative.exercise_price: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition. F6 · derivative.exercise_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition. F6 · derivative.expiration_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 16:56 UTC | APi Group Corp APG · Entity 3311 | GrantRestricted Stock Units · Derivative | 15,707 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-007395 · doc4.xml · derivative · entry 3 Lydon Thomas A. · CIK 0001805338 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,707 Underlying: Common Stock · 15,707 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024. F5 · derivative.expiration_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 16:56 UTC | APi Group Corp APG · Entity 3311 | GrantCommon Stock | 9,774 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-007395 · doc4.xml · nonDerivative · entry 1 Lydon Thomas A. · CIK 0001805338 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,329 F1 · shares: Represents an award of the Issuer's Common Stock. F2 · balance_after: Reflects the exempt distribution of 3,390 shares of the Issuer's Common Stock from the ESOP to the Reporting Person's IRA and therefore are now reported as held directly. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:20 UTC | APi Group Corp APG · Entity 3311 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-027328 · doc4.xml · derivative · entry 4 Lydon Thomas A. · CIK 0001805338 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F1 · price: On October 1, 2020, 50,000 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. F4 · derivative.exercise_date: These restricted stock units vest in equal installments on October 1, 2020, October 1, 2021 and October 1, 2022. F4 · derivative.expiration_date: These restricted stock units vest in equal installments on October 1, 2020, October 1, 2021 and October 1, 2022. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:20 UTC | APi Group Corp APG · Entity 3311 | Tax withholdingCommon Stock | 15,335 | $14.56 | $223,277.60 |
DisclosureSEC source: 0000899243-20-027328 · doc4.xml · nonDerivative · entry 2 Lydon Thomas A. · CIK 0001805338 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,165 F2 · shares: Shares withheld for tax liability. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:20 UTC | APi Group Corp APG · Entity 3311 | Exercise / conversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-027328 · doc4.xml · nonDerivative · entry 1 Lydon Thomas A. · CIK 0001805338 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On October 1, 2020, 50,000 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.